- Usaa (Charlotte, NC)
- …knowledge of the business, its products, and processes, to identify, work, and raise operational risk and compliance issues. Supports and contributes to the ... The Opportunity We are seeking a motivated and forward-thinking Risk and Compliance Advisor II to join...in the business to identify, assess, aggregate and document operational and compliance risks and controls, including… more
- Usaa (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: High ... Understands and applies policies and procedures displaying basic knowledge on operational matters. Responds to critical incidents and takes direction on immediate… more
- Home Depot (Charlotte, NC)
- Job Description **Position Purpose:** The Asset Protection Specialist is primarily responsible for preventing financial loss caused by theft and fraud and supporting ... safety and environmental program compliance in their assigned store/multiple stores. They utilize tools...in criminal and civil court actions. The Asset Protection Specialist must report any hazardous or unsafe condition to… more
- Bank OZK (Wilmington, NC)
- … operational standards, ensuring compliance with internal controls, operational procedures, and risk management. + Actively promote teamwork, leading ... by example and taking initiative to assist others. + Demonstrate effective organizational and time management skills. + Provide backup and assistance to other retail banking locations, as requested. + Model and champion the Bank's standards for exceptional… more
- Parexel (Raleigh, NC)
- …the quality of investigator sites (eg patient safety, site quality and compliance with GCP), to maintain investigator and site staff engagement and satisfaction, ... to achieve project goals, timelines and quality + Manage assigned operational aspects for implementation of clinical trial activities at assigned investigator… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist Charlotte, North Carolina, United States **To proceed with your application, you must be at least 18 years ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/EAC- Compliance Operational - Risk - Specialist \_25047941) **Job… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Specialist - Trade Surveillance Charlotte, North Carolina, United States **To proceed with your application, you must be at ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational - Risk - Specialist Trade-Surveillance\_25040545-2)… more
- Truist (Charlotte, NC)
- …and training, and/or equivalent education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. ... **Please review the following job description:** The Business Unit Risk Advisor Specialist II-FINRA engages with the...risk support to assigned Business Unit across all risk types to promote and strengthen compliance … more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... role:** Wells Fargo is seeking a Lead Quantitative Analytics Specialist to fill the role within the (MCRA) Market...subject matter expert to model owners for ensuring market risk policy compliance and advises model and… more
- Truist (Charlotte, NC)
- …through the effective identification, mitigation, monitoring and reporting of transverse AI risk (eg, technology, data, operational , compliance ) within ... of America) **Please review the following job description:** JOB SUMMARY The AI Risk Specialist will be responsible for maintaining and monitoring adherence to… more
- Truist (Winston Salem, NC)
- …and training, and/or equivalent education, training and experience. 3. Experience in compliance and operational risk mitigation and remediation. 4. ... **Please review the following job description:** The Business Unit Risk Specialist engages with Business Unit stakeholders,...Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance … more
- Truist (Greensboro, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... partners across the organization. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and… more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The team sits ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Deloitte (Raleigh, NC)
- …Clinical Documentation Specialist - Senior Consultant Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk ... you'll do As a Senior Consultant in our Regulatory, Risk , & Forensic Healthcare Practice, you will have the...be aligned to the following areas and include: + Operational Improvement: For business process that include significant clinical… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... as well as with COOs, Business Control Managers and partner functions (eg, Compliance , Risk , Operations, Technology, and Legal). **In this role, you will:**… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
