- Usaa (Charlotte, NC)
- …for this position. We are seeking a proactive and innovative AML/Fraud Reporting Team Manager to lead our reporting efforts in the fight against financial crime . In ... identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: Bachelor's degree in quantitative… more
- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... **Demonstrated expertise in Compliance Management Systems (CMS), including compliance monitoring , risk assessment, issue management, reporting, and… more
- Chiesi (Cary, NC)
- …quo for the better. Who we are looking for This is what you will do The Compliance Manager - Monitoring , Auditing, and Risk plays a crucial role in ensuring ... evaluating the effectiveness of existing controls and recommending improvements. + Monitoring and Reporting: Monitor compliance with company policies and… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and ... support for central elements of the US Compliance Monitoring and Testing Program, including:** +...depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- Eliassen Group (Raleigh, NC)
- **Project Manager - Observability and Monitoring ** **Anywhere** **Type:** Consulting **Category:** Delivery Leader **Industry:** Financial Services **Workplace ... Project Manager to lead a critical enterprise-wide observability and monitoring initiative. This role is pivotal in coordinating the onboarding applications into… more
- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... in the US Compliance Operating Framework (COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk… more
- Oracle (Raleigh, NC)
- … Compliance Operations, Pre-Go-Live Audit, Security Compliance , and Continuous Monitoring As a Compliance Program Manager , you will collaborate ... market selection through build to operations and ultimately, decommission. **The Role - Compliance Program Manager ** We are seeking a highly motivated individual… more
- TD Bank (Charlotte, NC)
- …and enterprise as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk ... role which is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- Lowe's (Mooresville, NC)
- **Your Impact** The primary purpose of the Senior Manager , Regulatory Affairs and Marketplace Compliance is to lead the development and operationalization of our ... implementing, and overseeing policies, processes, and controls that ensure compliance with regulatory requirements, internal policies, and industry best practices.… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...interpret against policies, guidelines or processes + Oversees a monitoring and testing program to ensure effective compliance… more
- Fujifilm (Raleigh, NC)
- **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to the ... Corporate Compliance Director. The Compliance Manager ... Director, this individual will ensure the effectiveness of compliance frameworks, oversee due diligence and monitoring … more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring , analyzing, and escalating matters of regulatory or legal ... developed and implemented within statutory timeframes utilizing sound and current compliance industry standards and practices. Responsible for the review and… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a ** Compliance Reporting Program Manager ** to assist with the development and delivery ... communication skills to interact with senior compliance stakeholders. The Compliance Governance & Operations Manager leads the development and implementation… more
- Cardinal Health (Raleigh, NC)
- …enterprise risk assessment and audit and monitoring plan. The Manager has supervisory responsibility for all Compliance Audit staff. **Responsibilities** ... across the organization, and conducts investigations to resolve ethics and compliance issues. ** Compliance Audit Manager ** Reporting to the Compliance … more
- Edwards Lifesciences (Raleigh, NC)
- …(Required):** + Bachelor's Degree in related field with previous field monitoring experience, quality assurance/control and regulatory compliance required or ... and mentor field monitors + Strong understanding of risk-based monitoring , strategies and tools to ensure compliance ...risk-based monitoring , strategies and tools to ensure compliance and data integrity + Ability to resolve conflicts… more
- Baylor Scott & White Health (Raleigh, NC)
- …may vary based upon position type and/or level **Job Summary:** The PCI Compliance Program Manager is responsible for leading the organization's Payment Card ... Industry Data Security Standard (PCI DSS) compliance efforts. This role requires a strategic...are effectively implemented, maintained, and continuously improved. The Program Manager collaborates with various internal and external stakeholders to… more
- American Express (Apex, NC)
- …seeking a highly motivated and knowledgeable First Line of Defense (1LOD) Consumer Compliance and Financial Crimes Manager focused on ensuring risk and control ... role will support the identification, assessment, and mitigation of consumer compliance and financial crime risks-such as consumer protection, money laundering,… more
- Coinbase (Charlotte, NC)
- …Experience building compliance systems * Exposure to financial crimes compliance systems (transaction monitoring systems, enhanced due diligence, screening ... and alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet regulatory… more
- Oracle (Raleigh, NC)
- **Job Description** Manages the ongoing preparation, testing, and monitoring of compliance with information security standards and government regulations and ... services. **Key Responsibilities:** + Lead, mentor, and grow a team of compliance and security specialists. + Manage customer engagements focused on compliance… more
