- SMBC (New York, NY)
- …regarding trade reconciliation issues. Review transaction cost analysis to ensure quality control , proof for errors and help identify data trends for next level ... (ie, pre-trade and post-trade spot checks) in support of trading and trading operations. Effectively communicate with...support the overall desk. Work with compliance, legal and risk management to broaden working knowledge of market trends,… more
- Citigroup (Getzville, NY)
- …breaches. * Provide subject matter expertise in credit risk exposure monitoring, control and calculation in a Markets trading environment. * Develop a high ... background as well as experience in collaborating with Markets trading businesses, 2nd Line Credit Risk , and...degree; 5-8 years of experience * Thorough understanding of risk and control assessments. * Proficiency in… more
- S&P Global (New York, NY)
- …the organization expands its use of Generative AI tools. In particular, the Analyst will participate in risk -based activities, including reviewing large data ... Role/The Team:** The role of the Generative AI Monitoring Analyst is to design and execute a monitoring program...within S&P Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical… more
- Raymond James Financial, Inc. (New York, NY)
- …corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the ... and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and ensuring… more
- Citigroup (Getzville, NY)
- …require a minimum of 3 days a week in-office. The Securities & Derivatives Analyst is looking for a developing professional with some experience in a related field. ... functions. Basic understanding of how the team interacts with Trading Desk, Sales Desk, Operations and Technology support teams...to create, explore and be adventurous whilst taking measured risk , adopting safe practices to protect the firm. Data… more
- Bank of America (New York, NY)
- …Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital Management to ... Data Support Sr. Analyst Charlotte, North Carolina;New York, New York **To...group. Proactively monitor and remediate incoming data used in risk measurement and reporting. Ensure the completeness, validity, and… more
- Mizuho Corporate Bank (New York, NY)
- …data, investigating authoritative sourcing of data, conducting data analysis to support risk assessments, and implementing data control measures to safeguard ... Mizuho's Finance businesses. Role Title: Finance Domain Data Quality Analyst As a Finance Domain Data Quality Analyst...+ Analyze large datasets to identify trends, patterns, and risk factors that may impact the organization. + Perform… more
- Mizuho Corporate Bank (New York, NY)
- … Analyst will identify and implement technical capabilities in support of Model Risk and a data control framework. Additionally, the individual will work ... Join Mizuho as a Transaction Monitoring Functional Analyst ! In this role you will bridge business...Project Support: Collaborate with cross-functional teams including Compliance, IT, Risk , and external vendors to define project scope and… more
- Bank of America (New York, NY)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... Quantitative Financial Analyst New York, New York;Atlanta, Georgia; Newark, Delaware;...relating to financial modelling and model uses, particularly in trading models, market risk models and Counterparty… more
- Citigroup (Getzville, NY)
- …response to new regulations, new transactions, and technology implementation. * Perform control and operational risk management functions through regular risk ... The Finance Accounting Lead Analyst participates is a senior level position responsible...objective of this role is to drive efforts to control and support data integrity and general ledger reconciliation,… more
- Wellington (New York, NY)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance program, focusing… more
- TD Bank (New York, NY)
- …stress testing, and liquidity reporting.** **The QMA team works closely with front office trading and sales to deliver on their risk management, valuation and ... processes** **Coaches I mentors other team members as appropriate** **Demonstrates governance, control and risk management behaviors in alignment with TD… more
- Citigroup (New York, NY)
- The Applications Development Technology Lead Analyst is a senior level position responsible for establishing and implementing new or revised application systems and ... developers and analysts, allocating work as necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- TD Bank (New York, NY)
- …+ Support new business initiatives and the implementation of system enhancements. + ** Control & Risk Management** + Maintain strong operational controls and ... Fixed Income Operations team supports the end-to-end trade lifecycle for TD Securities' trading and investment activities. As TD builds a new Whole Loan business,… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as a GRC Analyst ! Key Responsibilities: Audit/ Risk Assessment + Communicate with auditors to answer questions and provide clarification + ... Certificate Holder of CISA (Certified Information Systems Auditor) or CRISC (Certified in Risk and Information Systems Control ) is preferable, but not required +… more
- TD Bank (New York, NY)
- …Trading Business Management (TBM), Market Risk and Model Development (PnL, Risk , VaR), Market Risk Control , Operations/Data Services, Front Office, ... team, we work to deliver value for our clients every day. The Senior Analyst Project Delivery - TDS will support the end-to-end delivery of the project's… more
- Capgemini (New York, NY)
- Financial Crime Compliance Analyst Choosing Capgemini means choosing a company where you will be empowered to shape your career in the way you'd like, where you'll ... more inclusive world. **Job Description** We're seeking a Financial Crime Compliance Analyst to join the CRA team, which specializes in analyzing datasets related… more
- Bank of America (New York, NY)
- Market Support Analyst New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed with ... daily processing functions within the team to ensure all control standards are met. + Assist with large scale...large scale initiatives to drive operational excellence, reduce the risk profile, and be an integral part of the… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch ... improvement + Advise and coach new/lower level personnel + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Citigroup (Getzville, NY)
- …a minimum of 3 days in-office.** The Sec & Derivat Intmd Assoc Analyst is an mid level position responsible for processing orders and transactions originating ... from trading desks and branch offices in coordination with the...securities processing team members when required + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more