- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part ** Trade Surveillance Oversight** Team. This role will ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
- Wells Fargo (New York, NY)
- …coverage. + Attend team meetings and contribute to discussions on risk and compliance strategy. ** Trade Surveillance Awareness** + Promoting a culture of ... and awareness of risks and mitigating control solutions. The Vice President of Trade Surveillance Governance sits within the Trade Surveillance Team and will… more
- TD Bank (New York, NY)
- … Compliance team is looking for an Associate candidate (Senior Compliance Officer ) to join the new Trade Surveillance team. Preferred 3-5 years of ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...experience in trade surveillance of Fixed Income Products, with relevant knowledge… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- Deloitte (New York, NY)
- …the following SAP GTS Modules: + Compliance Management + Customs Management + Trade Preference + Technical or functional lead on at least 1 full-lifecycle ... foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses...of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- Deloitte (Jersey City, NJ)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside… more
- Sprinklr (New York, NY)
- …**Job Description** **What You'll Do** Reporting to the CFO, the Chief Accounting Officer (CAO) will play a critical leadership role in the finance function of ... accounting, financial reporting, technical accounting, IT automation, tax, regulatory compliance , treasury/cash management, revenue accounting, quote-to-cash, shared services, commissions,… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer - FIG Sales NA Investments and Securities New York, New York;Chicago, Illinois **To proceed with your application, you must be at least ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Senior-Treasury-Sales- Officer FIG-Sales-NA-Investments-and-Securities\_25045535) **Job Description:** At Bank of America, each… more
- Neuberger Berman (New York, NY)
- **Position Overview:** The Private Wealth Business Enablement Officer will play a key role in the Private Wealth business' technology budget, prioritization, ... acts as the connective tissue across Private Wealth, Technology, Operations, Compliance , Finance, and client-facing teams to source and validate requirements, size… more
- Santander US (New York, NY)
- Commercial Real Estate Workout Officer - Hybrid - Manhattan, NYC Country: United States of America **Your Journey Starts Here:** Santander is a global leader and ... to Talk to You!** **The Difference You Make:** The **Associate, Workout Officer ** manages accounts of low complexity and proactively facilitates the resolutions of… more
- SMBC (Jersey City, NJ)
- …The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations… more
- PSEG (Newark, NJ)
- …financial management, and metrics. Reporting into the Chief Information Security Officer (CISO), (s)he coordinates across all business lines and service departments ... to lead and support projects across Cybersecurity (eg Governance, Risk,...and support projects across Cybersecurity (eg Governance, Risk, and Compliance ; Operations; Identity Security; Engineering and Architecture; Operational Technologies)… more
- CUNY (New York, NY)
- …grants, the Director of ACE Technology Programs is responsible for all compliance and accurate reporting to grant stakeholders including the College, CUNY, and ... Research Foundation of CUNY. Finally, the Director of ACE Technology Programs will lead the department's Technology Advisory Board and engage industry to form new… more
- Pfizer (New York, NY)
- …to optimize input to development and commercial decision-making and ultimately lead to approvals with optimal labels for Pfizer's Internal Medicine portfolio. ... resources to assure qualified regulatory representation and support + Ensure compliance of marketed products throughout the product lifecycle and support regulatory… more
- PNC (New York, NY)
- …The CIO Investments team is searching for a Portfolio Manager (PM) to lead the Agency Mortgage-Backed Securities (MBS) sector. The position will report to the ... PNC CIO, we aim to optimize risk-adjusted economic returns, ensuring compliance with regulatory requirements, and aligning investments with the institution's balance… more
- New York Times (New York, NY)
- …that it's worth paying for. Role Overview: The SVP, Global Security, will lead The New York Times Company's global security strategy and programs, safeguarding all ... report to the Executive Vice President & Chief Legal Officer . This role is based in our New York...using metrics and benchmarking. + Global Holistic Risk Management: Lead the identification, assessment, and mitigation of physical security… more
- Allied Universal (New York, NY)
- …to hire a Security Account Manager for a Memorial Museum located in the World Trade Center area of Manhattan.** As an Account Manager, you are the driving force ... the safety and well-being of the people and places you protect. You will lead from the front-guiding, developing, and motivating your team of security officers and… more
- BlackRock (New York, NY)
- …time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools on a single platform to power informed ... + Collaborate closely with the Client's senior management team (Chief Operational Officer , Head of Trading and Investment Desk Leads) and provide strong leadership… more