- TD Bank (New York, NY)
- …and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
- TD Bank (New York, NY)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- MTA (New York, NY)
- Senior Associate, Office of Construction Oversight and Audit Job ID: 13002 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Sep 12, 2025 Description POSTING NO. 13002 JOB TITLE: Senior Associate, Office of Construction Oversight and Audit Services DEPT/DIV: Office… more
- American Express (New York, NY)
- …future of American Express. **What impact will you make in this role?** The Senior Manager-Partner Oversight position is a unique and exciting opportunity to ... Engagements for Third Party Partners in support of the organization's strategic initiatives, compliance , legal, risk and business partner needs, and keeping pace… more
- TD Bank (New York, NY)
- …vary depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...operations or strategy of the Company. + Managing the oversight of compliance issues by reviewing and… more
- Capital One (New York, NY)
- Senior Manager, Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...their advice and to deliver high-impact results. As the ** Senior Manager, Technology Change Risk Oversight ** you… more
- M&T Bank (Buffalo, NY)
- **Overview:** The Senior Liquidity Risk Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest rate, ... challenger-type models or utilize existing ALM model to increase efficacy of oversight activities. + Adhere to applicable compliance /operational risk controls in… more
- PNC (New York, NY)
- …contribute to the company's success. As a Quantitative Analytics and Model Consultant Senior within PNC's Market Risk Oversight organization, you will be based ... based in a PNC location. This role provides second-line oversight of Interest Rate Risk in the Banking Book,...portfolios. . Partner with Front Office, Finance, IT, Legal, Compliance , and other stakeholders. . Contribute to CCAR processes,… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities… more
- Wells Fargo (New York, NY)
- …matters regarding front line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present ... Oversight program materials to senior management. + Provide regulatory compliance risk...lines. + Make decisions and resolve issues to meet business objectives. + Interpret policies, procedures, and compliance… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal,...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- BMO Financial Group (New York, NY)
- …options, and complex derivatives. The role demands proactive engagement with the business , emphasizing the need for a challenger mindset rather than passive ... and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. Develops and monitors… more
- Capital One (New York, NY)
- Manager, Technology Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our customers. We are ... organization focused on providing expert advice, credible challenge, and effective oversight of information security and technology activities to identify, assess,… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... Oversight (DCRO) team. The role holder will support Business Execution initiatives, Cross-Functional initiatives and Compliance ...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... Oversight (DCRO) team. The role holder will support Business Execution initiatives, Cross-Functional initiatives and Compliance ...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- WSP USA (New York, NY)
- …environmental fieldwork, construction monitoring, habitat/impact assessments, or environmental compliance oversight for infrastructure projects. + Experience ... This Opportunity WSP is currently initiating a search for a Senior Field Environmental Compliance Coordinator (Field-Based). Join our Earth & Environment Team… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business :** Audit **Job Description:** The ** Senior Audito** **r - US** ** Compliance Audit** is responsible for executing ... with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible… more
- City National Bank (New York, NY)
- … Senior Compliance Officer will act in a compliance oversight and advisory role supporting assigned business units including two registered investment ... * COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS...responsible for managing and maintaining assigned areas of the compliance program including monitoring business area … more
- Ankura (New York, NY)
- …Adjustment. The Senior Director will also support practice and firmwide business development activities and initiatives and will be required to participate and ... 4 or other recognized organization. + Robust understanding of the operational, compliance , and business issues that affect a healthcare organization, especially… more