- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... As a Regulatory Compliance and Operational Risk Senior...protection principles, compliance management systems, compliance risk management , consumer protection… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... governance framework. + Developing and establishing firm wide compliance risk management policies and...senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +… more
- Federal Reserve System (New York, NY)
- …of complex institutions to evaluate the quality and effectiveness of firm's legal and compliance risk management practices and controls in relation to the ... or bank examiner. + Demonstrated knowledge of legal and compliance risk management programs and...assessments and responsibilities of the board of directors and senior management . + Experience in assessing, validating,… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... of consumer protection principles, compliance management systems, compliance risk management , and consumer protection laws in the banking industry… more
- Mizuho Corporate Bank (New York, NY)
- … risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance Monitoring ... skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties...size financial institutions required + Comfortable communicating directly with Senior Mgmt ., COOs, Executive Mgmt .,… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... + Establishing and developing effective relationships within Citigroup senior management , front line, second line (including independent risk , finance, HR,… more
- Motion Recruitment Partners (New York, NY)
- Business Analyst - Markets Compliance Risk New York, New York **Hybrid** Contract $83/hr - $89/hr Grow your career with an innovative global bank in New York, NY ... as a Business Analyst with a focus in Markets Compliance Risk . Contract role with strong possibility...performance as well as preparing executive reports for Markets senior management . + Assist with Regulatory applicability… more
- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...Group:** Compliance and Control **Job Family:** AML Compliance & Risk Mgmt **Time… more
- Bank of America (New York, NY)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the...+ ability to lead projects and drive change with senior business leaders The C&OR Manager proactively engages with… more
- Amazon (New York, NY)
- …as we work diligently to serve our customers. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft ... business models, clearly and concisely communicate identified findings to senior leadership, and partner with cross-functional teams to design...of other remote team members. About the team Transportation Risk and Compliance (TRC) is the voice… more
- Amazon (New York, NY)
- …decision making thus optimizing strategic execution. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of ... Description The Transportation Risk & Compliance (TRC) Operations Execution...SME. About the team The mission of the TRC's risk management function is to provide proactive… more
- Amazon (New York, NY)
- …regulatory, etc) risk programs to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and ... response to inquiries. Develop detailed, data-driven narratives to inform senior leaders of risk levels, mitigations, and...Risk Management . - Professional certification in Risk Management and/or Compliance . Amazon… more
- Robert Half (New York, NY)
- JOB REQUISITION Risk and Compliance Analytics Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti Career provides ... more effective and efficient in a way that is risk -sensitive, regulatory compliant, well controlled, and enabled by leading...be a mentor, trainer, and coach to Consultants and Senior Consultants as you facilitate the successful completion of… more
- TEKsystems (New York, NY)
- …environment to execute the technical program activities in the areas of audit, technology, compliance , risk management and security. The position will be ... functions for IT meeting the Enterprise Risk Management (ERM) program elements, processes and compliance ...with comfort around presenting new ideas and presentations to senior management . * * Demonstrated track record… more
- Citigroup (New York, NY)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution of a process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy requirements. + Work with the… more
- Citigroup (New York, NY)
- …Credit Risk (CCR) and Market Risk Data Assets. + Develop senior management -ready materials for RMEC ( Risk Management Executive Committee) ... Risk Data and Technology (RD&T) is part of Citi's Enterprise Risk Management (ERM) Group within Independent Risk Management and is responsible for… more
- Citigroup (New York, NY)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Maintain a robust Manager's Control ... and open communication, by preparing and hosting meetings with Senior Management to present and follow-up on...to identify, assess, record and respond to Operational and Compliance Risk events, ensuring these are captured… more
- US Bank (New York, NY)
- …controls. . Expert understanding of risk management frameworks (eg, global compliance risk management , control programs, change management , and ... over the activities mentioned above, and deliver updates to risk and operating committees, senior management...audit subject matter teams (eg, Consumer and Business Banking, Compliance , Risk Management , Basel, Capital… more
- SMBC (New York, NY)
- …with senior management , regulators, and the business to advise on compliance risk management strategies and regulatory change implications. + Team ... advanced degree preferred. + Experience: Minimum of 15 years of experience in compliance , risk management , or a related field within the financial services… more