- First Horizon Bank (Charlotte, NC)
- **Description** **Location** : Onsite listed in the job posting. **Summary** The Operational Risk Advisor will report to the head of ERM/ORM. The role is ... the strategic direction of the bank's GRC tool and/or RCSA program and supporting other operational risk programs as needed. Other responsibilities include… more
- Truist (Charlotte, NC)
- …improved communication and collaboration, and an intense focus on coordinated execution. GCO Risk Advisor is responsible for providing effective challenge of ... (EOS) Operational Resilience as required by enterprise policy and Enterprise Risk Management programs. The Operational Resilience Business Unit (BU) is… more
- Truist (Raleigh, NC)
- …Unit in its management of risks and controls as well as its execution of risk program requirements. Provide risk and supervisory advice to effectively manage ... , audit, and regulatory issues. + Primary reviewer of advisor Regulation Best Interest documentation as it pertains to...impact the department and our processes.Work alongside the GCO Risk Program Execution team in executing and… more
- BMO Financial Group (NC)
- …role is instrumental in the development and operationalization of the Enterprise Risk Management Framework (ERMF), with a focus on effective governance structures ... and strategic risk . The ideal candidate will be highly collaborative and...and manages poor performance. + Acts as a trusted advisor to senior leaders for making business decisions and… more
- Truist (Charlotte, NC)
- …to inspire and build better lives and communities. The Cybersecurity Technology Senior Risk Advisor is responsible for providing first line of defense end-to-end ... types to promote and strengthen compliance with applicable regulations, policies, procedures and risk program requirements. + Partner with first and second line… more
- USAA (Charlotte, NC)
- …knowledge of the business, its products, and processes, to identify, work, and raise operational risk and compliance issues. + Supports implementation of new ... makes us so special! We are seeking a Mid-level Risk and Compliance Analyst with IT Operations domain experience...in the business to identify, assess, aggregate and detail operational and compliance risks and controls, including operational… more
- Truist (Charlotte, NC)
- …Act as a conduit between the GCO, first line teammates and second line risk program owners/ risk partners. . Deliver/Influence recommendations for updates to ... relevant policies and procedures for risk program execution. . Establish working relationships...knowledge with an emphasis on: Credit, Market, Liquidity, Compliance, Operational , Reputation and Strategic Risks. . Strong communications skills.… more
- Truist (Charlotte, NC)
- …Finance in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk ... management program and other applicable routines. + Execute Enterprise and Risk Program requirements to effectively identify, measure, report, and mitigate… more
- Truist (Charlotte, NC)
- …in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk ... risk appetite. + Opine on new or revised risk program requirements to confirm they are...communication, interpersonal and negotiation skills + Strong knowledge of operational and other non-financial risks + Proven leadership and… more
- Truist (Greensboro, NC)
- …technology risks are appropriately managed. . Oversee effective operationalization of a Risk Control Self-Assessment Program , Key Indicator and other Business ... risks within assigned Business Units (BU) as required by enterprise policy and Enterprise Risk Management programs. May manage a team of Risk Advisors in… more
- Truist (Winston Salem, NC)
- …technology risks are appropriately managed. 7. Oversee effective operationalization of a Risk Control Self-Assessment Program , Key Indicator and other Business ... to effectively manage risks as required by enterprise policy and Enterprise Risk Management programs. Focus of work will be in providing effective challenge… more
- PNC (NC)
- …a comprehensive risk -based program to manage potential financial crime risk (s). The AML Advisor is responsible for supporting fin crime matters within ... contribute to the company's success. As an AML Sanctions Advisor , you will be within PNC's Risk ,... objectives for assigned line(s) of business, products/services and operational execution areas that may execute program … more
- PNC (Raleigh, NC)
- …manager's discretion. **Job Description** + In an individual contributor role and advisor on AML and Sanctions Program subject matter specialties, communicates ... contribute to the company's success. As an AML Sanctions Advisor , you are a member of the Know Your... objectives for assigned line(s) of business, products/services and operational execution areas that may execute program … more
- Vanguard (Charlotte, NC)
- …for PAS. Partners with key HR stakeholders to manage posting process for external advisor talent and specialty program advisor candidates. Ability to assess ... business. 5. Works collaboratively with members of the Personal Advisor project team, Methodology team, Risk and...members of management to develop and implement staffing and operational plans. 6. Provides technical support to team and… more
- USAA (Charlotte, NC)
- …US with occasional business travel. **The Opportunity** As a dedicated Fraud Governance Advisor Senior, you will promote risk and compliance-awareness and the ... risk requirements on business action plans, projects, or operational requests. + Contributes to the execution of ...life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours,… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a **Financial Advisor Recruiting Director** to lead and manage a team...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying… more
- Atria Wealth Solutions (King, NC)
- …with CUSO Financial Services, LP (CFS) Allegacy Federal Credit Union is seeking a Financial Advisor to join their team in the King NC area. ABOUT ALLEGACY: Do you ... regularly scheduled reviews to monitor client progress toward goals. Review risk tolerance, asset allocation models and current pertinent economic information to… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients. ... in the community * Expected to be the expert level "market moving" advisor with ability to handle the most challenging, sensitive and complex banking relationships.… more
- Capco, a Wipro Company (Charlotte, NC)
- …(D&A). Our holistic approach addresses the modern enterprise's needs for compliance, risk mitigation, and ethical innovation in AI systems. With deep expertise in ... and their implications on automated decision-making and insurance practices. + ** Program Assessment:** Identify risks and gaps in client programs, from sensitive… more
- Truist (Charlotte, NC)
- …various risk initiatives and their supporting metrics. 9. Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... for executing the responsibilities of various operations and enterprise risk programs in accordance with the program ...activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO. 11.… more