- Robert Half Finance & Accounting (New York, NY)
- …A leading NYC Investment Management firm is currently seeking a highly qualified SEC Manager to join their dynamic team. The successful candidate will ... and internal controls. + Monitor and interpret US GAAP standards, SEC interpretations, SEC rules and regulations. + Carry out technical accounting research on… more
- Robert Half Management Resources (Stamford, CT)
- …Word format to joseph.colagiacomo@roberthalf with the subject line: "Interim Financial Reporting Manager " Requirements SEC Financial Reporting Robert Half is the ... client in the Lower Fairfield, CT area has an Interim Financial Reporting Manager opening. The Interim Financial Reporting Manager will manage complex accounting… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management is the world's third-largest alternatives manager , with a 40-year history of delivering innovative alternative solutions across market ... funds. **Job Summary** As an Asset Management - REIT SEC Fund Reporting - Vice President within the Real...helping to enhance, implement, and fully manage our periodic SEC reporting processes. You will work closely with an… more
- Capital One (New York, NY)
- …of new and updated financial industry laws and regulatory requirements (eg, FINRA, SEC ). The Compliance Advisor Senior Manager works within the Compliance ... of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will...matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not… more
- Newell Brands (Norwalk, CT)
- …related to the skills required for this position.** **Job Overview:** The Manager , External Reporting & Technical Accounting will be responsible for supporting the ... Company's financial filing process with the Securities and Exchange Commission (" SEC "). Direct reporting to the Director, Technical Accounting, this individual will… more
- Resideo (Melville, NY)
- The Consolidations & Financial Reporting Manager is responsible for overseeing the company's financial consolidation process and ensuring the timely and accurate ... preparation and filing of all SEC reports, including 10-Q, 10-K, and other required filings....with corporate, local, international and regulatory policies and standards. ** SEC Reporting:** + Lead the preparation and filing of… more
- Capco, a Wipro Company (New York, NY)
- …management consulting firm preferred or experience at top-tier industry firm in wealth manager , FINRA and SEC broker dealers, investment advisors or asset ... managers + Experience in strategic consulting, management consulting, program / project management, process improvement, business re-engineering + Unique perspective on the wealth management industry and an area of specialty and a thirst for improving your… more
- Meta (New York, NY)
- …the ESG team for reporting. **Required Skills:** ESG Audit and Controls Manager Responsibilities: 1. Drive the development of implementation and assurance readiness ... practices and assurance and the relevant regulations and standards, including SEC , CSRD, and other relevant frameworks (mandatory and voluntary). 8. Proven… more
- American Express (New York, NY)
- …managing end to end credit process from reserve adequacy assessment to the SEC and regulatory reporting. This role will be responsible for credit reserve accounting ... of accounting & reporting experience including good knowledge in US GAAP accounting, SEC , and Regulatory Reporting + Proficiency in Microsoft office ( power point,… more
- Revlon (New York, NY)
- …a review and analysis of recent developments in accounting and financial pronouncements ( SEC , FASB, PCAOB, etc.) and their likely impact for the company. Prepare a ... priorities in a changing and dynamic environment. + Strong knowledge of SEC requirements and experience with end to end preparation of financial statements.… more
- Ankura (New York, NY)
- …Inspections (DRI). In addition, we have former senior officers from the SEC Division of Enforcement, certified public accountants, including many former audit firm ... partners, standard-setters, and other regulatory officials from the PCAOB, SEC , and Financial Accounting Standards Board (FASB). Our team provides insights into the… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,...Strong knowledge of Swaps/Derivative Market * Strong understanding of SEC , FINRA and CFTC rules and regulations * Strong… more
- Siebert Williams Shank (New York, NY)
- …in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance investment banking, ... and a sound regulatory capital base. We are a SEC -registered securities broker-dealer and member of the Financial Industry...underwriting business * Provide advice on MSRB, FINRA, and SEC rules, regulations and interpretive guidance, as well as… more
- Citizens (Tarrytown, NY)
- …Risk Management has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - RIA and Trust Fiduciary businesses with ... due diligence lifecycle. As the First Line Risk Senior Manager , you will represent the first line of defense...in working with multiple regulatory agencies such as FINRA, SEC , State Securities and State Insurance Divisions and Banking… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... groups (ie, Compliance, Finance, Operations, etc.). Senior market risk manager leading the independent risk oversight of the Structured...CLO managers + Present directly to US regulators (eg SEC ) as part of regular routines and regulatory exams… more
- SMBC (New York, NY)
- …products. SMBC Nikko Securities America, Inc. (Nikko US) is an SEC -registered securities broker-dealer and member of the Financial Industry Regulatory Authority ... the SMBC Global Markets business unit. The Credit Intake Manager will be part of the Client Lifecycle team...managing risks & controls during onboarding. The Credit Intake Manager will drive high-priority clients through the credit application,… more
- KPMG (Stamford, CT)
- **Business Title:** Manager , Capital Markets **Requisition Number:** 118214 - 20 **Function:** Advisory **Area of Interest:** **State:** CT **City:** Stamford ... consider a career in Advisory. KPMG is currently seeking a Manager to join our Advisory Services (https://advisory.kpmg.us/) practice. Responsibilities: + Develop… more
- KPMG (New York, NY)
- **Business Title:** Manager , Capital Solutions **Requisition Number:** 119344 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New York ... a career in Advisory. KPMG is currently seeking a Manager , Capital Solutions to join our Capital Solutions group...knowledge in one of the following: US GAAP, IFRS, SEC financial reporting issues, bankruptcies, business combinations or financial… more
- Robert Half Finance & Accounting (New York, NY)
- …technology company located in the New York, NY, area is looking to add an Accounting Manager to their team. 2 days a month will be work from home. * Detail prepare ... Help with quarterly review and year-end financial audit and SEC filings * Work with external auditors to ensure...experience). + Certified Public Accountant is required for Accounting Manager level. + Familiarity with Workday, Workiva, and Visual… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience...related to market abuse and conduct (eg FINRA, CFTC, SEC , FCA) + Strong analytical skills with a proven… more