- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing, and Regulatory Change Management is ... role within the Compliance Department, reporting directly to the Head of Corporate Compliance. This role is tasked with...role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing,… more
- SMBC (Jersey City, NJ)
- …("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment . As a Compliance Risk Assessment ("CRA") Vice President, this role ... The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and...action plans to address identified control gaps. + Assist Head of Risk and Control Assessment… more
- City of New York (New York, NY)
- …tools to address these systemic risks, including -ESG integration work, which ensures that assessment of ESG risk is embedded in our asset manager due diligence ... Economically Targeted Investments (ETIs) - investments that return an appropriate risk -adjusted rate of return while also creating collateral benefits for the… more
- Citigroup (New York, NY)
- …International Private Bank and Citi Private Bank brands _._ **Job Description:** The Head of Business Execution - Investment Solutions & CIO, will report directly ... activities of the Investment Solutions and CIO business. The Business Execution Head coordinates and manages activities such as the tracking of business financials,… more
- Sanofi Group (Bridgewater, NJ)
- **Job Title:** Head , US Commercial Operations Finance - Vaccines **Location:** Bridgewater, NJ **About the Job** Ready to push the limits of what's possible? Join ... while helping to make an impact on millions around the world. As Head , US Vaccines Commercial Operations Finance you'll be responsible for providing critical… more
- Scotiabank (New York, NY)
- …+ Review and challenge Volcker Rule controls inventories as part of the Compliance Risk Assessment . + Deliver Volcker compliance training to US and Canadian ... Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- Axis (New York, NY)
- …portfolio analytics + Deep understanding of technical underwriting issues including risk assessment , exposure monitoring /control, wordings, bespoke ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns...does this role contribute to our collective success?** The Head of Underwriting Execution for AXIS Reinsurance will report… more
- MUFG (New York, NY)
- …Americas region. + Working with Compliance stakeholders to develop and implement Privacy risk assessment and testing programs. + Leading the ongoing ... our recruitment team will provide more details. MUFG is seeking a Vice President and Head of the Americas Data Privacy and Protection Office (DPPO). The Head of… more
- Citigroup (New York, NY)
- …team of Compliance Officers who provide compliance advisory services, design key risk indicators and compliance monitoring programs, identify reporting metrics ... overseeing implementation of related remediation. + Conduct and supervise regulatory risk assessments and monitoring /testing thought leadership, creating action… more
- SMBC (New York, NY)
- …office, to maintain and promote a robust risk management framework; - Daily market risk monitoring team to ensure the monitoring are managed within ... role will have a matrixed reporting line into the Head of Market Risk Governance and Strategy...in performing annual/quarterly/monthly risk governance requirements including risk limit review and assessment , etc. as… more
- SMBC (New York, NY)
- …strategy, testing results and corrective measures. + Oversee quarterly and annual continuous monitoring / risk assessment process to identify business trends ... activities within the Internal Audit Department. Reporting to the Risk and Lending Business Function Head , the...the delivery and execution of IAD's broader annual audit risk assessment and assurance planning activities and… more
- Citigroup (Queens, NY)
- …controls design, controls testing. Managerial experience required. + Strong understanding of risk assessment processes. + Advanced skills in MS Excel and ... the team/project. This role will ultimately report to the Head of Wealth Monitoring and Testing. **Responsibilities:**...relevant Monitoring and Testing tools. + Summarize Monitoring exceptions for Assessment Units (AU) through… more
- SMBC (New York, NY)
- … Risk Associate will provide facilitation of cross regional liquidity risk projects including Head Office Communication and Internal/External Oversight ... risk -related matters in a timely manner to the Head of Liquidity Risk Strategy 1. Collaborates...quarterly, and monthly risk governance tasks, including risk limit review and assessment , as required… more
- Citigroup (Jersey City, NJ)
- …the areas of in-business controls, controls design, controls testing. + Strong understanding of risk assessment processes. + Advanced skills in MS Excel and MS ... designed and owned by Citi's Wealth departments. The Business Risk Officer is a strategic professional who stays abreast...the team/project. This role will ultimately report to the Head of Wealth Monitoring and Testing. **Responsibilities:**… more
- Citigroup (New York, NY)
- …In-Business QA (IBQA) function in the establishment of WCR IBQA policies, procedures, risk assessment and controls to drive effective QA coverage and standards ... provide an integrated "end-to-end" credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the… more
- Citigroup (New York, NY)
- … & Controls - MCA Control Design Lead** This role reports into Client Organization- Head of MCA, Risk Assessment , Control Design and will manage several ... Controls team, to ensure standardization + Embed a strong risk assessment and governance approach around delivery...cultures at a senior level. + Proven experience in Risk Management, including monitoring and identification of… more
- WTW (New York, NY)
- … management programs, including governance, risk appetite and tolerance, assessment and mitigation strategies, monitoring and reporting, and integrating ... to all clients. We cover all things related to assessment of risk , optimization of risk...WTW. The role will report to the North America Head of ERC. We currently work with some of… more
- American Express (New York, NY)
- … risk appetite framework and independent oversight principles, supporting the aggregate risk assessment for the Company, and leading key projects that deliver ... on the strategic priorities of the Head of Enterprise Risk Management and ...framework for all new product initiatives, ensuring proper documentation, risk assessments, and monitoring mechanisms are in… more
- SMBC (Jersey City, NJ)
- …a solid foundation of the applicable regulatory framework. + Participates in the annual risk assessment process of applicable laws and regulations. + Assists in ... Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for...regulations, Additionally, a familiarity of the US regulatory environment, risk identification / mitigation, and managing the workflows for… more
- SMBC (New York, NY)
- …**Responsibilities:** + Review and challenge Front Office ("1Lod") judgement of ES Risk factors identified through deal/ monitoring application processes. + ... with other business lines and functions in the Americas Division, the Head of Sustainability, Head of ES Model Risk and broader Risk organization in the … more