- Adecco US, Inc. (New York, NY)
- ** Front Line Unit Risk Manager (AVP)** We are seeking a proactive and detail-oriented Front Line Unit Risk Manager (AVP) to lead risk ... assessments, testing controls, and monitoring risk governance across the front line unit . **Key Responsibilities:** + Implement and enforce risk … more
- Bank of America (New York, NY)
- …Compliance and Operational Risk coverage activities in a timely manner, engaging with the Front Line Unit risk teams and leaders globally to ensure ... Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:**...inventory; while supporting communication of regulatory changes to the Front Line Unit (FLU) and… more
- Wells Fargo (New York, NY)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... team this role involves development, testing, and support of front -office analytics and risk management capabilities within... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- City National Bank (New York, NY)
- …effectively communicate to 1LOD Credit Risk management including Credit Administration and Front Line Unit Leadership. + Provide training in all aspects ... risk and its future direction. Provides prompt feedback to 1LOD Credit Risk / Front Line Units on the results of monitoring and scheduled credit review… more
- City National Bank (New York, NY)
- …Compliance, Front Line Units and other senior bank management. + Front Line Unit /LOB PartnerClearly communicates sensitive issues at the highest ... risk and its future direction. Provides prompt feedback to 1LOD Credit Risk / Front Line Units on the results of monitoring and scheduled credit review… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance and any related… more
- Bank of America (New York, NY)
- …curvature) to ensure completeness and accuracy, based on Front Line Unit (FLU)'s data quality analysis and Market Risk Management's BAU expertise. - ... applicable + Manages risk requests, breach remediations and providing risk effective challenges for front line units + Sets managing risk parameters… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... Compliance and Operational Risk Manager- Electronic Trading New York, New York...timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... Compliance and Operational Risk Manager - Trade Surveillance New York, New...timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- Wells Fargo (New York, NY)
- …with other senior leaders across Independent Risk Management, Corporate Functions, and Front Line in the development and execution of strategic and risk ... operations, data management, technology, and control teams) and second line (compliance, financial crimes, and risk ) to... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Wells Fargo (New York, NY)
- …experience, training, military experience, education **Desired Qualifications:** + Front line direct experience with developing and/or executing risk and ... control activities in support of and in partnership with front line business teams. The leader should... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Wells Fargo (New York, NY)
- …Management is a financial industry function that collaborates with and influences front - line business groups and functions through assessment and mitigation of ... outcomes. + Sales Practices and Conduct Management is a front - line operation responsible for looking into reports... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Citigroup (New York, NY)
- Citi Custody is the largest revenue generating product unit within the Securities Services line of business, with a footprint spanning over 100 markets, ... timely remediation. The role is also responsible for end-to-end oversight of front office risk generating activities, management of the governance framework,… more
- TD Bank (New York, NY)
- …the successful candidate will own the following responsibilities: + Architect our risk applications in line with microservices patterns, distributed caching, and ... working primarily in Java + Develop an organization supporting the growth plans for the Front -Office as well as aligning with Risk Management and Finance risk… more
- Citigroup (New York, NY)
- …a tangible book of work which identifies and addresses root causes of operational risk events. The will drive accountability and ownership of ORE issues and timely ... documented, understood, tracked and delivered. The role holder will front the initiative to the Services Exco and ensure...decisions required. Role holder will also partner with 2nd line and central controls functions to ensure alignment. **Key… more
- Citigroup (New York, NY)
- …Establishing and developing effective relationships within Citigroup senior management, front line , second line (including independent risk , finance, HR, ... Serves as a risk officer for Independent Compliance Risk ...and attending regulatory meetings with control functions and business unit personnel; and collaborating with Business Heads to provide… more
- Marex (New York, NY)
- …positions against limits, evaluating prospective client portfolios to ensure strategies are in line with risk appetite and design, perform scenario analysis on ... in average client balances, up from $9.5bn in 2022. Risk Management Unit of the FCM is...risk reporting. + Interface with the equity clearing front desk as well as other risk … more
- American Express (New York, NY)
- …and program structures. CRU managers interact with various constituents across the firm including front office sales, business unit risk partners, and credit ... and define your own path. Find your place in risk and analytics on #TeamAmex. **Overview of the Department**...credit exposures in their assigned region, industry, and business line . Fundamental analysis incorporates a thorough review of business,… more
- Bank of America (New York, NY)
- …per requirements. This role contributes to the identification of themes and trends at the front line unit , control function and enterprise level. The Testing ... Manager IC proactively manages the relationship with external consultants, front line unit (FLU) /Control...unit (FLU) /Control Function (CF) Compliance and Operational Risk groups. This role participates in routines involving FLU/CF… more
- CIBC (New York, NY)
- …specialists and value-added partners. Together with the lines of business and in line with CIBC's Risk Appetite Statement, US Compliance works to identify, ... more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **Strategic Business Unit Description** In support of CIBC's core purpose: to make… more