- Citigroup (New York, NY)
- Serves as a Senior Regulatory Engagement Manager for Citi's Services businesses, responsible for the promotion, support, monitoring, reporting and leadership on ... on how to best engage with the regulators as well as insight into Services products. + Providing regular updates to management (including preparing business… more
- Citigroup (New York, NY)
- The Core Accounts Controls & Regulatory Management (CRM) Manager, SVP reports to the Core Accounts Global CRM Head. This role will lead the implementation of ... appropriate preparation, pre-review assessments and post-review remediation. + Support and management of expanding regulatory and execution/ implementation of… more
- Citigroup (New York, NY)
- …and procedures and accuracy and timeliness of risk parameters used to determine regulatory capital treatment for various exposures. The SVP , Lead Market Risk ... key Basel regulations, eg FRTB rule + Demonstrable financial services experience including 10+ years of experience in market...may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:**… more
- Citigroup (New York, NY)
- …Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full time **Primary ... for the banking sector. The team has been established within Independent Risk Management charged with building out second line Climate Risk management … more
- ManpowerGroup (Getzville, NY)
- …related projects which are critical to meeting Client's Consent Order and regulatory obligations. SVP , Policy Governance Manager - Banking and International ... **Role: SVP , Policy Governance Manager - Banking and International...Risk (WCR) Policy, Standards, and Procedures to ensure efficient management of multi-disciplinary processes and regulatory requirements.… more
- The Cigna Group (New York, NY)
- …of businesses that serve millions of global customers across various health plans and services . The SVP , Chief Counsel will report to the Chief Legal Officer ... legal advice to senior leadership on enterprise-wide growth strategies, legal and regulatory issues, risks, and opportunities. + Oversee and manage Cigna Healthcare… more
- Citigroup (New York, NY)
- …and these tasks may include managing internal & external audits, or addressing regulatory issues. The Business Manager, SVP - Markets Capital Taskforce is ... working with multiple lines of defense. + Familiarity with regulatory reporting a plus. + Project Management ...plus. **Qualifications:** + 10+ years of experience in financial services . + Experience working in global and complex settings… more
- Berkshire Bank (Albany, NY)
- Division: Commercial Department: Mid Mkt Reports to: SVP , Commercial Team Leader Mid Mkt Status: Exempt/Officer Grade: 14 Pay range: $115,297 - $244,889 Location: ... / Albany, NY - 30 South Pearl St Purpose/Objective : Develops and services C&I relationships. Actively participates in business development activities to assist in… more
- Citigroup (New York, NY)
- Citi Treasury and Trade Solutions (TTS) is a leading provider of cash management and trade finance/ services to corporate, public sector and financial ... (all data needed to enable client products, make business decisions, fulfil regulatory /legal needs, key analytics for product decisions and insights, as well as… more
- Citigroup (Getzville, NY)
- …commodity risk, private equity risk and CSRBB + Demonstrate ability to understand regulatory , compliance, risk management and financial management , and data ... BSM NTMR senior analyst exhibits understanding of bank balance sheet management and optimization, balancing financial resources among different competing priorities… more
- M&T Bank (Buffalo, NY)
- …are completed in compliance with defined processes and regulations. + Work with senior management within Banking Services and has input to the overall strategic ... management promptly. + Interact routinely with senior management of Banking Services to discuss and...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- Citigroup (New York, NY)
- …Compliance advice relating to the Research, Marketing, and Content products and services and the associated regulatory rules/laws and interpretation on internal ... function/business/product, including cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance… more
- Citigroup (New York, NY)
- …over technical strategy. Primarily affects a sub-function. Responsible for handling staff management issues, including resource management and allocation of work ... proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all time +… more
- Raymond James Financial, Inc. (New York, NY)
- …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining...controls and segregation of duties. . Relevant risk based regulatory schemes including Basel I and Basel II and… more
- Citigroup (Queens, NY)
- …**Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... a strategic professional who works to verify Citi's conformance to regulatory requirements, through establishment of testing strategy and execution, stakeholder… more
- Citigroup (New York, NY)
- …(ii) delivering risk information and analysis to help risk managers and senior management navigate complex risks and regulatory landscape, (iii) providing deep ... is responsible for oversight of DART governance, control effectiveness, issue management and remediation, Internal Audit and regulatory engagement, budget… more
- Citigroup (New York, NY)
- …Exchange, this role will provide leadership and cohesiveness to Citi FX Legal's global management of legal and regulatory risks relating to FX Platforms. The FX ... settling, clearing, confirming, and collateralizing foreign exchange and related transactions and services ("FX Platforms"). As Senior Lead Counsel 1 - Foreign… more
- Citigroup (New York, NY)
- …and value across T&BE organization and oversees Controls, Analytics and Decision Management , Quality Assurance, Regulatory Management , Data and ... client and partner experience to deliver excellence through secure, reliable and controlled services , focused on making Citi a simpler bank that is easier to work… more
- Citigroup (Getzville, NY)
- …Provide independent oversight and assurance over the bank's operational risk management framework, ensuring compliance with regulatory requirements and internal ... Operational Risk Management (ORM) is seeking to hire an Operational...growing footprint, with a focus on Lending Operations, Cash Services , Tax Information Reporting, Balance Sheet, and Controls within… more
- Citigroup (New York, NY)
- …across our industry. **Team Overview:** The **Markets Operations COO Controls and Regulatory Management ** function is comprised of: + Deeply embedded Control ... support an extensive range of Capital Markets products and services including: + Fixed Income (FX, Rates, Credit, Muni,...a Client Relationship Group dedicated to overseeing the group service performance and strategic partnership for our top tier… more