- Bank of America (New York, NY)
- …senior management and regulators - Ensuring robust procedures to maintain regulatory compliance The market risk manager will additionally assess a broad ... Global Markets Risk Manager New York, New York...+ Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Shift:** 1st… more
- Deloitte (Stamford, CT)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... (FSI) Risk , Data and Regulatory professionals help organizations identify the regulatory ...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk ... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager… more
- Wells Fargo (New York, NY)
- …+ SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk ...("CRCA"). You will also assist the Head of US Regulatory Controls Management in (i) implementing and enforcing CRCA ... to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk Assessment...escalate potential gaps in adherence to applicable laws, regulations, regulatory guidance, and Bank policy. + Assist in identifying… more
- Citigroup (New York, NY)
- …the relevant MCA, to the extent required by, and in accordance with the Governance, Risk & Compliance & Manager 's Control Assessment Central Procedures. + ... proven ability to collaborate with multiple stakeholders across Markets, Independent Risk , Compliance , Finance, Operations & Technology. The candidate must… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... of coverage **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking +… more
- Meta (New York, NY)
- **Summary:** We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across a range of risk and compliance disciplines. ... issue & exception management, and governance & reporting. **Required Skills:** Privacy Risk and Compliance Manager Responsibilities: 1. Provide guidance… more
- Amazon (New York, NY)
- …you will partner with transportation business leaders to proactively identify compliance regulatory business opportunities and propose innovative approaches and ... the LATAM Last Mile business. You will collaborate with Risk and Compliance Managers and own assessment...leadership executives A day in the life The Principal Risk Manager will work collaboratively with business… more
- PSEG (Bethpage, NY)
- …and practices., Completes risk analysis & assessments, and maintain compliance to standards and regulatory requirements. Manage other matrix relationships ... implementation, and ongoing coordination of an enterprise-wide cyber security governance, risk & compliance management (GRC) program including cyber … more
- Amazon (New York, NY)
- …candidate will be an entrepreneurial, innovative leader who can deliver best-in-class regulatory compliance programs. This individual can digest regulatory ... Description Amazon's Transportation Risk and Compliance (TRC) protects Amazon's...enable business growth. TRC is looking for a Sr. Manager , Risk to drive Amazon's Department of… more
- Amazon (New York, NY)
- …and execution of a global 'Audit and Monitoring' strategy across Operations Risk & Compliance (ORC) enabling program standardization across Transportation ... Risk & Compliance , Food Safety, Global Trade Services, and Environmental Assurance...legal, tech, and 3P companies to deeply assess existing compliance processes, associated Amazon/ regulatory requirements, and… more
- Amazon (New York, NY)
- …remotely and effectively review the work of other remote team members. About the team Transportation Risk and Compliance (TRC) is the voice of risk and ... A day in the life The Sr. Financial Review Manager will engage with carrier partners, internal stakeholders, partner...serve our customers. Basic Qualifications - 6+ years of compliance , audit or risk management experience -… more
- Liberty Utilities (Sea Cliff, NY)
- Manager , Regulatory Compliance - Gas Columbus, GA, US, 31901Gainesville, GA, US, 30501Hayhurst, TX, US, 79770Tahoe Vista, CA, US, 96148St-Damase, Quebec, CA, ... In collaboration with the gas utilities and IT, identify potential areas of compliance vulnerability and risk . **Education and Experience** + Bachelor degree or… more
- Bank of America (New York, NY)
- …gain competitive advantage. **Skills:** + Active Listening + Advisory + Decision Making + Regulatory Compliance + Risk Management + Critical Thinking + ... to address regulatory requirements + Oversees independent risk management reporting to Global Compliance and...team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk… more
- Boehringer Ingelheim (Ridgefield, CT)
- …to five (3-5) years of experience in the pharmaceutical industry with experience in Regulatory Affairs. + Manager level: must have (1-3) years of experience in ... **Description** Review promotional claims and materials for BI Rx drug promotion for compliance with Food Drug Cosmetic Act (FDCA) and for consistency with product… more
- TD Bank (New York, NY)
- …event driven reviews using a risk -based approach to align with policy and regulatory requirements. The Manager , Sanctions and ABAC Financial Crime Risk ... details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , AML...expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... the risk governance framework. + Developing and establishing firm wide compliance risk management policies and procedures to mitigate risks. Monitors and… more
- HSBC (New York, NY)
- … regulatory issues, providing challenge and governance to mitigate regulatory risk . Global Regulatory Policy Manager - Liquidity continuously monitors ... risk , liquidity risk , securitisation, market risk , etc. Global Regulatory Policy Manager...interpretations on complex transactions and new products to ensure compliance with Group and local regulatory policies,… more