- US Bank (Charlotte, NC)
- …from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth , Commercial, Capital Markets is a senior ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...driving the execution and coordination of the risk-based Annual Audit Plan for Wealth , Commercial, Capital Markets.… more
- US Bank (Charlotte, NC)
- …and check services, and call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily responsible for supervising staff ... Digital, Technology and Operations team. This role will support audit coverage of the Wealth Management, Investment...from managers, however there are no direct reports. The Senior Audit Project Manager is… more
- Deloitte (Charlotte, NC)
- …coordinate with various internal and external stakeholder groups, and report to the Senior Manager , Wealth Accumulation Leader. Recruiting for this role ... leading plan operations and compliance activities associated with Deloitte's US Wealth Accumulation Program, the Deloitte branded retirement program consisting of… more
- US Bank (Charlotte, NC)
- …Kingdom, Norway, Luxembourg, Spain, Germany, and Poland. **Duties:** 1. The Audit Project Manager assists the Audit Manager with audit planning ... auditors. 6. Identifies potential issues and assists the Audit Manager with presentation of the issues...and negotiation skills to effectively interact with staff and senior management during the presentation of audit … more
- TIAA (Charlotte, NC)
- …Qualifications:** + University degree + Significant risk management experience within a wealth , trust and/or brokerage business as a senior risk leader ... The Wealth CIO team is seeking an experienced Sr....primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit /… more
- Truist (Charlotte, NC)
- …the work style will be: In Office (5 days/week). This role is a Senior Product Manager who balances business, technology and design priorities to deliver ... team can then prioritize as epics and features. The Senior Product Manager is a thought leader...with distributed teams (onshore/offshore) 3. Certified SAFe(R) Product Owner/Product Manager (or equivalent) 4. Wealth , brokerage, investment… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- Capital One (Charlotte, NC)
- …(Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained...or more areas of compliance, such as consumer, brokerage, wealth management, or trust + 1+ years of experience… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- First Horizon Bank (Asheboro, NC)
- …make referrals to bank partners, including but not limited to mortgage, wealth , private client, and business banking. * Proactive Client Outreach: Conduct regular ... to promote sales, product knowledge and customer service. Assist Banking Center Manager with training personnel. * Assist banking center management with "on the… more
- US Bank (Charlotte, NC)
- …Policies, Standards and Guidelines. + Drafting issues under the supervision of the Senior Auditor, Audit Project Manager . Includes identifying root causes ... Digital, Technology and Operations team. This role will support audit coverage of the Wealth Management, Investment...and trust products operations. **Primary Responsibilities:** + Assisting the Audit Project Manager in planning audit… more