- City National Bank (New York, NY)
- ** COMPLIANCE CONFLICT OF INTEREST MANAGER SR** **WHAT IS THE OPPORTUNITY?** Reporting up through CNB's 2nd line of defense, this newly formed Enterprise ... Conflicts of Interest Office is tasked with: providing strategic leadership into...Bank's COI operating model, policies, and procedures. Collaborates with Compliance colleagues and business line management to conduct risk… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing specialized in-depth audit expertise and responsible ... critical thinking, risk based decision making, problem solving and conflict resolution skills + Travel 35% or more +...or other relevant certification + Audit Experience + Global Compliance experience + Risk Management experience **Who We Are:**… more
- New York Medical College (Valhalla, NY)
- …+ Collaborative Institutional Training Initiative (CITI) Training + Certified Regulatory Compliance Manager (CRCM) Technical/ Computer Skills: + Prior ... consent forms throughout applicable levels of the college. + Ensuring all conflict -of- interest assessments are completed in a timely and accurate manner.… more
- City of New York (New York, NY)
- …handled by a Tenant Rep. We are seeking to hire a Tenant Rep Contract Manager to ensure compliance with Tenant Rep contracts and manage relationships between ... Management (D&PM) and client agencies Facilities' staff - Collaborate with RES Conflict of Interest Officer and DCAS Office of General Counsel on resolving … more
- Signet Jewelers (Milford, CT)
- …rewarding opportunities to impact the lives of others and inspire love. Join us! STORE MANAGER Title: Store Manager Reports To: District Manager Reporting to ... and Inventory Control Position Summary: Reporting to the District Manager (DM), the Store Manager (SM) will...of the location to represent the banner. Responsible for compliance with Company policies and practices. Conducts himself/herself in… more
- S&P Global (New York, NY)
- …trading prohibition and remediation of positions when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon ... Role:** **Grade Level (for internal use):** 11 **Title** : Associate Director, Marketing Manager **Position Overview:** As a Marketing Manager for S&P Global… more
- TD Bank (New York, NY)
- …across TD Bank, affiliates, and the US Holding Company. The Regulatory Relationship Manager I is the primary point of contact and manages relationships and ... for assigned business lines and exam staffs, and serves as primary Relationship Manager for less complex examinations + Participates as charged in various agency… more
- Scotiabank (New York, NY)
- Senior Manager , US Treasury & Liquidity Audit **Requisition ID:** 190579 **Salary Range:** 106,400.00 - 203,600.00 _Please note that the Salary Range shown is a ... business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. The successful… more
- Citigroup (New York, NY)
- …compliance with policies, standards, and procedures including Continuity of Business, Conflict of Interest and Mandatory absence. Lead continuous improvements ... Control Committee, Risk and Control Assessment for Management, oversight and monitoring compliance with the firm's policy and standards as well as regulatory… more
- New York Medical College (Hawthorne, NY)
- …consent forms throughout applicable levels of the college. + Ascertaining all levels of conflict of interest are completed. + Monitor study metrics and site ... communication skills. Applicant must adhere to Patient confidentially. Handling COI, compliance issues for the college researchers, faculty, and others as needed.… more
- Target (New York, NY)
- …proactively managing bias + Always demonstrate a culture of ethical conduct, safety, and compliance ; lead team to work in the same way and hold others accountable to ... + 4 year degree or equivalent experience + Strong interest and knowledge of the Food & Beverage business...business acumen + Comfortable dealing with ambiguity + Manage conflict , lead and hold others accountable + Strong cognitive… more
- TD Bank (New York, NY)
- …requirements, describing legal issues and options to the client + Identifies conflict situations and brings more senior lawyers into the decision-making process as ... be inconsistent + Effectively contributes to and/or leads negotiations and conflict resolutions by gathering supportive information in preparation for the… more
- S&P Global (New York, NY)
- …trading prohibition and remediation of positions when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon ... as public private partnerships. You will report to the manager based in San Francisco and have day to...Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal securities… more
- S&P Global (New York, NY)
- …trading prohibition and remediation of positions when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon ... Private Markets sect + Develop relationship overviews for the largest Alternative Asset Manager relationships and update on a monthly basis + Collection and analysis… more
- S&P Global (New York, NY)
- …trading prohibition and remediation of positions when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon ... + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. Provide comments… more
- Lockheed Martin (Shelton, CT)
- …your team to ensure high performance, adherence to safety protocols, and compliance with operational standards\. Managing costs and labor hours to ensure financial ... from you\. **Basic Qualifications:** 2\-3 years leadership experience as manager or team lead 5\+ years of relevant experience...be able to lead a team and manage/resolve employee conflict * Good at following and creating procedures *… more
- Lockheed Martin (Shelton, CT)
- …efficiency\. Your leadership skills enable you to drive performance while maintaining ethical compliance in all aspects of the business\. You are capable of managing ... join us\. **Basic Qualifications:** 2\-3 years leadership experience as manager or team lead 5\+ years of relevant experience...be able to lead a team and manage/resolve employee conflict * Good at following and creating procedures *… more
- TD Bank (New York, NY)
- …with respect to proposed and newly enacted regulations. + Assist with regulatory compliance and conflict management related to existing and new business. + ... + Research and provide advice relating to new regulations and regulatory compliance **Education & Experience:** + To fulfill the responsibilities of the position,… more
- TD Bank (New York, NY)
- …operations and issues + Integrity and high moral standards + Strong negotiation and conflict resolution skills + Strong legal and analysis skills + Detail oriented + ... organizations and processes, and a demonstrated ability to work closely with compliance teams, risk stakeholders, and other internal lawyers. **Who We Are:** TD… more