- TD Bank (Charlotte, NC)
- … Governance & Control **Job Description:** The First Line Compliance Governance & Control Specialist manages a portfolio of governance and ... functional area and implements policies/processes and/or initiatives to meet governance and control guidelines. Acts as a... initiatives. This position is part of the 1B First Line Compliance Center of Excellence ("Compliance COE"). The… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Credit Operations Plano, Texas;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... control risk, and ensure we have proper Risk Governance in place to communicate, escalate, and debate risks....in a clear, concise, insightful and influential way **Shift:** 1st shift (United States of America) **Hours Per Week:**… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Scranton, Pennsylvania **Job Description:** At ... Global Economic Sanctions Compliance team. **Line of Business Description:** The Senior Business Control Specialist (SBCS) is an important part of the internal … more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Quality Assurance Sanctions Richmond, Virginia;Charlotte, North Carolina; Scranton, Pennsylvania **Job Description:** At Bank of ... **Job Description:** This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more
- PNC (NC)
- …& Institutional Bank (C&IB) & Asset Management Group (AMG). As an AML Sanctions Specialist , you will report into the Quality Control team lead. In addition ... to contribute to the company's success. As an AML (Anti-Money Laundering) Sanctions Specialist , you will be within PNC's Risk, Change, Experience & Strategy (RCES)… more
- PNC (NC)
- …to contribute to the company's success. As an AML (Anti-Money Laundering) Sanctions Specialist Senior, you will be within PNC's Risk, Change, Experience & Strategy ... (RCES) organization, supporting the 1st Line of Defense (1LOD) Financial Crimes Compliance Office....& Asset Management Group (AMG). As an AML Sanctions Specialist Senior, you will be directly supporting the 1LOD… more
- Bank of America (Charlotte, NC)
- Sr. Business Controls Specialist - AML QA/QC Oversight (M&I) Charlotte, North Carolina;Fort Worth, Texas; Pennington, New Jersey; Plano, Texas **Job Description:** ... **Job Description:** This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... Providing independent risk oversight of front-line units, lines of business, and control functions + Execution of BAC risk framework activities commensurate with… more
- Bank of America (Charlotte, NC)
- …Skills** + Bachelor's degree or equivalent work experience + 4+ years experience of governance , control , risk, financial or process oversight in a role crossing ... GCIB / GM KYC Support Specialist Charlotte, North Carolina;Fort Worth, Texas **Job Description:** The Client Outreach team are the front line unit who work with… more
- Truist (Wilson, NC)
- …**Regular or Temporary:** Regular **Language Fluency:** English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job ... Bank Secrecy Act/Anti-Money Laundering (BSA/AML) operational and compliance efforts. The Support Specialist interfaces with all areas of the department to ensure the… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** At Bank of ... defense compliance and operational risk oversight for a Front-Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements… more
- Truist (Winston Salem, NC)
- …**Regular or Temporary:** Regular **Language Fluency:** English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job ... partners across the organization. 5. Review and challenge outcomes of first -line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and… more
- Bank of America (Charlotte, NC)
- …opportunities that enhance the client experience. **The Role:** The GCIB KYC Onboarding Specialist (KOS) teams serve as the Front Line Unit engaging with clients ... covered across business and regions and adhere to internal governance routines within the FLU and those governed by...to policy, technology adoption, process enhancements and remediation of control weaknesses / gaps + Raise process issues and… more
- PNC (Raleigh, NC)
- …development and maintenance of risk assessments, and challenge reviews of first line control assessments. Other responsibilities include the evaluation ... functions or a governance role. Certifications such as the Certified Anti-Money Specialist (CAMS) and or other recognized programs are a plus. This position is… more
- Novant Health (Wilmington, NC)
- …Coordinator Lead interfaces with nursing and attends leader and shared governance meetings as required. The Point-of-Care Coordinator Lead drives Point-of-Care ... for fostering a safe patient environment driven by the principles of " First Do No Harm". Qualifications + Education: Baccalaureate degree from an accredited… more