- TD Bank (New York, NY)
- …enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Manages and provides oversight on day-to-day operations of the ... Risk Management **Job Description:** The Senior Manager, AML Financial Crime Risk Oversight oversees the team and leads 2nd-line oversight activities and… more
- Ankura (New York, NY)
- …consent agreements, National Security Agreements, Letters of Agreement, and Letters of Assurance . + Supporting independent oversight in connection with corporate ... advising clients on controls implementation in accordance with best practices, testing controls efficacy, and periodically reporting to internal company or external… more
- Pfizer (New York, NY)
- **ROLE SUMMARY** The Pharmacovigilence AI Quality Oversight Lead is responsible to oversee the strategic development and implementation for the quality plans, ... establishing guidelines, and managing oversight governance to ensure the quality and reliability of...practices. + Establish guidelines, policies, and procedures for quality assurance in AI, including data validation, model validation, performance… more
- City of New York (New York, NY)
- …OF CHILD PROTECTVE SPECIALIST SUPERVISOR ARE ELIGIBLE TO APPLY* The DCP Quality Assurance unit which is part of the Jaden Reform is responsible for investigative ... latitude for the use of judgment and independent decision making, the Quality Assurance ("QA") Supervisor will work within a unit responsible for encompassing all… more
- PSEG (Bethpage, NY)
- …all lines of business and service departments, as well as external risk organizations (Law Enforcement, E-ISAC, and other cyber industry trade organizations) and ... and govern day to day security operations which includes oversight of a managed service provider for SOC services...this remit. The leader of Security Operations & Cyber Assurance engages across the entire IT, OT, and managed… more
- Citigroup (New York, NY)
- …Measurement / Quality Assurance team within NTMR is responsible for independent market risk oversight of first line, including market risk management of ... relating to new products, concentrations in non-trading FX risk , and CCAR/QMMF Stress Testing . The candidate... activities. **Responsibilities:** + Ensures second line independent market risk oversight of FX Capital hedging activities.… more
- US Bank (New York, NY)
- …credit risk portfolio review audit activities in support of the overall Credit Risk audit plan, provide oversight of audit activities over the credit areas ... experience + Ten years of applicable experience + Large Bank experience through risk advisory, internal audit, regulatory oversight , or credit review. + Seven… more
- Bank of America (New York, NY)
- …to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York,...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- Morgan Stanley (New York, NY)
- …strong Oversight program covering communications and trade surveillance and testing of policies, processes, and controls. They also strive to maintain ... an important part of our culture. Department Profile Professionals within the Non-Financial Risk (NFR) Department of the Legal and Compliance Division provide a wide… more
- Citigroup (New York, NY)
- … assurance processes including regional enterprise wide and horizontal risk assessments, self-assessment, internal audit, and compliance testing review ... + Participate in various business and compliance governance and oversight forums (eg Business Risk and Controls...in and manage or coordinate, as appropriate, various internal assurance processes, eg Enterprise wide and Horizontal Risk… more
- Morgan Stanley (New York, NY)
- …the Audit Coverage Director (ACD) leading all Capital Planning audit coverage and assurance activities for the Firm, including US Banks and other legal entities ... this role is responsible for Audit's Capital Planning Content Management and Oversight (CMO) office that maintains responsibility for coordinating and driving the… more
- JPMorgan Chase (New York, NY)
- …management + 3+ years of financial services experience in controls, audit, quality assurance , risk management, or compliance preferred + Proficient in Microsoft ... Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. The team focuses on four...and Control Office. The team focuses on four areas: Risk Identification & Assessment, Control Design & Evaluation, Issue… more
- Bank of America (New York, NY)
- …+ Data and Trend Analysis + Decision Making + Monitoring, Surveillance, and Testing + Problem Solving + Quality Assurance **Shift:** 1st shift (United ... information; Onboarding for global market clients. The GCAOO Quality Control/Quality Assurance (QC/QA) team provides operational support by monitoring the completion… more
- Bank of America (New York, NY)
- …Experience supporting end-users as an application SME Skills: Monitoring, Surveillance, and Testing Quality Assurance Risk Management Research Problem ... to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control… more
- Sunrise Senior Living (Huntington Station, NY)
- …of care and services to residents within the community. Responsible for oversight and implementation of all Care programs, regulatory compliance, recruiting, and ... to promote the health and wellness of the resident population. + Provides oversight of the community medication management program to promote resident safety in the… more
- Wells Fargo (New York, NY)
- …Communication Surveillance Specialist to assist with developing, calibrating, and implementing risk analytics, testing performance of risk analytics, ... or serve as a peer mentor **Required Qualifications:** + 5+ years of risk management, business controls, quality assurance , business operations, compliance, or… more
- Citigroup (New York, NY)
- … assurance processes such as regional enterprise wide and horizontal risk assessments, self-assessment, internal audit, or compliance testing reviews + ... The Compliance Anti-Money Laundering (AML) Risk Management Senior Director is a senior management...goals across Citi's clients, products, and geographies + Provide oversight and guidance in the assessment of complex issues,… more
- Morgan Stanley (New York, NY)
- …with Firm policies and procedures by overseeing the execution of regular self-audit testing and partnering with the Complex Risk Officers on branch exams ... our client experience by focusing on operational efficiency and oversight . The Service Manager (SM) will report directly to...training for Service Professionals, partner with Complex Sales and Risk teams to ensure execution in all aspects of… more
- CBRE (New York, NY)
- …A&T) and multiple regions (AMS, EMEA and APAC) by providing direction and oversight to enable account teams to positively contribute and comprehensively manage the ... performance of global account + Provides senior leadership and oversight to the resources to deliver against the contract,...executes resource & people strategy 4.Service Delivery Integration and Assurance : + Act as a champion of the Integrated… more
- Deloitte (Stamford, CT)
- …enhance the efficiency and effectiveness of deployed CLM solutions. + Manages quality assurance testing and end-user acceptance testing efforts to validate ... US Firm CLM tools and processes to drive value through efficiencies, insights, risk mitigation, and compliance. The Lead Specialist, CLM Systems supports and manages… more