- American Express (New York, NY)
- …Lead and establish the governance standards of oversight and monitoring of compliance risk management activities, including the implementation of the ... manage governance activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial services… more
- SMBC (New York, NY)
- …with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management . Additionally, the position ... of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management ...management , regulators, and the business to advise on compliance risk management strategies and… more
- Citigroup (New York, NY)
- …Enterprise Risk Management (ERM) Organization. The SVP Enterprise Concentration Risk Management - Identification and Monitoring is focused on ... concentration risk identification framework (including any metrics) in coordination with risk and business management + monitoring existing and emerging… more
- Amazon (New York, NY)
- …legal, finance, tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions. This position requires ... safety, legal, finance, tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions. About the team… more
- American Express (New York, NY)
- …Risk & Compliance Organization ("GRC") independently oversees the company's risk -taking and risk management activities, including the comprehensive ... We create and maintain the overall risk management framework while ensuring legal and regulatory compliance... monitoring and testing across processes, strengthening AXP's risk management practices, and monitoring … more
- JPMorgan Chase (New York, NY)
- … Management - Associate** Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...learn + Understanding of the governance and controls surrounding risk monitoring including, stress testing, limits and… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... promotion, support, monitoring and reporting on Citi's interactions with its regulators,...law, rule, or regulation and design and deliver a risk management framework that maintains risk… more
- American Express (New York, NY)
- …Risk & Compliance Organization ("GRC") independently oversee the company's risk -taking and risk management activities, including the comprehensive ... We create and maintain the overall risk management framework while ensuring legal and regulatory compliance...organizations. This role pertains to: + Credit and Model Risk Oversight, Transaction Monitoring & Risk… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead for the Commodities team within ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...regulatory and policy principles, and + Participate in firm-wide risk assessment, monitoring and testing initiatives **Required… more
- HSBC (New York, NY)
- …close working relationship with key stakeholders, including the Compliance teams, Monitoring Teams, COOs and other senior management in the business, ... independent Second Line of Defence (2LOD) function that undertakes risk -based monitoring and testing of processes and...Assurance you will: + Utilice SME knowledge in the compliance risk environment to support the business… more
- Bank of America (Jersey City, NJ)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the...+ Monitoring , Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting +… more
- Bank of America (New York, NY)
- …for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the... + Adaptability + Business Process Analysis + Issue Management + Monitoring , Surveillance, and Testing **Desired… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"),...existing Monitoring and Testing items for the Compliance and Operational Risk Program from a… more
- City of New York (New York, NY)
- …and contractual compliance . Collaborate with the Director of the Budget Management unit, in monitoring , tracking, and reporting of fiscal concerns pertaining ... up to date on all compliance issues and activities; continuously monitoring compliance activities conducted by Career Services program staff and other… more
- Federal Reserve Bank (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... industry; auditor; or bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and controls in relation to… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- TD Bank (New York, NY)
- …self-assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
- Citigroup (New York, NY)
- … risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team responsible for establishing ... transformation milestones + Supporting the day-to-day operations of Compliance risk management programs including...data and preparing regional and global reports related to compliance risk assessments, and monitoring … more