- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and ... Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance team responsible for the… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this...methodology and interpreting results. + Present CRA results to senior 1LOD and 2LOD management, including an overview of… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures ... assessments + Monitor AML related issues and escalations with senior management and global partners + Evaluate and respond...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk … more
- Bank of America (Jersey City, NJ)
- …a difference. Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line ... actions to address the root causes that lead to compliance risk issues and/or operational risk...+ Cultivates healthy working relationships with peers, partners and senior leaders across a variety of functional groups, including… more
- JPMorgan Chase (Jersey City, NJ)
- …box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Officer - Senior Associate on the Consumer and Community Banking ... As part of Risk Management and Compliance , you are...the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Morgan Stanley (New York, NY)
- …issues as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management ... for a wide variety of supervisory, compliance , and risk functions. In conjunction with the Senior Risk Officer , the NRO has accountability… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- …action plans. + Update and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to the ... + Reviewing/tracking PAP renewals. Qualifications: + Significant experience in Operational Risk Management, Audit, Compliance , or other control function. +… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... Primary responsibilities include participating in senior business risk and control forums, monitoring compliance ... business risk and control forums, monitoring compliance risk behaviors, providing day-to-day Compliance… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (Queens, NY)
- …sub committee, and business forum. This role will work closely with our risk management, control, and compliance organization to ensure the appropriate ... The Wealth Management Business Risk & Controls Governance Manager will lead the...Enhance our global Wealth fiduciary governance framework to drive compliance with regulatory and internal governance requirements for monitoring,… more
- Citigroup (New York, NY)
- …in your work, come join us. We'll enable growth and progress together. The Senior Vice President, Information Security Officer (Wealth - Digital and Partnership) ... and activities in alignment with Citi's data security policy. Information Security Officer (ISO) are subject matter experts for business, functions and technology… more
- Citigroup (New York, NY)
- The CSIS Executive Protection Security Officer is a senior level role responsible for the support of Citi Executive Protection. The overall objective is to ... communication skills required to negotiate internally and externally, often at a senior level. Accountable for the end results of an area. Exercises control… more
- Citigroup (Queens, NY)
- …Citi's risk positions to Senior Management; including updates to Chief Risk Officer 's, Product Managers and Sr . Management related to risk ... The Business Risk Sr Group Manager manages multiple...position requires substantial interaction and collaboration with Policy, Business, Risk Management, Compliance , and other functional business… more
- Bank of America (Jersey City, NJ)
- Enterprise Financial Risk Sr . Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance,… more