- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- NJEDA (Trenton, NJ)
- …Equal Employment Opportunity and Internal Audit departments and functions . + The NJEDA's Chief Compliance Officer leads the Authority's legal compliance ... with the Chief Counsel, makes all final decisions on legal compliance matters. Qualifications Skills and Qualifications Technical Skills: + Admission to the New… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Amalgamated Bank (New York, NY)
- …documents and disclosures comply with federal and state regulations + Collaborate with Chief Compliance Officer in executing the Bank's Compliance ... Amalgamated Bank is seeking a Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services maintain … more
- Citigroup (New York, NY)
- …and interpretation on internal policies and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission Merchant and ... Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management ... New York, Tampa, or Irving, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- MTA (New York, NY)
- …$130,000- $140,000 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- TBD HOURS OF WORK: ... to the compliance and integrity program as are delegated by the Chief Compliance Officer or identified compliance personnel. + Guide managers through… more
- NJ Transit (Newark, NJ)
- …innovations. ROLES & RESPONSIBILITIES : + At the direction of the Senior Director, Deputy Chief Compliance Officer , and Chief Compliance ... records and all required forms. + Under the direction of the Deputy Chief Compliance Officer , monitors and, as necessary, coordinates compliance … more
- NJ Transit (Newark, NJ)
- …other compliance and/or policy and regulatory related activities as directed by the Chief Compliance Officer and/or Deputy Chief Compliance ... the requirements will result in compliance corporate-wide. + Assists Deputy Chief Compliance Officers in assuring compliance by each operating unit with… more
- CIBC (New York, NY)
- …CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer , the Director, RCM Portfolio ... and other communications for the RCM Program. + Support the Swap Dealer Chief Compliance Officer to design and produce RCM related reporting, including… more
- City of New York (New York, NY)
- …to external partners to ensure agency compliance , as needed - Assist the Chief Compliance Officer with special compliance projects as needed. ... administration and operations. Your Role Reporting to the CRM Chief of Staff, the Compliance Specialist will...to the CRM Chief of Staff, the Compliance Specialist will support CRM programs, manage cross-agency … more
- Scotiabank (New York, NY)
- …of the Swap Dealer Compliance team, you will support the firm and the Chief Compliance Officer by providing day-to-day guidance to all stakeholders. You ... Manager, Regulatory Obligation & Risk Assessment, Swap Dealer and Derivatives Compliance **Requisition ID:** 220782 **Salary Range:** 90,000.00 - 167,200.00 _Please… more
- Zurich NA (New York, NY)
- …with the Head of Compliance Operations & Reporting Zurich Cover-More (ZCM) and the Chief Compliance Officer to design and implement our target state both ... Compliance Operations and Reporting Specialist 121205 **Let's grow...is the opportunity?** We are currently looking for a Compliance Reporting and Operations Specialist for Zurich Cover-More (ZCM).… more
- JPMorgan Chase (New York, NY)
- …and practices. **Job Responsibilities** + Assist in creating and preparing the FCM Annual Chief Compliance Officer Report. + Create, update and maintain ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Wellington (New York, NY)
- …a member of the Legal, Compliance and Risk Group and will report to the Chief Compliance Officer , Americas/Global Head of Funds Compliance , and work ... with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance program, focusing… more
- Prime Therapeutics (Trenton, NJ)
- …supports and partners directly with compliance department leadership and Prime's Chief Compliance Officer . **Responsibilities** + Leads the Regulatory ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Principal - Remote **Job Description** The Compliance Principal is… more
- Prime Therapeutics (Trenton, NJ)
- …collect, prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, ... our passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Interpretation and Advising) - Remote **Job Description** The Senior … more
- Mitsubishi Chemical Group (Trenton, NJ)
- …reports from underlying data matrices or sources (eg, excel files) to support the Chief Compliance Officer communications to the Board of Directors, Internal ... **Manager, Legal and Compliance Operations (1939)** + Title:Manager, Legal and ... Compliance Operations (1939)** + Title:Manager, Legal and Compliance Operations + Group Company: Mitsubishi Chemical America +… more
- Siebert Williams Shank (New York, NY)
- … compliance professional to assist the Compliance team led by the Chief Compliance Officer . The successful candidate will support compliance ... + SIE, Series 7 licenses required + At least 3 years of compliance experience (broker-dealer preferred) + Experience with fixed income products (notably municipal,… more