- Amalgamated Bank (New York, NY)
- The Head of Compliance Monitoring & Testing is responsible for ensuring compliance with regulatory requirements and internal policies across ... a compliance risk assessment; develop and implement a comprehensive compliance monitoring and testing program to assess adherence to regulatory… more
- SMBC (New York, NY)
- …and ensuring they are appropriately managed and mitigated. + Monitoring and Testing : Oversee the Compliance Monitoring and Testing Program, ... **Role Description** The Head of Risk Assessment, Monitoring and Testing , and Regulatory Change Management...This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing… more
- SMBC (New York, NY)
- …procedures for optimized efficiency and productivity + Set strategic priorities with the Head of Compliance Surveillance to identify areas of focus and identify ... of managerial and administrative tasks, including tracking deliverables to internal audit and Monitoring & Testing + Build and develop relationships with all … more
- Citigroup (New York, NY)
- Head of Capital Management is an enterprise Strategic role for Citigroup, owning the enterprise-wide capital planning and management processes for the group, and its ... the enterprise's Strategic Planning capability. As a part of this process, the Head of Capital Management manages the enterprise's Capital Stress Testing … more
- HSBC (New York, NY)
- …our investors, our communities and the planet we all share. The regional Head of Finance Non Financial Risk leads a regional/country/entity team is responsible for ... Office & Risk Oversight, SOX Governance, Finance Assurance and Targeted Transaction Testing . The role holder is required to collaborate and manage relationships with… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of categories within Mizuho US Operations, keeping them ... Mizuho seeks a highly motivated individual to join our team as Director, Head of Liquidity Regulatory Reporting, working within the Risk Platform Management team.The… more
- Mizuho Corporate Bank (New York, NY)
- …and developing and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing ... compliance risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance ...other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment, Compliance Testing ,… more
- Bloomberg (New York, NY)
- …Testing Oversight team and looking for an experienced person to work with our Global Head of Risk and Compliance Shared Services. WHAT'S THE ROLE? As a Risk ... and region. **WE'LL TRUST YOU TO:** Support the Global Head of Risk and Compliance Shared Services,...risk management program + Coordinating or conducting relevant risk monitoring and testing routines on a risk-focused… more
- S&P Global (New York, NY)
- …Contribute to compliance investigations and reviews. + Define and execute compliance monitoring activities. + Actively engage in relevant divisional and ... best practices. This role will report directly to the Head of Compliance , SPDJI. **Responsibilities and Impact:**...matters and actively participate in relevant committees. + Develop monitoring processes to ensure adherence to key policies and… more
- Mizuho Corporate Bank (New York, NY)
- …and developing and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing ... risk management skills. This role reports directly to the Head of MUSO Compliance Risk Assessments. Principal...other Compliance Governance pillars, including Regulatory Change, Compliance Testing , and Issues Management to ensure… more
- S&P Global (New York, NY)
- … Compliance Program Advisor will report to and work directly with the Head of Global Financial Crimes Compliance Program Office within S&P Global Enterprise ... detail and a solution oriented mindset + Experience with other Financial Crimes Compliance areas including internal testing , tracking, and advising on … more
- TIAA (New York, NY)
- …TIAA's methodology. In addition to serving as a liaison with Audit and compliance testing functions during AML/Sanctions reviews, this individual will partner ... This position is for the Head of AML Governance supporting TIAA enterprise business...with Enterprise Testing & Monitoring during annual planning to… more
- SMBC (New York, NY)
- …the control environment including issues management, audits/reviews, Annual Risk Assessment, testing of controls and customer remediation. Ensures compliance in ... the team's goals and strategic direction of the Bank. Position reports directly to the Group Head of LMG and has dotted line reporting to the Group Head of the… more
- Mizuho Corporate Bank (New York, NY)
- …US Operations of Mizuho Financial Group. It is responsible for ensuring compliance with Enhanced Prudential Standards (EPS) liquidity requirements for Foreign Bank ... such as the broker dealer and derivative trading entities. You will report to the head of Mizuho Americas Market and Liquidity Risk Management, a 2nd Line of Defense… more
- Wells Fargo (New York, NY)
- …individual will lead the enterprise regulatory reporting cycles including Stress Testing , Recovery Planning, Resolution Planning, and Legal Entity Forecasting. This ... and internal financial forecasting and regulatory reporting cycles including Stress Testing (eg, CCAR, Y14Q, Y14A), Recovery Planning, Resolution Planning, and Legal… more
- Sunrise Senior Living (Huntington Station, NY)
- …oversight and implementation of all Care programs, regulatory compliance , recruiting, and performance management. **RESPONSIBILITIES & QUALIFICATIONS** ... strategic leadership for resident care in the community by managing, directing, and monitoring the nursing team as applicable by State/Provincial law, to promote the… more
- MUFG (New York, NY)
- …including Intraday monitoring , collateral management, cash flow forecasting, stress testing , and compliance with ALM guidelines. **Job Requirements** + 3 ... colleagues, in close collaboration with other global entities including Tokyo head office. **Responsibilities** + Manage all liquidity risk management reporting and… more
- SMBC (New York, NY)
- …processes, and procedures designed to ensure risk identification, aggregation, mitigation, and monitoring capabilities in compliance with the sound operation of ... define and develop key risk categories and risk identification in full compliance with relevant regulations. 3. Assist in the development of frameworks, policies,… more
- Scotiabank (New York, NY)
- …involved in internal and external issue validation as well as audit continuous monitoring activities. **What You'll Do** + Develop a strategy for financial and ... strategic initiatives. + Lead and assist in design and operating effectiveness testing to verify the adequacy of controls over Finance activities (specifically,… more
- Citigroup (New York, NY)
- …provide integrated "end-to-end" credit underwriting, identification, measurement, management, and monitoring for wholesale credit risk across the enterprise. Within ... analysis, greenlight, underwriting, first-line-of-defense credit approval and subsequent credit monitoring across all ICG wholesale credit businesses including Banking,… more