- MUFG (New York, NY)
- …the KYC due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, ... the KYC due diligence; + Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... collectively "CIBC Risk", incurred by CIBC's businesses, functional and corporate governance groups. US Compliance delivers on...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the Group offers a range of commercial and investment banking services to its corporate , institutional, and...the compliance program for an investment advisory firm in Manhattan,… more
- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees each Functional area… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Wells Fargo (New York, NY)
- …to support Capital Markets Technology within the CIO organization for the Commercial and Corporate & Investment Banking Technology. **In this role, you will:** + ... and/or Audit experience + Experience in large and complex banking or broker/dealer institutions, risk management leadership experience in multi-jurisdictional… more
- JPMorgan Chase (New York, NY)
- … corporate or commercial bank credit training program (or the equivalent corporate banking / corporate finance experience) and a thorough understanding of ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...best-in-class. As a Vice President within the Middle Market Banking & Specialized Industries (MMBSI) Credit Risk team, you… more
- Citigroup (Plainview, NY)
- …institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities ... The Mortgage Lending Officer role is a developing professional role. This...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team,… more
- US Bank (New York, NY)
- …what you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position supporting Corporate Banking Private Capital and Global ... with Senior to Executive Leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to,… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- JPMorgan Chase (New York, NY)
- …Coverage teams. Your role will involve supporting the execution of Investment and Corporate Banking transactions across various sectors such as Equity Capital ... product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product...+ Previous experience and sound knowledge of investment and corporate banking products (Acquisition and Leveraged Finance,… more
- SMBC (New York, NY)
- …relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Citigroup (New York, NY)
- …a wide range of products and solutions, including investment strategies, banking and lending, trust and specialized services.The Private Bank delivers solutions ... entity for Citi, providing products and services to consumers, financial institutions and corporate clients around the world. In the past, Citi has provided most of… more
- Wells Fargo (New York, NY)
- …competitive salaries and generous benefits package. Apply today. **About this role:** The Corporate & Investment Banking (CIB) Control Team is responsible for ... RCSA and related control programs + Prior experience in a business control or compliance role with focus on control design and evaluation. + Prior experience with… more
- Citigroup (New York, NY)
- The Chief Risk Officer for Finance (Finance CRO) organization provides risk management oversight of the Global Finance function, including effective risk challenge ... capital, liquidity, interest rate risk and Treasury investments, and ensures compliance with all risk-related regulatory requirements. In addition, the team oversees… more
- Mizuho Corporate Bank (New York, NY)
- ACBD1 Americas Corporate Banking Division #1 (ACBD#1) supports Japanese corporate clients doing business in the Americas. Summary: Responsible for credit ... related administrative work. Works with and assists the Account Officer to service the Bank's corporate clients....and Asia. Mizuho Americas is a leading provider of corporate and investment banking services to clients… more