- City of New York (New York, NY)
- …peers, and have certain degree of latitude for high-level decision-making. The Deputy Director of Compliance and Payments operates under the direction of the ... work of public health. True to our value of equity as a foundational element of all of our...as hospitals and is responsible for budgeting, research, analysis, compliance , payments, and verification of claims or invoices submitted… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the Firm's Cash Equities Electronic Trading ... across two US broker-dealers. The role will include accountability for compliance advisory services, design and execution of surveillance activities, and… more
- City of New York (New York, NY)
- …The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE ... work of public health. True to our value of equity as a foundational element of all our work,...DOI, and monitoring the practices and procedures to ensure compliance with those rules and guidelines. Delivering successful outcomes… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Director role may manage a coverage area or process ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- The Director of Environmental Compliance & Sustainability will develop strategies, policies, standards and objectives that lead our environmental compliance ... unique opportunity to shape and lead the development of our environmental compliance and sustainability department and programs across our research facilities and… more
- City of New York (New York, NY)
- …BE LIMITED TO: - Under the direction of the Controller, the Senior Director for Fiscal Compliance and Strategic Initiatives, will assume oversight responsibility ... work of public health. True to our value of equity as a foundational element of all of our...mental hygiene services nationally and internationally, seeks a dynamic Director of Programmatic Fiscal Affairs to join its challenging,… more
- SMBC (New York, NY)
- …with global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the ... rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day...Executive Director and managing the Volcker Program while working closely… more
- Scotiabank (New York, NY)
- Director , Control Room - GBM&T Compliance **Requisition ID:** 201053 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown is a ... needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional ...every future! **Purpose** To lead a dynamic team of compliance professionals based in Toronto, New York, London and… more
- NBC Universal (New York, NY)
- …content that reflects the current and ever-changing face of the world. Role Purpose: The Director , SAP S/4 Risk & Compliance Lead is a critical role for ... platforms, Comcast NBCUniversal stands for including everyone. Our Diversity, Equity and Inclusion (https://www.nbcuniversal.com/diversity- equity -inclusion) initiatives, coupled with… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Executive Director , Transformation Portfolio Manager (Corporate Compliance ) partners with the ... infrastructure, and client change. The Transformation Portfolio Manager (Corporate Compliance ) will oversee and direct project/program selection, demand management,… more
- American Express (New York, NY)
- …play a critical role within the Global Shared Services Line of Business Compliance Organization leading a team of compliance professionals to effectively support ... business. The position will build, manage, and lead an effective framework for compliance with applicable laws and regulations. In addition to the products owned by… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/13298/associate- director %2c-shc- compliance ... that reflects and enacts the values of inclusion, diversity, belonging, equity and accessibility that inform academic excellence. Employees in this organization… more
- The Mount Sinai Health System (New York, NY)
- …(Hospital and School), and the Chemical Shipment Program. Ensures compliance with institutional, local and federal regulations, with continual preparation ... Diversity** The Mount Sinai Health System believes that diversity, equity , and inclusion are key drivers for excellence. We...Health System team by: + Using a lens of equity in all aspects of patient care delivery, education,… more
- Google (New York, NY)
- …years of professional experience. + 3 years of experience in Audit or Compliance leadership role(s) in industry. Preferred qualifications: + One or more professional ... certifications (eg, CIA, CISA, CMA, CA/CPA, etc.). + Compliance assurance experience in tech-driven organizations. Experience performing risk assessments and… more
- American Express (New York, NY)
- …path. Find your place in risk and analytics on #TeamAmex. The Fair Lending Director role is part of a centralized team responsible for administering a comprehensive ... Fair Lending regulatory compliance program for American Express. The role is responsible...important. **Qualifications** Salary Range: $130,000.00 to $205,000.00 annually bonus equity (if applicable) benefits The above represents the expected… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** This senior role within the Compliance Department manages the control areas related to regulatory registration (eg, ... at management committees and meetings. Bring industry experience and expertise to Employee Compliance functions to help SMBC to assess its controls in an industry… more
- Citigroup (New York, NY)
- …a manner consistent with the Citi program framework. **Responsibilities:** + **Providing equities , options and structured products compliance coverage to an ... Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal… more
- JPMorgan Chase (New York, NY)
- …the client-facing organization for all automated trading capabilities in Cash Equities **Job Summary** As a Execution Consulting/Project Manager within the ... as bespoke solutions, + Partner with business analysts, core technology, legal/ compliance , operations, and sales and trading teams to ensure product functionality… more
- S&P Global (New York, NY)
- …This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed ... the Sales, Operations, Technology / Product team across Regulatory Compliance . **Responsibilities and Impact:** Our comprehensive services bring greater transparency… more