- TD Bank (New York, NY)
- **Work Location:** United States of America **Hours:** 40...Compliance **Job Description:** The Head of US Compliance Monitoring and Testing ... compliance policies. + Leads the builds of the US monitoring and testing framework + Sets...over 27 million households and businesses in Canada, the United States and around the world. More… more
- SMBC (New York, NY)
- …appropriately managed and mitigated. + Monitoring and Testing: Oversee the Compliance Monitoring and Testing Program, ensuring it effectively identifies ... portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment, Monitoring and Testing,...Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to the Head … more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Compliance **Job Description:** The Head of US Compliance Quality Assurance lead will provide thought ... **Work Location:** United States of America **Hours:** 40...Quality Monitoring and Quality Assurance programs across US Compliance . + Responsible for development and… more
- Scotiabank (New York, NY)
- …to help support your unique family, financial, physical, mental, and social health needs. Location(s): United States : New York : New York City Scotiabank is a ... Senior Manager, Head of Volcker Compliance **Requisition ID:**...the overall success of the First Line and the Compliance Department in both the US and… more
- Citigroup (New York, NY)
- …provide compliance advisory services, design key risk indicators and compliance monitoring programs, identify reporting metrics associated with regulatory ... Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent ...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- TD Bank (New York, NY)
- **Work Location:** United States of America **Hours:** 40 **Pay Details:** $160000 - $220000 USD TD is committed to providing fair and equitable compensation ... of Business:** Financial Crime Risk Management **Job Description:** The Head of Global Anti-Money Laundering Data Strategy and Management...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Xerox (Norwalk, CT)
- Global Head of Audit & Internal Controls (Chief Audit Executive)... COMPLIANCE Seniority Level Executive Currency USD - United States - US Annual Base ... or enter keys to toggle section visibility City Norwalk State/Province Connecticut Country United States Department AUDIT & COMPLIANCE Date Wednesday,… more
- Citigroup (New York, NY)
- …Business Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - ... International Private Bank and Citi Private Bank brands _._ **Job Description:** The Head of Business Execution - Investment Solutions & CIO, will report directly… more
- ICF (New York, NY)
- …in one of the Region II states ( New York, New Jersey, Puerto Rico, US Virgin Islands) travel will be required to fulfill the requirements of the position in any ... seeks an experienced Grantee Specialist to support the Region II office of Head Start Training and Technical Assistance contract. The specialist will have expertise… more
- TD Bank (New York, NY)
- **Work Location:** United States of America **Hours:** 40 **Pay Details:** $160,000 - $220,000 USD TD is committed to providing fair and equitable compensation ... coordinating and managing events related to supervision and continuous monitoring , including working with businesses and functions + Negotiates...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Equitable (New York, NY)
- …of Credit Investments, General Account ( 240000EN ) **Primary Location** : UNITED STATES -NY-New York **Organization** : Equitable **Schedule** : Full-time ... individuals from different cultures and backgrounds. Those differences make us stronger as a team and a force for...management of the GA portfolio. **Job Overview** The Global Head of Credit Investments will have responsibility for oversight… more
- Citigroup (New York, NY)
- …& Control **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $250,000.00 - $500,000.00 ... The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist...control enhancement initiatives. + Partner with controls, testing and monitoring leads to track progress to ensure timely completion,… more
- Wells Fargo (New York, NY)
- **Wells Fargo is seeking a** Technology Director - Head of Product Management - Google Cloud Services **About this role:** The Head of Product Management - ... with organizational goals while managing risk and ensuring regulatory and policy compliance . + Establishing Product P&L, Customer Experience and Service Catalog. +… more
- City of New York (New York, NY)
- …to the long-term challenges we face together. https://comptroller.nyc.gov/ WHAT MATTERS TO US : As a workplace driven by our values, we are: Principled, ... through this strategic expansion, 20% of the pension funds' US -based, actively managed assets will be invested with high...Manager Strategy and will collaborate with each Asset Class Head to identify diverse and emerging managers that are… more
- Morgan Stanley (New York, NY)
- …- Proactively risk manage ongoing risks of individual loan positions, including monitoring of collateral performance, the integrity of assets and compliance ... the quarterly underwriting assumptions and risk projections for the loans within the US CRE Lending portfolio - Review and approve regular ongoing borrower requests… more
- Mizuho Corporate Bank (New York, NY)
- … Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA), and ... compliance support services to Mizuho Americas LLC, the US bank holding company for Mizuho Financial Group. Summary...changes due to risk rating updates in the transaction monitoring system Secondary responsibilities of the AML/KYC QA Analyst… more
- CIBC (New York, NY)
- …learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) ... time of your interview. How You'll Succeed The Senior US Equity Derivatives Compliance Officer is primarily...support to the respective desk and collaborating with the Head of US Global Markets and the… more
- Neuberger Berman (New York, NY)
- … compliance staff dedicated to registered funds business + Overseeing select compliance monitoring functions + Providing ongoing compliance and regulatory ... with all areas and personnel within the Legal and Compliance Department, including the global head of...rules, or regulations. If you would like to contact us regarding the accessibility of our website or need… more
- SMBC (New York, NY)
- …also contribute to strategic planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko Securities Inc. ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as… more
- Meta (New York, NY)
- …complexities head -on, to help design and build continuous operational compliance practices throughout the company while representing our users and their privacy ... **Summary:** We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a range of risk and compliance disciplines. You will… more