- Morgan Stanley (New York, NY)
- … line of defense business risk department. *The VP US Banks First Line Risk Officer will be responsible for the following: * *Key ... workforce (M/F/Disability/Vet **Job:** **Operational Risk * **Title:** *VP US Banks First Line Risk Officer Centralized Metrics and Reporting*… more
- M&T Bank (Bridgeport, CT)
- …sit in Buffalo, Albany, Bridgeport, or Baltimore **Overview:** Responsible for managing the first line of defense risk management responsibilities within ... Minimum of 3 years' managerial experience. Experience managing complex operational and/or first - line risk functions. Strong verbal and written communication… more
- Morgan Stanley (Purchase, NY)
- …Banks risk management policies and procedures. The ASC US Banks First Line Business Risk Officer will be responsible for the following: *Job ... real estate loans. The US Bank Subsidiaries seek an Associate (ASC) to join the First Line Business Risk team to provide risk oversight for the US… more
- Morgan Stanley (New York, NY)
- …US Banks risk management policies and procedures. The AVP US Banks First Line Business Risk Officer will be responsible for the following: * Aid in ... or she will be responsible for aiding in the build out of the First Line risk coverage for the Bank Business Risk organization. The individual will work… more
- Morgan Stanley (Purchase, NY)
- …Banks risk management policies and procedures. The VP US Banks First Line Business Risk Officer will be responsible for the following: Job ... real estate loans. The US Bank Subsidiaries seek a Vice President (VP) to join the First Line Business Risk team to provide risk oversight for the US… more
- City National Bank (New York, NY)
- **CREDIT RISK OFFICER QA/QC SENIOR FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned ... monitoring and credit testing/reviews to ascertain the assigned Line of Business's ("LOB") management of credit risk...analysis as a commercial lender, regulator or credit review officer + Minimum of 5 years of MS Office… more
- City National Bank (New York, NY)
- **CREDIT RISK OFFICER QA/QC FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned ... monitoring and credit testing/reviews to ascertain the assigned Line of Business's ("LOB") management of credit risk... Line of Business's ("LOB") management of credit risk practices, process controls and portfolio quality, including the… more
- Citigroup (New York, NY)
- …reviews as a first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, ... appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise...Values** + Risk management role in the First Line of Defense, with plenty of… more
- MUFG (New York, NY)
- …but not limited to Global KYC Standard, US Branches Know Your Customer Procedure for First Line of Defense; + Engage local & overseas stakeholders in different ... will maintain proper KYC practices for new and existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide… more
- MUFG (New York, NY)
- …but not limited to Global KYC Standard, US Branches Know Your Customer Procedure for First Line of Defense; + Seek guidance & escalate complex scenarios to Team ... will maintain proper KYC practices for new and existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide… more
- Citigroup (New York, NY)
- …objectives of the Price Risk program and a key member of the 1st Line Risk & Control function directly supporting Global Markets. The Global Markets Risk ... measure, monitor, manage and escalate key risks. The Business Risk Officer is a strategic professional who... Management, Product Control or product valuation specialist with First Line and/or Second Line … more
- Citigroup (New York, NY)
- …with our front- line businesses to serve as a critical component of our First Line of defense for wholesale and counterparty credit risk management ... identification, management, monitoring, administration, and stress testing. The Credit Risk Senior Officer will be part of...and stress testing. The Credit Risk Senior Officer will be part of the global underwriting function,… more
- Citigroup (New York, NY)
- …the Price Risk Initiative. 'Price Risk ' includes all aspects of market risk management across First Line and Second Line functions, and ... across ICG businesses. Price Risk and Control (PRC) is a first line cross-asset risk and control function, which operates or facilitates controls… more
- Citigroup (New York, NY)
- …management and strategic data initiatives. 'Price Risk ' includes all aspects of market risk management across First Line and Second Line functions, ... management controls and processes across Markets businesses and CTI. Price Risk Execution is a first line cross-asset risk and control function, which… more
- Citigroup (New York, NY)
- …and there is extensive interaction with senior members of the Business, Line Risk , Legal and RCPG during the transaction structuring, review, ... challenge of regulatory capital technical interpretations proposed by the first line of defense under the Basel...significant interaction with FINCRO staff members as well as Line Risk , Finance and Business partners. The… more
- HUB International (Fairfield, CT)
- …highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively ... coordination of regulatory and compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance bulletins applicable to RIAs. The… more
- Citizens (Tarrytown, NY)
- Description Consumer Banking Risk Management has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - RIA ... and managing the full Trust client lifecycle. As the First Line Risk Senior Manager,...including direct support to the Chief Fiduciary and Investment Officer of the firm. + Accomplished background in brokerage,… more
- Citigroup (New York, NY)
- …that early warning signs are established and proactively addressed. CLM represents a critical " first line of defense" control function for the bank, ensuring the ... well as the appropriate credit structure based on various risk considerations. The CLM Credit Officer is responsible for approving and managing a material amount… more
- Wells Fargo (New York, NY)
- …(CIB) Control Team, which is responsible for the implementation and management of the First Line of Defense corporate risk program requirements. This ... Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor responsible for the... will be an individual contributor responsible for the line of business risk , control and governance… more
- Tradeweb (New York, NY)
- …and upheld throughout our regulated entities globally. This role will have a reporting line to a supportive and experienced compliance officer based in New York. ... Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will… more