• Director , Broker Dealer

    BMO Financial Group (New York, NY)
    Controller for US Institutional broker / dealer who leads/manages the accounting and regulatory reporting teams. Works closely with business leaders, Finance ... Partners, and operations to ensure compliance with 15c3-3 and 15c-3-1 rules. Generates information and insights that can support key business decisions to drive value, and improve efficiency/control. Acts as a subject matter expert on relevant capital/reserveā€¦ more
    BMO Financial Group (06/15/24)
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