- TD Bank (New York, NY)
- …you more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... has enterprise wide impact or accountability. + Position deals with senior/ executive management. + Key contact for business management, regulators and… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Executive Director International Senior Lending Advisor (ILA) * ... global financial services leader with three core businesses - Institutional Securities Group, Wealth Management, and Investment Management. Wealth Management is… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Executive Director - Risk Data Management role will be within the Risk ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 12 years' experience in the banking ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Wells Fargo (New York, NY)
- …you. **About this role:** Wells Fargo is seeking a Senior Lead Investment Banker / Executive Director with a focus on Media & Entertainment sector for the Tech ... focused on decision makers (C-suite, Board) and on building long-term client relationships, deepening those relationships through strategic advice, strong product… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- Morgan Stanley (New York, NY)
- …Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Executive Director - Financial Crimes Program Management* **Location:** ... that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides… more
- Morgan Stanley (New York, NY)
- …Banking/Sales/Trading/Research* **Title:** *IED - Electronic Trading Business Controls- Executive Director * **Location:** *New York-New York* **Requisition ... a diverse set of stakeholders including Product Management, Traders, Client Coverage, Legal and Compliance, Technology, Operations, Desk Strategists, Quantitative… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- CIBC (New York, NY)
- …by regulators and SROs + Ensure that employees responsible for trading securities are appropriately registered + Participate in appropriate industry committees and ... + Undergraduate degree + Minimum 10+ years experience in handling securities and OTC derivative/swap Equity (and preferably Equity Derivatives) compliance issues… more
- JPMorgan Chase (New York, NY)
- …relationships and providing financial advice to your clients. A role as a Relationship Executive is for you. As a Relationship Executive within the Commercial ... this role you will be the focal point of client acquisition and ongoing relationships, driving national revenue and...business development skills + FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within… more
- JPMorgan Chase (New York, NY)
- …key risk metrics, and determining account & portfolio suitability of securities for participation in investment recommendations. You will develop and optimize ... portfolios to outperform client defined benchmarks utilizing relative value, macro, and microeconomic...Construct and continually monitor diversified portfolios designed to outperform client defined benchmarks and/or meet specific client … more
- Morgan Stanley (New York, NY)
- …global financial services firm providing a wide range of investment banking, securities , wealth management and investment management services. With offices in more ... will focus on providing support to the lead Managing Director of Fixed Income (MD), who serves on the... of Fixed Income (MD), who serves on the Executive Committee (EC), as well as calendar management and… more
- MUFG (New York, NY)
- …the globe, we're 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building ... selected colleague will work at an MUFG office or client sites four days per week and work remotely...of Japanese Corporate Banking for the Americas (Member of Executive Committee for the America - ECA) and JCB's… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- MUFG (New York, NY)
- …the globe, we're 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building ... selected colleague will work at an MUFG office or client sites four days per week and work remotely...details. Hiring for a Sr. Business Strategy & Management Director level professional with deep expertise as well as… more
- S&P Global (New York, NY)
- …research about market needs and competition + Experience in managing and supporting client relationships at senior executive level. Sector level experience also ... with clients + Experience of presenting to organization's Senior Executive / senior management to propose strategic options for...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- SMBC (New York, NY)
- …compliance. The Director will be responsible for rigorously supporting the Executive Director and managing the Volcker Program while working closely with ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more