- Citigroup (Jersey City, NJ)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Jersey City… more
- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (Jersey City, NJ)
- …preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** ... Serves as a compliance risk officer for the Control...products. + Assisting in the development and administration of Compliance training for the supported function/business/ product . +… more
- SMBC (New York, NY)
- …Summary** The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk management individual ... Business Unit interaction with 2nd LoD functions including Risk Management and Compliance . **Scope** The Nikko Securities America, Inc. Midback Business Control … more
- MUFG (New York, NY)
- …engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other ... stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- SMBC (New York, NY)
- …, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...compliance risk and is represented by the Chief Compliance Officer as either a member or… more
- JPMorgan Chase (New York, NY)
- …to solve real-world challenges that impact our company, customers and communities. As a Vice President in Counterparty Credit Risk within Risk Management and ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...the top hedge fund clients and develop views around product risk appetite and be able to review and… more
- Citigroup (New York, NY)
- …and closing gaps across all stages of the lifecycles. The third party risk officer will work with Product and Cluster teams to ensure appropriate execution ... This role will also be the Third Party Risk Officer (TPO) for TTS FMIs and agent banks aligned...of third party controls and drive compliance with all applicable regulations, policies, and law in… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned… more
- JPMorgan Chase (New York, NY)
- …Client Office and Compliance teams in region to meet local or product specific KYC and AML requirements for Clients and transactions. Coordinate the launch and ... Global Investment Bank (GIB) and Global Corporate Bank (GCB) Product and Coverage teams to support the execution of...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- JPMorgan Chase (New York, NY)
- …The Portfolio Banker will also have responsibility for annual coverage review of product sets and delivering the products and services of the firm to clients. ... + Oversee, escalate and resolve issues, including any AML-identified compliance issues, as well as any reputational or negative media issues, in coordination with… more
- Citigroup (New York, NY)
- …Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP ** **Description** Citi's Commercial ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Citigroup (New York, NY)
- …business. Requires basic commercial awareness. Must have basic understanding of Product Ownership, Project Management, and Data Governance. There are typically ... Book of Work execution for Operational Risk Applications in the capacity of Product Owner + Manage adherence with all Citi Internal Processes including but not… more
- Morgan Stanley (New York, NY)
- …and services to serve the needs of WM and ISG clients. The Operational Risk VP Front Line Risk Officer will be responsible for the following: *Responsibilities:* ... based criteria * Prepare reporting and management presentations related to the Product Oversight program * Create draft reports and workpapers inclusive of Lessons… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President , Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... Officer of Raymond James Financial and is responsible for...risk context. * Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk… more
- the Vitamin Shoppe (Secaucus, NJ)
- …the work of outside counsel. **Responsibilities** 1. **Serve as the Company's Compliance Officer ** , monitor case law, regulatory matters, proposed legislation ... guidance and leadership, in partnership with the Chief People Officer , on all Federal and State labor law policies...and Regulatory Affairs on regulatory issues related to both product and procedures, including label safety, use of third… more
- Citigroup (Queens, NY)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... expected results. + Assists in the development of analytic engines for business product lines. + Communicates results to diverse audiences. + Conducts analysis and… more
- JPMorgan Chase (Jersey City, NJ)
- …opportunity to deepen your expertise and drive impactful data strategies. As a Senior Product Manager- Vice President within the Wealth Management Chief Data ... Are you eager to advance your career in the product space? Join our Wealth Management Product ...conventions. + Ensure data accuracy, completeness, and timeliness, addressing compliance issues. + Support the transformation to an Agile-driven,… more
- M&T Bank (New York, NY)
- **Overview:** This Senior Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client ... the organization prioritize compliance risks. + Assess compliance issues presented through complex new/revised product ...when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation… more