- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 12 years' experience ... and assist with the delivery and execution of IAD's broader annual audit risk assessment and assurance planning activities and responsibilities. + As needed,… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 15 years' experience ... to the Information Technology Audit Head, the Audit Executive Director will be...DFS 500, FFIEC, etc ) * Expert knowledge of audit techniques, risk and internal controls assessment,… more
- JPMorgan Chase (New York, NY)
- …and fiduciary issues and emergent risks. **Job summary** As a Fiduciary and Suitability Risk Director on the WM Investment Risk & Analytics (IR&A) ... Wealth Management Investment Risk & Analytics (IR&A) is responsible for review...the Business, and key control functions including Legal, Compliance, Audit , and Control Management, to provide valuable assessment and… more
- Bank of America (New York, NY)
- Audit Director - CACR Data Design &... plan within quality standards and in conformance to audit policies and procedures + Leverages a risk ... This job is responsible for managing business groups within Corporate Audit and executing on personnel, communication, and expense management activities. Key… more
- Bank of America (Stamford, CT)
- Audit Director Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; East Hartford, Connecticut; Providence, Rhode Island; Wilmington, Delaware ... plan within quality standards and in conformance to audit policies and procedures + Leverages a risk...+ Strategy Planning and Development + Written Communications + Executive Presence + Financial Management + Internal Audit… more
- City of New York (New York, NY)
- …for one (1) Executive Agency Counsel to function as the Counsel Audit , Risk Management, and Compliance, who will: - Evaluate standards and guidelines ... stemming from external and internal audits. The Counsel for Audit , Risk Management and Compliance, reporting to...Risk Management and Compliance, reporting to the Deputy Director for Audits and Interagency Coordination, will provide legal… more
- MetLife (New York, NY)
- …with business leaders, and continue to enable key areas within MetLife manage risk through technology enablement and transformation. The Director - Product ... relationships, influence, and collaborate with stakeholders. * Deep knowledge of Internal Audit and Risk Management technologies, and an ability to translate… more
- City of New York (New York, NY)
- …offending, and build strong neighborhoods that ensure enduring safety. About the Role: The Audit Director will be responsible for overseeing all audit and ... processes, and compliance with applicable laws and regulations. The Audit Director will report to the Deputy...the development and delivery of training programs related to audit , compliance, and risk management for stakeholders,… more
- Morgan Stanley (New York, NY)
- …per year for Vice President, and between $225,000 to $300,000 per year for Executive Director , at the commencement of employment. However, base pay if hired ... / **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *ISG Management - Financial Crimes Risk , Regulatory and Audit Issues Management - VP/ED*… more
- KPMG (Stamford, CT)
- **Business Title:** ServiceNow Platform Executive Director **Requisition Number:** 119241 - 20 **Function:** Business Support Services **Area of Interest:** ... place to work and build a career, KPMG provides audit , tax and advisory services for organizations in today's...our team. KPMG is currently seeking a ServiceNow Platform Executive Director to join our Digital Nexus… more
- JPMorgan Chase (New York, NY)
- JP Morgan Private Bank is seeking an experienced Executive Director to serve as the Treasurer/Principal Financial Officer for a fund complex within JP Morgan ... external relationships, serving as the primary contact for the Board, Audit Committee Chair, and all vendors, including Custodian/Fund Accounting Administrator,… more
- JPMorgan Chase (New York, NY)
- …optimization, privacy, data governance, transformation and talent. As a Data Quality Lead- Executive Director within our firmwide Chief Data Office (CDO), you ... large, regulated matrix environment + Experience working under the oversight of Risk , Audit and Regulatory Supervision + A strong data, analytics or product… more
- Morgan Stanley (Purchase, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Executive Director Deposits Product Manager* **Location:** *New ... lead interaction with regulators on deposit-related questions *Partner with Risk , Legal, Compliance, and Audit on an...questions *Partner with Risk , Legal, Compliance, and Audit on an ongoing and project-based basis to ensure… more
- JPMorgan Chase (New York, NY)
- …and/or engagements. + BA/BS or similar degree required. + Experience in risk management, control management, Compliance, Audit , and/or operational risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...and striving to be best-in-class. As the Regulatory Strategy Director "RSD" for Asset & Wealth Management "AWM", you… more
- CIBC (New York, NY)
- …business initiatives, management reporting, governance and controls and internal audit /deficiency remediations. **What You'll Be Doing** + New Business Initiatives ... work effort + Takes ownership of CIBC's Change Initiative Risk Assessment "CIRA" process: + Manages and drives product/strategy...line of defense for business + Engages with Enterprise Risk to deliver on Risk Appetite Statement… more
- SMBC (New York, NY)
- …and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a member ... or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may… more
- Citigroup (New York, NY)
- … Risk Data Assets. + Develop senior management-ready materials for RMEC ( Risk Management Executive Committee) and Regulatory Exams and review on Regulatory ... Develop a strong working relationship with Finance, Front Office, Treasury, Technology, Audit , Independent risk , and other counterparts across the organization.… more
- M&T Bank (Bridgeport, CT)
- …the process, including continuous auditing and validation procedures, with minimal oversight from the Audit Director and in a risk focused manner for ... and risk knowledge to properly assess associated risk and controls** **The Senior Audit Manager...staff development for the department.** **Work closely with the Audit Director concerning staffing, performance appraisals, promotions,… more
- City National Bank (New York, NY)
- …and report to Executive Management Team as needed. Coordinate with CNB Risk Officer/Team as needed to resolve ad hoc issues. Responsible to oversee RCSA, BCP, ... * DIRECTOR BUSINESS AFFAIRS* *WHAT IS THE OPPORTUNITY?* This...legal issues, contracts, disputes, and complex regulatory and operational risk activities are conducted within the due diligence of… more
- American Express (New York, NY)
- … risk exposure + Collaborate with and influence first-line business units, second-line risk and compliance functions, and third-line audit teams to ensure a ... please apply. Please note that knowledge of payments and experience in risk management/governance is required to perform the functions of this role. Looking… more