- Bank of America (New York, NY)
- …role with specific experience/coverage of trading desk activities across either Equities or Fixed Income , Currencies and Commodities asset classes. + Audit or ... Audit Supervisor - Global Markets Trade Surveillance/Market Conduct New York, New York **Job Description:** At Bank of America, we are guided by a common purpose… more
- Broadridge Financial Solutions (Edgewood, NY)
- …as Brokerage Processing Services (BPS) for equity trade settlement and Impact for Fixed Income trade settlement. + Conduct internal and external training ... the way, come join the Broadridge team. Broadridge is hiring! Were seeking a Supervisor of Operations to help support our Settlement functions. You will have the… more
- Bank of America (New York, NY)
- …with specific experience/coverage of trading desk activities across either Equities or Fixed Income , Currencies and Commodities asset classes. + Working ... Audit Supervisor New York, New York **Job Description:** At...execute audit work with a focus on supervision and trade surveillance. This experience may not come from a… more
- Truist (New York, NY)
- …change from time to time. **Required Qualifications:** + Deep and broad knowledge of Fixed Income products, trade life cycle, and compliance related ... to day-to-day support, analysis, technical design of applications in Fixed Income , Credit, Risk, and integration tools...the entire trading life cycle - pre and post trade - including trading on electronic platforms, order and… more
- Marex (New York, NY)
- …connectivity protocols for key global derivative, commodity, cash and equity markets, Fixed Income and Prime Brokerage + Experience in technical onboarding ... for providing technical support for all front office and post- trade applications including trade capture, market data,...any breaches of policy to Compliance and/ or your supervisor as required. + To escalate risk events immediately.… more
- Marex (New York, NY)
- …lines and asset classes, including OTC derivatives, structured notes/products, equities, fixed income , listed options, equity derivatives, and hedging ... + Provide Compliance Advisory services for US Marex Solutions Trade Surveillance process. + Provide Compliance Advisory services for...any breaches of policy to Compliance and/ or your supervisor as required + To escalate risk events immediately… more