- Tradeweb (New York, NY)
- Tradeweb is seeking a Senior SEC Reporting Staff Accountant to join our best-in-class SEC Reporting department in New York City. This role will ... report into the Director of SEC Reporting and be responsible for the...an as-needed basis (eg pro forma financial schedules, monthly/quarterly reporting packages for senior management, other ad… more
- Citigroup (Queens, NY)
- …very closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting , Accounting Policy, Financial Planning & Analysis and ... The Senior Lead Analyst position is an integral member...and partner with multiple areas across Citi, including Controllers, SEC Reporting , Treasury, Risk, Accounting Policy, Financial… more
- Revlon (New York, NY)
- …are Revlon, together, transforming beauty. **Basic Function:** 1. Financial Close and Reporting 2. Technical Accounting and Policies, including but not limited to: ... external consultants 11. Systems - Hyperion tool suite (Consolidation, Management Reporting , Planning); Wdesk/ Workiva; ERPs (SAP & JDE); Blackline; AuditBoard 12.… more
- CIBC (NY)
- …+ Understanding of US and Canadian regulatory landscape, with a familiarity with CFTC/ SEC Swaps rules, CSA swap reporting rules, or Europe/Asia region swap ... is responsible for performing important advisory, training, trade and position reporting reviews, and analytical functions to support CIBC's Global Swap Dealer… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior ...dealer requirements. + Coordinating on regulatory engagement with the SEC and reporting on relevant audit results ... Markets Inc. This role will include producing relevant Management Information (MI) for reporting to the CGMI Board and regulators, as well as completing the Risk… more
- Scotiabank (New York, NY)
- …relevant SEC and FINRA rules and regulations including transaction reporting , best execution, market access, Consolidated Audit Trail (CAT) requirements, etc. + ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138...online and in-person compliance training for sales and trading staff and related support personnel. Coordinate with other Compliance… more
- Citizens (Tarrytown, NY)
- …within the Citizens Private Wealth segment to advise and counsel on applicable SEC , FINRA, MSRB, trust, and state securities regulations applicable to any and all ... BD and Trust functions to ensure compliance with applicable regulations, including SEC , FINRA, state securities laws, and trust regulations. + oversee and manage… more
- Neuberger Berman (New York, NY)
- …the NB Private Markets group. This role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will be involved in hiring, ... managing, and training junior staff as the funds launch and grow. The ideal...12 years accounting/finance experience; CPA preferred + Experience with SEC reporting for Registered Investment Companies required… more
- FuseMachines (NY)
- …goals. 3. Reporting and Compliance + Ensure timely and accurate financial reporting in accordance with SEC regulations and GAAP/IFRS standards. + Prepare and ... file quarterly and annual reports (10-Q, 10-K) with the SEC . + Maintain compliance with Sarbanes-Oxley (SOX) requirements and...to the finance team. + Mentor and develop finance staff , promoting a culture of high performance. + Foster… more
- M&T Bank (Buffalo, NY)
- …reconciliations and reports for the Corporation, which could include bank regulatory reports, SEC reporting , reports to shareholders and the Board of Directors, ... prepare/analyze financial, tax and/or regulatory information to provide to senior management, regulators, internal/external audit and other interested parties;… more
- Cadmus (Albany, NY)
- …utilizing a variety of sources including audits, Dun & Bradstreet (D&B) reporting , Bankruptcydata.com, Factiva, Securities & Exchange Commission ( SEC ) filings, ... reports related to financial status, budgets, and spend plans and resources, staff , and hiring + Develop reporting /infographics, trainings, and presentations for… more
- MUFG (New York, NY)
- …audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex ... member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent,… more
- City National Bank (New York, NY)
- …Vendor Management onboarding, reviews, audits, and CNB issued remediation plans. * Reporting to Senior Managing Director Client Service/Operations. Lead Client ... CNB legal and compliance framework. This position functions as a team manager, develops staff and manages deployment of resources. *What you will do* * Head of CNR… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with ... advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their business in conformance with regulatory… more
- Federal Reserve Bank (New York, NY)
- …contributes to other examination, analytical, and policy work in collaboration with senior supervisors and FRS management, legal staff , and policymakers across ... through a combination of methods, including on-site and off-site examinations involving staff dedicated to the supervision of an individual firm and other… more