- International Rescue Committee (New York, NY)
- Requisition ID: req52161 Job Title: Program Officer , Monitoring & Compliance Sector: Monitoring & Evaluation Employment Category: Regular Employment ... Work Arrangement:Hybrid Job Description Job Overview: The Program Officer , Monitoring and Compliance sits within IRC headquarters Resettlement, Asylum… more
- City of New York (New York, NY)
- …Review program . NYC Residency is required Tasks will include: - Monitoring labor law compliance on city-financed development projects subject to prevailing ... class. Job Description: HPD's division of Economic Opportunity and Regulatory Compliance (EORC) promotes inclusion and economic opportunity while also enforcing… more
- S&P Global (New York, NY)
- …York and the successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program primarily for S&P Global ... Role:** **Grade Level (for internal use):** 12 **The Role: Compliance Officer ** The Compliance ...and in conducting investigations, logging and tracking Complaints and compliance monitoring activities. **The Team:** Working with… more
- International Rescue Committee (New York, NY)
- …+ Previous experience leading program design, budget and implementation, monitoring program compliance and providing technical assistance required. ... Requisition ID: req52066 Job Title: Senior Program Officer , Reception and Placement Sector:...Officer works collaboratively with several HQ units including Monitoring & Compliance , Community Sponsorship, Virtual Reception… more
- CIBC (New York, NY)
- …to senior management; + **Supervising** a Compliance staff to ensure that the Compliance monitoring and testing program is performed in a consistent and ... Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,...is responsible for developing, implementing, and maintaining an effective compliance program to address all relevant OCC,… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... our communities as evidenced by our award-winning pro bono program . The Global Compliance team within Bloomberg's...We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- Morgan Stanley (Purchase, NY)
- … Compliance Officer with the annual review of the RIA compliance program . - Provide guidance and oversight of marketing, communications, and performance ... reports. - Conduct monitoring checks and partner with the Compliance ...**Job:** ** Compliance * **Title:** *Wealth Management Institutional RIA Compliance Officer * **Location:** *New York-Purchase* **Requisition ID:**… more
- Bloomberg (New York, NY)
- Senior Data Privacy Compliance Officer - Legal & Compliance **New York, NY** Posted Jun 11, 2024 - Requisition No. 125883 The energy of a newsroom, the pace ... our communities as evidenced by our award-winning pro bono program . The Data Privacy Compliance team works...and continue to enhance the protocol for the intake, monitoring and tracking of requests + Lead the Data… more
- Citigroup (New York, NY)
- …consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice ... Serves as a senior function/business/product compliance risk officer for Independent ...in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... the compliance program for an investment advisory firm... rules, regulations, and procedures. + Develop and execute monitoring and testing of business activities, including the annual… more
- Citigroup (New York, NY)
- …consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance ... Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance...in order to partner to develop and apply CRM program solutions that meet the Markets business lines and… more
- Citigroup (New York, NY)
- …consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance ... Serves as a function/business/product compliance risk officer for Independent ...in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs… more
- Citigroup (New York, NY)
- …consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance ... Serves as a Markets Fixed Income Product Compliance officer for Independent Compliance...in order to partner to develop and apply CRM program solutions that meet the function/business/product and customer needs… more
- International Rescue Committee (New York, NY)
- … program design; budget development and implementation; grants management; and monitoring program compliance required. Preferred Experience and Skills: ... Requisition ID: req51654 Job Title: Senior Program Officer , USRAP Capacity Building Sector:...donor monitoring and co-monitor local offices for compliance with program guidelines. Advocate and help… more
- City of New York (New York, NY)
- …Human Capital's Unemployment Insurance (UI) Unit to serve as a UI Compliance Officer /Hearing Representative. The Unemployment Insurance (UI) Unit is responsible ... for minimizing costs by monitoring claims for unemployment benefits from former City employees and representing the City at administrative hearings. The selected… more
- SMBC (New York, NY)
- …knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position ... Program to include (i) quarterly metrics reporting, (ii) six pillar compliance program , (iii) annual CEO attestation framework, and (iv) heightened standards… more
- S&P Global (New York, NY)
- …play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices division is effective and aligned with best ... regulations. + Provide oversight for the Division's IOSCO assurance program . + Offer advisory services on compliance ...compliance investigations and reviews. + Define and execute compliance monitoring activities. + Actively engage in… more
- TD Bank (New York, NY)
- …Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , risk assessment etc.) are completed and communicated in a continuous and ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Overview:** The Fair Banking Compliance team is… more
- Wells Fargo (New York, NY)
- …decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: ... **About this role:** Wells Fargo is seeking **Senior** **Lead Compliance Officers** in Corporate Risk as part of **Equity Sales and Trading Compliance .** Learn… more