- Mizuho Corporate Bank (New York, NY)
- …you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures. Key ... + 15c3-3 Weekly customer reserve preparation + Futures Commission Merchant daily reporting preparation + Strong excel skills + Reconciliation of sub-ledger vs ledger… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Associate Summary In this position, you will prepare regulatory reports in an accurate and timely manner in accordance with US GAAP ... regulatory instructions. This requires in-depth knowledge of financial accounting and regulatory reporting , as well as an understanding of financial… more
- SMBC (New York, NY)
- …futures, treasury futures & options, etc. CM is looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...is responsible for managing regulatory and internal audit matters, business processes, and policy… more
- SMBC (New York, NY)
- …the documentation before submission to the regulators. + Coordinates responses to regulatory inquiries to contribute to effective reporting and communication. + ... (through SharePoint, Excel, etc.) to facilitate effective and efficient management status reporting . + Works closely with all regulatory and governance staff… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- KPMG (New York, NY)
- …shares, assets or complex financial instruments for mergers and acquisitions, financial reporting , tax and other regulatory standards. Our engagements include ... **Business Title:** Senior Associate , Complex Valuation **Requisition Number:** 111989 - 68...hybrid instruments + Present / document / support complex securities valuations effectively to various stakeholders, including managers, clients,… more
- TD Bank (New York, NY)
- … Securities **Job Description:** **Job Overview** TD Cowen, a division of TD Securities , is looking for an Equity Research Associate to join its Healthcare, ... analysis research reports (eg, initiating coverage reports, thematic reports, quarterly reporting initiatives, and marketing packages) + Assists in the development… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Morgan Stanley (Purchase, NY)
- …firm that conducts its business through three principal business segments-Institutional Securities , Wealth Management, and Asset Management. As a market leader, the ... experience * Assist in preparing ongoing and ad hoc reporting for senior management * Escalate potential risk issues...industry, or at a financial services regulator (eg, FINRA, Securities and Exchange Commission, Office of the Comptroller of… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- CIBC (New York, NY)
- …and decision support processes. These services include financial, management and regulatory reporting , maintenance of accounting records and internal controls, ... Management, Financial Analysis and Reporting , Financial Consulting, Governance Reporting , Microsoft Excel, Regulatory Requirements, Risk Assessments At CIBC,… more
- SMBC (New York, NY)
- …programs focused on implementation of processes, methodologies, and systems that meet regulatory requirements and industry best practices. The Associate will be ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... Management supports GCM in executing a variety of strategic, financial and regulatory initiatives, including the client and transaction onboarding process to meet… more
- MUFG (New York, NY)
- …or on the capital market side distributing and trading Asset Backed Securities (ABS) and Collateralized Loan Obligation (CLO) transactions. The candidate will be ... the creation and delivery of various control, financial, accounting, and reporting for SPG. **Responsibilities:** + Creation of daily/weekly portfolio reports… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... Management supports IBD in executing a variety of strategic, financial and regulatory initiatives, including the client and transaction onboarding process to meet… more
- Wells Fargo (New York, NY)
- …role:** Wells Fargo, CIB Fund Finance Group is seeking an Investment Banking Program Associate to join its Charlotte or New York office. The Fund Finance Group ... is part of the Corporate and Investment Bank (CIB). The Investment Banking Program Associate on the Fund Finance Group will cover a portfolio of existing and… more
- Mizuho Corporate Bank (New York, NY)
- …accounting or equivalent + Intermediate knowledge of financial accounting and reporting + Intermediate knowledge of financial products (eg, loans, deposits, ... securities , derivatives, money market products and repo). + Experience...of your department, as well as local laws and regulatory obligations. Company Overview Mizuho Financial Group, Inc. is… more
- TD Bank (New York, NY)
- …service to achieve greater share of wallet. The Private Client Service Associate will support other team members (Relationship Managers, Trust Advisors or Investment ... May act as a subject matter expert to Client Associate team + Ensures those existing clients, where it...filing, report generation, presentation material, written proposals and spreadsheet reporting + May act as secondary contact for client… more