- City National Bank (Charlotte, NC)
- …changes to policy, procedures and processes in order to align the Business Unit (s) to the Operational Risk practice standards. * Effectively partners ... of customers, locations of customers, and functions of the Business Unit . * Identifies gaps in controls,...business areas to solicit information and to mitigate risk . * Provides support for regulatory examinations and audits… more
- Truist (Charlotte, NC)
- …as required by enterprise policy and Enterprise Risk Management programs. The Operational Resilience Business Unit (BU) is responsible for Business ... ** Operational Resilience and Enterprise Incident Management.** Oversee risk appetite and business risk ... risk management direction and oversight to applicable business unit senior leadership on all key… more
- Bank of America (Charlotte, NC)
- …for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit , Control Function, and/or Third ... Compliance and Operational Risk Manager Charlotte, North Carolina;New...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with… more
- Bank of America (Charlotte, NC)
- … officer team to execute second line of defense compliance and operational risk oversight for a Front-Line Unit , Control Function, and/or Third Parties. Key ... and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications This job is... teams in order to provide independent compliance and operational risk oversight of Front-Line Unit… more
- Bank of America (Charlotte, NC)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... Compliance and Operational Risk Manager- Enterprise Architecture Charlotte,...**Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with… more
- Bank of America (Charlotte, NC)
- …policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New...Degree or equivalent experience + 7 years minimum of business and functional experience in a Risk … more
- Truist (Charlotte, NC)
- …to provide holistic risk oversight. 8. Monitor, review, and challenge Business Unit risk control self-assessments, scenario analyses, loss analyses, ... America) **Please review the following job description:** Provide independent oversight for operational risk in multiple complex business units or a division… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Financial Crime ... risk assessment, internal/external exam support, etc. Department Overview: Financial Crime Risk Management (FCRM) Business Oversight partners with the … more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Scranton, Pennsylvania **Job Description:** ... for driving and executing on internal control discipline and operational excellence within a Line of Business ...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational… more
- Wells Fargo (Charlotte, NC)
- …identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance ... **About this role:** Wells Fargo is seeking a **Lead Business Execution Consultant** with the Corporate Risk ...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Truist (Charlotte, NC)
- … risk decisions and escalate unacceptable or key emerging risks to BU CRO and/or Business Unit Risk Committee. + Guide risk -taking behavior. Provide ... Management, RCSA, KRIs, etc.) within the Business Unit and GCO. Provide strategic insight, risk ...communication, interpersonal and negotiation skills + Strong knowledge of operational and other non-financial risks + Proven leadership and… more
- Truist (Charlotte, NC)
- … risk advice and serve as risk Subject Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance with ... risk environment and escalate material concerns to Business Unit leaders and committees. + Monitor...and other industry-related regulatory requirements. + Strong knowledge of operational and other non-financial risks. + Ability to assess… more
- Truist (Winston Salem, NC)
- …3. Responsible for providing expert risk management direction and oversight to applicable business unit senior leadership on all key risk initiatives and ... units; provide counsel, advice, and concurrence to senior business unit leaders to drive needed risk enhancements or remediation. Advocate Truist's… more
- Truist (Raleigh, NC)
- …Responsible for providing expert risk management direction and oversight to applicable business unit senior leadership on all key risk initiatives and ... units; provide counsel, advice, and concurrence to senior business unit leaders to drive needed risk enhancements or remediation. Advocate Truist's… more
- Truist (Charlotte, NC)
- … Risk Program requirements (eg, RCSA, KRIs, etc.) within the assigned areas of a Business Unit . Provide risk advice to effectively management risk ... risk Subject Matter Expert (SME) to assigned business areas within the Business Unit...SOX and other industry-related regulatory requirements. + Knowledge of operational and other non-financial risks. + Ability and willingness… more
- Truist (Charlotte, NC)
- …for management and/or board level committees to demonstrate program effectiveness. 4. Coordinates with Business Unit Risk Managers (BURMs), Business ... meetings with key internal stakeholders (eg Business Unit Leadership, BURM Leadership, BUCRO Leadership, Risk ...operational , and organizational challenges in the context of business objectives and priorities. 7. Ability to lead and… more
- CIBC (North, NC)
- … Risk Assessment, you'll facilitate the CIRA reviews with relevant Strategic Business Unit Committees, while providing escalation to the US CIRA Committee ... ensures CIRA Applicability Forms are completed and reviewed by Operational Risk Management and/or other applicable Control...candidate may be eligible to participate in the relevant business unit 's incentive compensation plan, which may… more
- TD Bank (Charlotte, NC)
- …Supports ongoing risk measurement activities by acquiring, analyzing and reporting business operational or relevant loss data + Establishes and provides ... regular risk analysis and reporting on operational loss performance of the business +...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- PNC (Raleigh, NC)
- …expansion across the enterprise and monitor metric performance - Determine enterprise and front-line unit risk profile through assessment of data risk trends ... management, and gain committee approval - Challenge the data risk components of front-line unit quarterly ...Risk Management experience, preferably within areas like Enterprise Risk Management, Operational Risk Management,… more
- Truist (Charlotte, NC)
- …attest to/challenge adequacy of risk assessments of Technology produced by first-line-of-defense Business Unit Risk Management and other risk ... team responsible for independent risk oversight of one or more Technology Risk Framework domains and/or Business Unit Technology areas. Develop trusted… more