- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- PNC (Rocky Mount, NC)
- …**Competencies** Decision Making and Critical Thinking, Fraud Management, Internal Controls, Operational Risk , Organizational Savvy and Politics, Planning and ... opportunity to contribute to the company's success. As a Risk & Control Specialist Sr within PNC's... expertise while working with the businesses and other risk partners (eg, Compliance , Technology Risk… more
- Truist (Raleigh, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... partners across the organization. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and… more
- BMO Financial Group (NC)
- …and integrates the monitoring, measurement & reporting on the status of the operational risk governance program to internal & external stakeholders. + Leads ... and implementation of ongoing operational programs in support of the operational risk framework. + Leads/participates in the design, implementation and… more
- Truist (Charlotte, NC)
- …description:** Position may be open to other locations in the Truist footprint. The Operational Resilience Senior Specialist - DR Planning & Testing position is ... School, or equivalent industry training program 4. Experience with new Corporate operational resilience risk programs or initiatives **General Description of… more
- US Bank (Charlotte, NC)
- …accurately reflects the risks & controls to appropriately mitigate operational risk . + Manage key entity-level compliance controls and/or partner with Legal ... of Excellence (COE) team is hiring for a CRA Compliance COE Specialist . The CRA COE team...Thorough knowledge of US Bancorp operations, as well as Operational Risk Management and Corporate Compliance… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... oversight, and support for central elements of the US Compliance Risk Management Program, including:** + **... Compliance Monitoring Program.** **In this position, the Compliance Specialist will assist the team in… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... to setting new industry standards. **Job Summary:** The **Senior Business Management Specialist ** **in our US Operations Compliance team** plays a critical… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a **Sr. Compliance Specialist ** to join the **Regulatory Change...complex business units, rules, and regulations on moderate to high- risk compliance matters. + Leverage various … more
- PagerDuty (Raleigh, NC)
- …a more equitable world-all in a flexible, award-winning workplace. As our **Senior Security Risk & Compliance Specialist ** you will drive, design, and ... Risk Program around vendor on-boarding, and vendor risk assessments. + Knowledge of compliance and...security education and awareness programs. + Oversees information security risk assessments, directing the development and operational … more
- Fujifilm (Holly Springs, NC)
- **Position Overview** The QA Specialist , QC Compliance is responsible for partnering in the Quality oversight of the Quality Control area. The QA Specialist ... the direction of all QC laboratory processes, from project phase through operational readiness, and provides oversight of validation program execution for these… more
- Wells Fargo (Charlotte, NC)
- …in risk management, control testing, issue identification and validation, compliance , operational risk , internal audit, business process management, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …in risk management, control testing, issue identification and validation, compliance , operational risk , internal audit, business process management, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... that support business strategies making decisions on matters with financial impact and risk + The Senior Securities Operations Specialist will own the End… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation team is seeking an Independent Testing Specialist with the Regulatory Reporting Incremental Compliance ...Federal Reserve, OCC, and SEC. + Experience in Audit, Compliance , Risk and Testing. + Public Accounting… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking an Independent Testing Specialist within the Independent Testing & Validation (IT&V) Finance...key finance applications and tools. + Experience in Audit, Compliance , Risk and Testing + Strong analytical… more