- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering ( AML ) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management ... firm-wide AML risk management policy and strategic AML Compliance Risk Management direction as well...structure potential solutions, and drive effective resolution with other senior stakeholders + Liaise with regulators and Citi internal… more
- Citizens (Iselin, NJ)
- …We are currently seeking a Director of Software Engineering to lead the Compliance technology team and manage the portfolio of applications / data platforms for ... Compliance , AML and KYC and Risk Management....Compliance , AML and KYC and Risk Management. In this role,... challenges. + Be a strategic partner to various senior executives in the organization, driving ideation, innovation and… more
- Ankura (New York, NY)
- …generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and ... preparation; + Draft remediation plans for exam/audit findings and recommendations for Senior Director review and implementation; Requirements: + At least 10… more
- SMBC (Jersey City, NJ)
- …how emerging data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** + Bachelor's ... benefits to its employees. **Role Description** Reporting to the Director , FCC Analytics in the Compliance Department,...Analytics, or other related field). + 10-15 years of BSA/ AML compliance experience, particularly with data, platforms,… more
- Morgan Stanley (New York, NY)
- …core values and acting as a role model - Solid knowledge of the KYC and AML Compliance policies and how they are applied in a US banking regulatory environment. ... join our team as a Client Onboarding Regulatory Services Director as part of the New Client New Business...responsible for maintaining, reviewing, processing, and reporting on both AML and Non- AML regulatory programs; ensuring the… more
- Citigroup (New York, NY)
- …align to policy, regulations, and legal requirements. They will interact with Senior Compliance , Legal, Business, Operations, Technology and Risk leadership, and ... For lower risk clients, products, and services, partner with Senior Compliance Leaders, analytic teams, and 1LOD...Masters (MS or MBA) Degree preferred **Job Family Group:** Compliance and Control **Job Family:** AML Core… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Builds a high-performance ... Managing Director , Global Corporate & Multinational Client Service **Requisition...of 5 years of Corporate Banking experience in a senior role required. + Proficiency in Spanish and/or French… more
- CIBC (New York, NY)
- …stakeholders across the different businesses our team supports including up to Senior Management levels + Prioritizes, directs and implements assignments / projects ... articulate complex issues concisely and communicate effective and comfortably with senior people; excellent relationship building and stakeholder management skills +… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Senior Product Manager, Commercialization - US Business Deposit...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... Senior Product Manager - US Business Deposit Products...to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook… more
- Scotiabank (New York, NY)
- Senior Manager, Enterprise Anti-Bribery & Anti-Corruption **Requisition ID:** 206608 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... We work together to drive ambition for every future! **Purpose** The Senior Manager, Enterprise Anti-Bribery & Anti-Corruption contributes to the overall success of… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department ... Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As..., Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more
- Morgan Stanley (New York, NY)
- …implementing, and overseeing the organization's policies and procedures to ensure compliance with internal and external regulations. This individual will lead ... goals. The role is essential to ensuring operational efficiency, regulatory compliance , and the development of employees across departments. Primary Responsibilities… more
- City National Bank (Jersey City, NJ)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more