- Bank of America (New York, NY)
- Regulatory Relations Manager New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... with the power to make a difference. Join us! The Regulatory Relations Manager is responsible for maintaining relationships and interactions with regulators… more
- American Express (New York, NY)
- …group within the General Counsel's Organization seeks a Vice President (VP), US Regulatory Relations - Reporting and Quality Assurance. As the principal ... and the supervisory personnel of its federal banking regulators, the US Regulatory Relations (USRR) team plays a critical strategic role driving a cohesive… more
- Morgan Stanley (New York, NY)
- …responsibilities include community development lending, investing and grant making; community relations ; regulatory relations ; and regulatory ... as the Secretary of the CRA governance committees * Regulatory Compliance - Monitor and prepare reports of the...Assist with ad hoc responsibilities and projects * Community Relations for the US Banks * Grants and Sponsorship… more
- Citigroup (Jersey City, NJ)
- …or a combination thereof; experience in area of focus + _As a member of the Regulatory Relations team, you will be supporting the points of contact for core US ... officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and… more
- City National Bank (New York, NY)
- …approach, and reporting status to senior leadership. Liaises with Legal, HR, Regulatory Relations , Technology & Innovation and other key support functions ... ** Regulatory Transformation Program Management & Reporting** **WHAT IS...planning, execution and delivery of one or more major regulatory workstreams within the GRC Implementation Office. Position is… more
- American Express (New York, NY)
- …or outstanding issues that may impact the scope of the examination. o US Regulatory Relations team within the General Counsel's Organization to provide input to ... your place in risk and analytics on #TeamAmex. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk...and Compliance is the center of expertise for US regulatory exams and remediation of regulatory findings… more
- Citigroup (New York, NY)
- … Regulatory interactions (FRB, SEC, OCC etc) in collaboration with the Regulatory Relations team. + Deliver a best-in-class governance framework, and develop ... development of Citi's FRTB capabilties in accordance with the regulatory rules and expectations. You will act as a...have an excellent opportunity to lead a strategically and regulatory important program and work with a broad set… more
- Scotiabank (New York, NY)
- …compliance issues identified, and preparing a written response. + Coordinate with Regulatory Relations to manage regulatory examinations by evaluating ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in… more
- Scotiabank (New York, NY)
- …define metrics and risk thresholds. This role will also interface with the bank's regulatory relations team to prepare responses and meetings. The incumbent will ... GIAM (Global Identity & Access Management) IAM risk and regulatory service delivery will lead the regulatory ...and regulatory service delivery will lead the regulatory reporting for the IAM workstream, standard measurement and… more
- Scotiabank (New York, NY)
- …(Internal Controls, Compliance, Finance, Risk, Legal, Operations, Information and Technology, Regulatory Relations , Data Governance, etc.) to ensure business ... client relationships and leverage broader Bank relationships, systems and knowledge Regulatory and Controls: + Strengthen and develop the control environment by… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... + Validate management's corrective actions to address audit findings and regulatory gaps. + Execute continuous business monitoring with an external perspective… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... staff groups (eg, Amex Ethic's Office, General Counsel's Organization, Employee Relations Group, Global Security, etc.) + Conduct fact-finding interviews with all… more
- Morgan Stanley (New York, NY)
- …responsibilities include community development lending, investing and grant making; community relations ; regulatory relations ; and regulatory ... compliance. The department's target market is low- to moderate-income (LMI) communities in Utah, New York, Washington DC and other regions nationwide. *Primary Responsibilities* The Candidate will work directly with internal staff and external partners. The… more
- Bank of America (Jersey City, NJ)
- …Process Analysis + Controls Management + Data Visualization + Process Design + Regulatory Relations **Shift:** 1st shift (United States of America) **Hours Per ... mining tools and metrics. Ensures that the team produces regulatory and economic risk capital reports and data inputs...team is seeking a highly motivated individual to support regulatory reporting (FR Y-14Q Schedule F) associated with market… more
- Bank of America (Jersey City, NJ)
- …analysis on various risk and regulatory topics and engaging with Legal and Regulatory Relations teams in responding to regulatory inquires and issues. ... influence discussions across GMR to ensure compliance with the FRTB Regulatory Rules across various jurisdictions. **Governance/ Executive Reporting:** * Managing… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... line of business policies and procedures; support and drive adherence to regulatory compliance requirements + Enable and maintain a well-managed environment while… more
- Bank of America (New York, NY)
- …Thinking + Project Management + Relationship Building + Written Communications + Regulatory Relations + Talent Development + Technical Documentation + Workforce ... Strategic engagement in governance routines, issue remediation / validation, and regulatory engagement + Provides comprehensive assessment of key products; increases… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... of the latest developments in AI/Gen AI technologies, ethical considerations, and regulatory requirements, and update the audit coverage strategy accordingly. We are… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... and consolidation, general ledger management, accounting and reporting (SEC and regulatory reporting). Key Responsibilities + Assist team leaders, senior managers /… more
- Bank of America (New York, NY)
- …checks and reviews. **Skills:** . Performance Management . Project Management . Regulatory Relations . Risk Management . Stakeholder Management . Business ... for the trade surveillance - market disruption, market manipulation, financial or regulatory risks . Identification of key trends, patterns in trading behaviors and… more