- City National Bank (Jersey City, NJ)
- SR . AUDIT MANAGER - BSA /AML WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- City National Bank (Jersey City, NJ)
- * SR . AUDIT MANAGER - BSA /AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- City National Bank (Jersey City, NJ)
- * SR . AUDIT MANAGER - TREASURY/FINANCE* WHAT...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... managing complex audits and supervising auditors assigned to the audit in one of the following areas:The bank... audit in one of the following areas:The bank 's financial and operational audits to assess the adequacy… more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... * AUDIT MANAGER I- TREASURY/FINANCE* WHAT IS...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...excel at-all from Day One. **Job Description** The Quantitative Senior Audit Project Manager (QSAPM)… more
- City National Bank (Jersey City, NJ)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned to one... audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Guidelines. + Drafting issues under the supervision of the Senior Auditor, Audit Project Manager .… more
- City National Bank (New York, NY)
- … Bank Compliance policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Community Reinvestment Act , Fair Lending ... YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank 's compliance risk; determine if current processes control risk....* Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and… more
- Capital One (New York, NY)
- …Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering ... Crimes Compliance Audit team, you will focus on engagements involving BSA /AML, Sanctions, and Fraud Compliance related audit projects that provide input… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...by providing oversight guidance on various issues. + Timely recognition of issues or concerns requiring escalation. + Assist… more
- Synchrony (New York, NY)
- …plan for timely resolution on any issues uncovered through those requests + Act as the senior escalation point for model-related risks, regulatory inquiries, ... will serve as the business and technical owner of Synchrony's BSA /AML transaction monitoring and watchlist screening models, critical for combating financial… more
- TD Bank (New York, NY)
- …filing of a SAR. + Participate in the annual enterprise-wide AML/ BSA /Sanctions/ABAC risk assessment process. + Conduct targeted AML/OFAC training, as appropriate. ... initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as… more
