- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this...methodology and interpreting results. + Present CRA results to senior 1LOD and 2LOD management, including an overview of… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and ... Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance team responsible for the… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- JPMorgan Chase (Brooklyn, NY)
- …Global Financial Crime Compliance Governance Senior Associate within the Compliance , Conduct and Operational Risk (CCOR) team, you will oversee and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Create and analyze monthly governance decks utilized by LOB senior leadership + Maintain user guide documentation **Required qualifications,… more
- Bank of America (Jersey City, NJ)
- …a difference. Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line ... actions to address the root causes that lead to compliance risk issues and/or operational risk...+ Cultivates healthy working relationships with peers, partners and senior leaders across a variety of functional groups, including… more
- Citigroup (Jersey City, NJ)
- **Job Description** Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- JPMorgan Chase (Jersey City, NJ)
- …part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer , and the Risk ... Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at...**Job Responsibilities** + Operating as a key advisor, supporting senior leaders in shaping and executing their strategic visions.… more
- Morgan Stanley (New York, NY)
- …issues as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management ... for a wide variety of supervisory, compliance , and risk functions. In conjunction with the Senior Risk Officer , the NRO has accountability… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... programs to deliver data driven insights that balance risk management and compliance concerns with supporting...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Morgan Stanley (New York, NY)
- …issues as related to risk and compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan Stanley Wealth ... responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with the Senior Complex Risk Officer , the Complex … more
- Citigroup (Queens, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help… more
- Citigroup (New York, NY)
- The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- Citigroup (Queens, NY)
- …sub committee, and business forum. This role will work closely with our risk management, control, and compliance organization to ensure the appropriate ... The Wealth Management Business Risk & Controls Governance Manager will lead the...Enhance our global Wealth fiduciary governance framework to drive compliance with regulatory and internal governance requirements for monitoring,… more
- Citigroup (Queens, NY)
- …Citi's risk positions to Senior Management; including updates to Chief Risk Officer 's, Product Managers and Sr . Management related to risk ... The Business Risk Sr Group Manager manages multiple...position requires substantial interaction and collaboration with Policy, Business, Risk Management, Compliance , and other functional business… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- …in your work, come join us. We'll enable growth and progress together. The Senior Vice President, Information Security Officer (Wealth - Digital and Partnership) ... and activities in alignment with Citi's data security policy. Information Security Officer (ISO) are subject matter experts for business, functions and technology… more
- Citizens (New York, NY)
- …Experience guiding credit culture and oversight framework to ensure adequacy of risk /reward balance, regulatory compliance , governance structure, risk ... Description Citizens is currently recruiting for a Commercial Senior Credit Offer to cover the New York...role is a highly visible leadership role requiring strong risk identification, assessment, and mitigation skills, line of business… more