- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- HUB International (Fairfield, CT)
- …visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively ... will also aid in the coordination of regulatory and compliance initiatives, conduct periodic and annual risk ...and compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance bulletins… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Bank of America (New York, NY)
- …address regulatory requirements + Oversees independent risk management reporting to Global Compliance and Operational Risk senior leaders and FLU and CF ... Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer...management reporting for the Boards of Directors and other senior stakeholders at the Company; * Advise the FLU… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +...Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance ... areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of...oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... programs to deliver data driven insights that balance risk management and compliance concerns with supporting...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Morgan Stanley (Melville, NY)
- …issues as related to risk and compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan Stanley Wealth ... responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with the Senior Complex Risk Officer , the Complex … more
- Bloomberg (New York, NY)
- …of Risk and Compliance Shared Services, the global Chief Compliance Officer , and the global Chief Risk Officer , and Bloomberg's business by: + ... and Compliance Shared Services team. As a Risk Assurance Officer on our Risk... risk monitoring and testing routines on a risk -focused basis + Presenting directly to senior … more
- Citigroup (New York, NY)
- …of enterprise Human Capital Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional who directly supports ... risks. + Works closely with colleagues in the Business/Functions, other areas of Risk Management, Finance, IA and Compliance to ensure appropriate management of… more
- Bank of America (New York, NY)
- Credit Sr . Officer Dallas, Texas;New York, New... strategies and coaching and leading team members. The Senior Credit Officer will be responsible for ... job is responsible for managing, monitoring, and documenting credit risk for a portfolio of clients. Key responsibilities include...senior bank debt and related credit products. The Senior Credit Officer will be expected to… more
- Citigroup (New York, NY)
- …in your work, come join us. We'll enable growth and progress together. The Senior Vice President, Information Security Officer (Wealth - Digital and Partnership) ... and activities in alignment with Citi's data security policy. Information Security Officer (ISO) are subject matter experts for business, functions and technology… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Senior Credit Officer with strong credit and quantitative skills to analyze ... the credit risk and various elements of project finance transactions in...but not required. As part of SMBC's 2LoD, the Senior Credit Officer 's main responsibility entails the… more
- Citizens (New York, NY)
- …Experience guiding credit culture and oversight framework to ensure adequacy of risk /reward balance, regulatory compliance , governance structure, risk ... Description Citizens is currently recruiting for a Commercial Senior Credit Offer to cover the New York...role is a highly visible leadership role requiring strong risk identification, assessment, and mitigation skills, line of business… more
- Citigroup (New York, NY)
- …Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will ... for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief...Global Risk Management is looking for a senior risk lead responsible for independent … more
- Citizens (Tarrytown, NY)
- …Line Risk Senior Manager will integrate activities between Risk , Compliance , and brokerage and Trust fiduciary management Supervision. Experience in ... Management has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth...you will develop, manage, and mitigate various types of risk with specific focus on aspects of compliance… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... and material risk inventory process for the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work… more