- Tradeweb (New York, NY)
- …strategies. **Job Responsibilities** + Oversight of consolidated budgeting, 3year plan and financial reporting + Financial modeling and analysis related ... trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset… more
- SMBC (New York, NY)
- … Reporting : The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services,… more
- Robert Half Finance & Accounting (Parsippany, NJ)
- …Great opportunity to gain high exposure in this larger organization working directly for the SEC Financial Reporting Manager. Experience with SAP is a plus ... traded company in Central Morris County is seeking a Sr . Specialist in their SEC Reporting...exposure in this larger organization working directly for the SEC Financial Reporting Manager. Experience… more
- Citigroup (Queens, NY)
- …such as loans, securities, deposits and derivatives. + Strong familiarity with GAAP/ SEC financial reporting + Bachelor's degree in Accounting/Finance ... with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting , Accounting Policy, Financial ...financial analysis in order to communicate results to Senior Management and US Regulatory Agencies + Keep abreast… more
- TIAA (New York, NY)
- The Wealth CIO team is seeking an experienced Sr . Director of Operations, Execution, and Risk. This person would ensure that investment and business processes are ... into three categories: 1) Investment and Business Risk Management; 2) Reporting and Oversight; 3) Practice Management. **Key Responsibilities and Duties**… more
- Deloitte (New York, NY)
- … services, crypto, technology, and/or aerospace and defense industry experience + Experience in financial reporting and SEC requirements of IPOs The wage ... SPAC, such as: + Assess public company readiness + SEC reporting requirements + Technical accounting matters...project objectives. + Provide technical expertise on accounting and financial reporting matters related to transactions. +… more
- Raymond James Financial, Inc. (New York, NY)
- …industry compliance. + Rules and regulations of the Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); and state securities ... necessary changes. + **Operational Review:** Ensure compliance with regulatory reporting requirements, trade confirmations and other operations/ middle office… more
- Raymond James Financial, Inc. (New York, NY)
- …all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related follow up in a timely ... and/or branch exams + Rules and regulations of the SEC , FINRA, and state securities regulatory agencies + Fundamental...practices, and procedures used in the securities industry + Financial markets and products **Skill in:** + Thorough and… more
- US Bank (New York, NY)
- …the lowest level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for ... in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with SEC ,...on reporting processes. + Prepare ad hoc financial reports and analysis for senior management… more
- Ankura (New York, NY)
- …with the PCAOB, SEC , or other regulators on auditing, accounting, financial reporting , and independence matters. You will also have the opportunity ... and interpretation of Generally Accepted Accounting Principles ("GAAP"), International Financial Reporting Standards ("IFRS"), International Auditing Standards… more
- Ankura (New York, NY)
- …Support PE and Corporate clients with accounting advisory solutions for complex SEC reporting , purchase accounting, financial restatements, material weakness ... Finance - Establish a finance organization that quickly and accurately produces financial reporting + Transactions - Successfully execute transactions and… more
- Paramount (New York, NY)
- …within the Corporate Treasury Group. This role partners closely with Accounting, Financial Reporting , Legal, Tax, and divisional finance teams, and interacts ... Capital Markets and the VP of International Treasury, the Sr . Financial Analyst will play a dual...include: - Support FX trading and hedge programs/documentation and SEC reporting - Coordinate global cash repatriation… more
- JPMorgan Chase (Brooklyn, NY)
- …+ CPA + Experience in SEC Reporting or Regulatory Reporting JPMorganChase, one of the oldest financial institutions, offers innovative financial ... reporting . Moreover, this role provides high visibility to senior stakeholders in the Commercial & Investment Bank and...results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in the… more
- JPMorgan Chase (Jersey City, NJ)
- …office. The primary role of the candidate will be related to regulatory and SEC reporting within Treasury and Chief Investment Office. The candidate will also ... America as well as coordinate and support global regulatory reporting and SEC reporting for...testing + Create and enhance documentation over policies and financial reporting processes + Provide Financial… more
- Raymond James Financial, Inc. (New York, NY)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... + Performs other duties and responsibilities as assigned **Knowledge of** : + Non- Financial Regulatory reporting requirements + Financial market impacts +… more
- CGI Technologies and Solutions, Inc. (Jersey City, NJ)
- …The Senior Business Analyst is responsible for leading regulatory reporting projects including the transformation of the regulatory reporting system ... functional specification, and application testing . Expertise/Subject Matter Expert in financial products, accounting and regulatory reporting . . Good… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and advisory role ... with regulatory filings such as Form ADV and CFTC reporting . * Provide guidance and coaching to colleagues on...and procedures as well as all regulatory requirements (eg SEC Rule 204, SEC Rule 206, Regulation… more
- HUB International (New York, NY)
- …planning, development and implementation of HUB's investor relations programs and strategies. Reporting to HUB's Chief Financial Officer, this individual acts as ... Compliance** + Ensure compliance with all regulatory requirements related to financial disclosures, including SEC filings, earnings releases, and investor… more
- Bloomberg (New York, NY)
- Senior Technical Account Manager - Semi-Liquid Funds Location New York Business Area Data Ref # 10047768 **Description & Requirements** Bloomberg runs on data. Our ... + REITs, and 506(c)/3(c)(7) vehicles and stay current on regulatory developments ( SEC , FINRA, 1940 Act) + Use business intelligence to identify gaps, trends,… more
- Grant Thornton (New York, NY)
- … instruments + Analytical and technical skills including proficiency in US GAAP, SEC reporting rules and standards, accounting transactions, or mergers and ... As an Accounting Advisory Senior Associate, you will be responsible for teams...combinations, carve-outs and initial public offerings + Preparation of financial statements and SEC filings including 10-Ks,… more
