- SMBC (New York, NY)
- **Role Description** Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance ... assessment record. **Qualifications and Skills** + +2 years of experience in regulatory compliance + Analytical thinking, attention to details, effective… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 09 **The Team:** Transaction Management is a dynamic and highly collaborative team responsible for enabling ... The role additionally plays a critical part in ensuring we meet audit and regulatory requirements. **What's in it for you?** High transparency working in both cross… more
- MUFG (New York, NY)
- …1-3 years of relevant experience performing operational risk analysis as a risk analyst , auditor, compliance analyst , regulator, or similar capacity in ... A member of our recruitment team will provide more details. The Operational Risk Analyst supports the Business Unit Risk and Control (BURCO) team in the "first line… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Principal Review Analyst II is a FINRA and SEC regulatory supervisory principal position ... satisfy regulatory requirements Addresses items within the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system to ensure proper review of… more
- TEKsystems (New York, NY)
- Description: The Level 2 Investigation Analyst is responsible for conducting an in-depth analysis of alerts escalated from Level 1 Triage with concerns of potential ... suspicious activity relating to Transaction Monitoring, KYC, and/or Fraud. Based upon investigation findings,...KYC, and/or Fraud. Based upon investigation findings, the L2 analyst will make the decision if a SAR is… more
- MUFG (New York, NY)
- …(derivatives transactions, receivable securitizations). Policy and Deal Advocacy: + Ensure compliance with policy and regulatory requirements. + Evaluate and ... of our recruitment team will provide more details. We're seeking a Credit Risk Analyst or Associate (AVP) who will be part of our growing Portfolio Management Group.… more
- Aflac (New York, NY)
- FP&A Analyst , GI The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 7034 A bout Our Company Aflac ... of Role We are seeking a Financial Planning and Analysis (FP&A) Analyst with experience in financial forecasting, management reporting, and process improvement… more
- TD Bank (New York, NY)
- …Service clients, monetize data & allocate resources + Protect: Manage Risk & Regulatory Compliance + Standardize: Achieve technology & operational efficiencies + ... Senior Manager, Data Management in the Chief Data Office, the Data Management Analyst will be responsible to support the implementation of data management and… more
- Mizuho Corporate Bank (New York, NY)
- …and product bankers responsible for client relationship management and strategic transaction development to execute banking and securities mandates and originate ... our Investment Grade Debt Capital Markets group as an Analyst on team that covers a variety of sectors...+ Conduct financial analysis and due diligence to support transaction structuring and pricing decisions. + Contribute to the… more
- TD Bank (New York, NY)
- …for coordinating business continuity management (BCM) processes and supporting regulatory / compliance related initiatives impacting overall risks to the ... Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst , RCSA Manager** provides a broad range of research,...and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make… more
- Raymond James Financial, Inc. (New York, NY)
- …picture orientation. * Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume activity. * Organize, manage and track ... and private debt and equity financings, mergers and acquisitions and financial advisory. Analyst will contribute and generate ideas during the entire transaction … more
- Bank of America (New York, NY)
- Officer - Markets Support Analyst New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... degree of accuracy with customers and data to ensure compliance with regulations and policies. **Responsibilities:** + Performs set-up...direct communications to CFD Trading Des + * Monitor transaction flow in various trade capture systems + *… more
- TD Bank (New York, NY)
- …Insights, & Artificial Intelligence **Job Description:** The Senior Business Intelligence Analyst provides specialized end to end BI support, visualization / ... and business line clients. **Depth & Scope:** + Works independently as the senior analyst / subject matter expert and may provide technical support to others +… more
- JPMorgan Chase (New York, NY)
- …including end-to-end trading lifecycle with an emphasis in risk/P&L and/or regulatory compliance . JPMorganChase, one of the oldest financial institutions, ... and tech-savviness will be pivotal in creating impactful solutions. As a Solutions Analyst III in Enterprise Technology/Market Risk, you will aid in bridging the gap… more
- TD Bank (New York, NY)
- …data across US Liquidity. **Job Summary:** The Senior Business Information Management Analyst (US) provides business technical leadership across a broad range of ... + Ensures business data and information is retained and disposed in compliance with enterprise data standards, policies and guidelines + Performs data profiling… more
- TD Bank (New York, NY)
- …/ Counter-Terrorism Financing (AML/CTF) models/AI solutions to comply with regulatory requirements/changes and internal policies, support TD's global AML/CTF ... including, but not limited to, customer rating, sanctions screening, transaction monitoring, emerging risk, model performance monitoring, analytics and reporting.… more
- Mizuho Corporate Bank (New York, NY)
- …and product bankers responsible for client relationship management and strategic transaction development to execute banking and securities mandates and originate ... our internal operations team, settlements manager, sales and trading personnel, compliance , market risk and treasury. + Analyze issuance data, macroeconomic… more
- TD Bank (New York, NY)
- …/ Counter-Terrorism Financing (AML/CTF) models/AI solutions to comply with regulatory requirements/changes and internal policies, support TD's global AML/CTF ... including, but not limited to, customer rating, sanctions screening, transaction monitoring, emerging risk, model performance monitoring, analytics and reporting.… more
- SMBC (New York, NY)
- …with Operations, Middle and Back Office to ensure coordination across settlement and compliance with all FINRA and REG M regulatory filing requirements ... as well supporting settlement, trade support, and internal as well as regulatory reporting. The position requires an in-depth understanding of the new issue… more
- SMBC (New York, NY)
- …risk and identify mitigating factors. + Knowledgeable of bank regulations, risk and compliance factors and regulatory matters. + Demonstrates a high degree of ... other ad hoc reports. + Remain aware of all compliance and risk factors and continually work together with...of legal documentation and terms and conditions of a transaction . + Strong accounting skills with an ability to… more