- Citigroup (New York, NY)
- …compliance and senior leaders.** **Liaise with US and foreign regulators and Citi internal audit staff for AML matters, as appropriate, including coordinating ... corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money,… more
- Citigroup (New York, NY)
- …testing design activity, which includesapproving/signing-off, undertaking escalations, and owning Internal Audit and issue management related actions. + ... The Wealth Private Bank (ex-Trust) Control Testing Team is...in Confluence andis responsible for delivering relevant procedures to Internal Audit reviews and issue remediation. +… more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 220,000.00 - 250,000.00 _Please note that the Salary Range shown ... across industries! We work together to drive ambition for every future! **Purpose** The Director of US Cybersecurity and Infrastructure Audit is a member of the… more
- Citizens (Tarrytown, NY)
- …/ Director of First Line Risk where appropriate. You will work with the Director to adhere to internal governance processes and controls for existing and new ... training, education, and risk management support. Qualifications: + 6-8+ years' experience in Wealth Management Risk Management, Audit , or Compliance + 6+ years'… more
- Amalgamated Bank (New York, NY)
- …where applicable, and necessary resourcing to meet deadlines. + Lead team through internal and external reviews including audit and regulatory examinations. + ... Amalgamated Bank seeks a highly motivated Institutional Wealth Management Service & Operations Manager that will...& Operations Manager that will report directly to the Director of Trust Operations and is part of the… more
- Scotiabank (New York, NY)
- …as part of the team and assist the Senior Managers and/or Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the… more
- City National Bank (New York, NY)
- …the evolving demands of the US regulatory environment and heightened expectations of internal audit . This includes the coordination of IT related regulatory ... (SAM) of CNB IT Platform Technology will support the Director IA, CNB IT Platform Technology, and the MD...that audits conform to local and global regulatory and internal audit requirements. + Supervise and implement… more
- Scotiabank (New York, NY)
- …The incumbent will be required to work as part of the team and assist the Director , US Corporate Functions Audit to provide audit services to risk management ... applying risk-based auditing standards, practices, techniques, processes and methodologies to the audit of internal controls. **What You'll Do:** + Champions a… more
- Scotiabank (New York, NY)
- …remediation efforts. + Attend exam and continuous monitoring meetings with external regulators and internal audit acting as a representative for US head of IT. + ... Director , Regulatory Technology, GTA US **Requisition ID:** 206470...with directors of IT, IT Risk, Operational Risk and Internal Audit to manage team commitments and… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly with… more
- KPMG (New York, NY)
- **Business Title:** Director , GRC SAP **Requisition Number:** 116845 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New York ... our people are our number one priority. With a wealth of learning and career development opportunities, a world-class...a career in Advisory. KPMG is currently seeking a Director , GRC SAP in GRC - SAP for our… more
- Capital One (New York, NY)
- …stakeholders to ensure the business operates in compliance with second line governance, internal audit requirements and regulatory exams. + Manage a portfolio of ... United States of America, New York, New York Managing Director , Interest Rate Derivatives At Capital One, we are...Equity Research, and Mergers & Acquisitions), Treasury Management, and Wealth & Asset Management. Our services and specialties run… more
- Citigroup (New York, NY)
- …Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the internal controls that are designed to mitigate technology and cyber risks are ... our risk appetite. The Technology & Cyber Risk - Director reports to Head of Business Cluster Technology Risk...related services on a matrix basis. + Accountable for internal projects on threat issues that support a variety… more
- Scotiabank (New York, NY)
- …and completely. Respond to inquires from the Front Office, other operational units and internal and external audit and regulatory bodies. Analyze and assess the ... Director , Head of New York Product Control **Requisition...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking,… more
- CIBC (New York, NY)
- …Global Markets + Trading Floor personnel at all levels + Compliance, Legal and Internal Audit + Trade Control, Middle office and Operations staff + Technology ... Business Management and Compliance + Maintain and enhance the documentation of internal policies and Written Supervisory Procedures (WSPs) to comply with applicable… more
- Citigroup (New York, NY)
- …optimizing management of systems supporting global functions such as Compliance, Controls, Internal Audit and Risk, and introducing innovative technologies that ... banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi… more
- Scotiabank (New York, NY)
- …You'll Bring** + At least 7-8 years of experience in a trading and/ or Internal Audit , Compliance Testing or operational risk management role in a Financial ... including GBM Senior Management. + Attend, discuss and provide regular reporting to Managing Director and Director , US Internal Control and GBM Management of… more
- Morgan Stanley (New York, NY)
- …to assess risk mitigation * Support US Banks Shared Services functions with both internal ( Internal Audit ) and external (Regulatory) exams impacting those ... market positions in each of its business segments- Institutional Securities, Wealth Management, and Investment Management. Morgan Stanley, through its subsidiaries… more
- Tradeweb (New York, NY)
- … internal and external auditors for information requests and explanations related to audit requests and internal controls + Mentor and train more junior staff ... New York City. This role will report into the Director of SEC Reporting and be responsible for the...from record to report and continuous enhancements to the internal control environment + Assist with the SOX documentation… more
- S&P Global (New York, NY)
- …+ Partner with other functional areas (Legal, People, Corporate Risk Management, Internal Audit , Information Security teams) to establish relevant testing and ... **About the Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global...**About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P… more