- Aequor (New York, NY)
- …on-boarding process with GCS business goals. In addition to exemplary relationship and risk management , this role requires significant use of systems and data ... touch external suppliers to drive the translation of GCS priorities into tactical operational plans in support of the delivery of clinical supplies. Represent GCS… more
- Russell Tobin & Associates (Danbury, CT)
- …timely, high impact capital improvement projects to meet business growth, operational stability, EHS, and production quality needs. Duties and Responsibilities / ... EHS, R&D, IT to identify capital project improvements to address operational deficiencies, meet business opportunity needs and progress in improvement manufacturing… more
- Bank of America (New York, NY)
- …and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively "the Policies") ... and the Compliance and Operational Risk Management ("CORM") Program as applied to the firm's swap dealers. The EAC identifies, escalates and mitigates… more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), ... the Compliance and Operational Risk Management Program and Standard Operating Procedures are implemented and identifying, challenging, escalating, and… more
- Bank of America (New York, NY)
- …is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance ... in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the … more
- Bank of America (Stamford, CT)
- …+ Minimum 5 years of audit experience in areas related to compliance and operational risk management programs and regulations. + At least 5 years of ... Audit Manager - Compliance and Operational Risk ...at the enterprise level + Subject matter expertise in risk management frameworks and underlying regulations like… more
- JPMorgan Chase (New York, NY)
- …our team of professionals brings and embracing an inclusive environment. Operational Risk Management is part of Compliance , Conduct and Operational ... the oversight of management of the firm's Compliance , Conduct, and Operational Risk ....+ Leveraging the Firmwide Compliance , Conduct and Operational Risk (CCOR) Management Framework… more
- Grant Thornton LLP (New York, NY)
- …limit risk exposure. From day one, you'll be empowered by the greater Regulatory Compliance Operational Risk team to help clients make the moves that ... As a Regulatory Compliance and Operational Risk ...protection principles, compliance management systems, compliance risk management , consumer protection… more
- Grant Thornton LLP (New York, NY)
- …knowledge of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA, ... As a Regulatory Compliance and Operational Risk ...delegation, project scheduling, project financials, quality review and client management + Lead and support business development activities, such… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... As a Regulatory Compliance and Operational Risk ...protection principles, compliance management systems, compliance risk management , consumer protection… more
- Bank of America (New York, NY)
- …systems to surveillance alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with ... Support team efforts to provide technical liaison for GBAM Compliance and Operational Risk groups...types and changes to the market microstructure. + Support management of the Surveillance Technology Book-of-Work. **Core Requirements** +… more
- JPMorgan Chase (New York, NY)
- …line of defense's responsibilities in the oversight of management of the firm's Compliance , Conduct, and Operational Risk + Focus on cultivating a ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C),...backgrounds and experience who collectively ensure that the Firm's Operational Risk Management Framework is… more
- JPMorgan Chase (New York, NY)
- …a Compliance Risk Management Lead - Vice President on the Compliance , Conduct and Operational Risk (CCOR) Team, you will effectively partner with ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. In… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...status quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk … more
- JPMorgan Chase (New York, NY)
- …team responsible for managing engagements with regulators across Compliance , Conduct, Operational Risk (CCOR) and Control Management . You will ... law firm. + Experience in, or working with, Compliance , Conduct, Operational Risk and/or Control Management , at a large, complex banking organization is… more
- Citigroup (New York, NY)
- …procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... of a process (QA). + Support and contribute to Operational and Compliance Risk in...**Education:** Bachelor's/University degree or equivalent experience. **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- Citigroup (New York, NY)
- …and where similar risk exposure might exist. + Provide governance over Operational and Compliance Risk in accordance with established Policy ... teams to identify, assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic, Reputational, etc), including… more
- Citigroup (New York, NY)
- …action plans. + Update and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence ... to the Citi Operational Risk Policy in regard to operational loss...issues with transparency. **Qualifications:** + 10+ years experience in Risk Management , Audit, Compliance or… more
