- Citigroup (New York, NY)
- …clearly and succinctly to senior management in the business and in sanctions compliance . + Aptitude to independently determine what is material, relevant and ... The Global Sanctions Solutions Head is a senior ...or regulatory body. + 3+ years work experience in sanctions compliance , risk, or a control-related function… more
- Bank of America (New York, NY)
- Senior Audit Manager - BSA/AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... in scale and scope. Key responsibilities include developing BSA/AML and Sanctions audit plans, assessing issues for impact, assigning severity ratings, producing… more
- TD Bank (New York, NY)
- …guidance, processes, regulatory changes, and escalations. The ideal candidate will have sanctions regulatory and compliance knowledge and experience as well as ... **Line of Business:** Financial Crime Risk Management **Job Description:** The three Sanctions Advisory Managers will be aligned to specific lines of business to… more
- TD Bank (New York, NY)
- …and/or a control function related to specialized domains of TD's AML/ATF/ Sanctions /ABAC programs. This role provides specialized project support or services. ... / personal development objectives are achieved + Works with executive team, senior business management / partners to develop proactive strategies, tactics, policies… more
- TD Bank (New York, NY)
- …+ Contributes to the development and implementation of AML/ATF/ Sanctions /ABAC Compliance programs + Works with senior business unit management/partners to ... the team and leads 2nd-line oversight activities and monitoring of the AML/ATF/ Sanctions /ABAC compliance programs for covered TD businesses and legal entities,… more
- MetLife (New York, NY)
- …systems operate effectively to meet internal and external (eg OFAC Sanctions Compliance ) expectations or requirements. * Lead or coordinate the analysis of ... efforts. Key Responsibilities: * Drive success within the Anti-Money Laundering (AML), Sanctions Compliance (SC) and Anti-Bribery & Corruption (AB&C) … more
- Amazon (New York, NY)
- …identifying, assessing, measuring, monitoring, and reporting on risks to DPS and Amazon's sanctions compliance . This role calls for an individual with strong ... teams in making high-confidence decisions that are fundamental to protecting Amazon's sanctions compliance posture, and will help maintain the overall health… more
- Oura (New York, NY)
- …both in and out of the office. As the Senior Manager of Global Trade Compliance at Oura, you will lead the global trade compliance function, ensuring ... with Oura's growth initiatives. This position requires a strategic leader who can build and maintain strong relationships with...in the United States, Europe, and Asia. Regularly review sanctions and embargoes to ensure ongoing compliance .… more
- Federal Reserve Bank (New York, NY)
- …of supervisory strategies for the oversight of significant and emerging BSA/AML and sanctions compliance risks; + Contribute to preparation of supervisory plans ... staff, and policymakers across agencies. **Your role as BSA/AML Compliance Risk Supervising Examiner:** + Lead large...to corporate compliance expectations and BSA/AML and sanctions compliance of the largest financial institutions;… more
- Bloomberg (New York, NY)
- …provide support for all Bloomberg entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control restrictions as applicable ... relationships with internal stakeholders and maintain and continuously update software catalog + Lead the deemed export aspects of Trade Compliance Program +… more
- TD Bank (New York, NY)
- …and functions on development, maintenance, and implementation of all aspects of AML/ATF/ Sanctions /ABAC compliance programs in line with the Bank's risk appetite ... 1LoD and 2LoD functions, and business lines. **Depth & Scope:** + Senior specialist with AML/ATF/ Sanctions /ABAC expertise, works independently and is accountable… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the leading expert for a significant ... guidance to team and/or management and acts as overall leader on key control initiatives. This position will be...complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment… more
- Bank of America (New York, NY)
- Senior Audit Manager - AML Data Quality Charlotte,...capital markets, global markets etc. + Plan, perform, and lead AML Compliance audits at the regional ... and regulatory landscape. Strong understanding ofBank Secrecy Act/Anti-Money Laundering, Sanctions (eg, OFAC) regulatory requirements is an added advantage. +… more
- GE Aerospace (Norwalk, CT)
- **Job Description Summary** The International Trade Compliance (ITC) team is responsible for the compliant execution of global export controls and sanctions laws ... role of the ITC team, the primary tasks of Senior Specialist - ITC include, but are not necessarily...of Commerce Bureau of Industry and Security + Ensure compliance for all aspects of US Government authorizations, exemptions,… more
- TD Bank (New York, NY)
- …**Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial Crime Risk Investigation (US) oversees/manages a team ... professionals in the analysis and/or investigation of TDBG AML, ATF, ABAC and Sanctions cases to minimize overall risks to the Bank, its customers and its… more
- Ankura (New York, NY)
- …watchlist systems; + Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions , etc. including risk assessments, ... policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer, Senior Management, and/or Board; +… more
- Scotiabank (New York, NY)
- …required, the Senior Manager will be responsible for playing a lead role in coordinating various strategic initiatives across US GTB including planning, ... Senior Manager, US GTB Strategic Support Requisition ID:...business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. What You'll… more
- TD Bank (New York, NY)
- …significant AML/ sanctions issues and activities to GAML and Bank senior management and assess complex issues, structure potential solutions, and drive effective ... who closely follows the latest trends in the financial crimes compliance risk field, to include the anti-money laundering/counter-terrorism financing (AML) and… more
- Citigroup (New York, NY)
- …Strong professional experience in Financial Services (10 years plus), preferably in AML/ Sanctions Compliance , Business or Product Operations and/or Risk & ... Product teams and 2nd/3rd line of defense partners, including Compliance , Legal & Operations, and Technology teams both at...group policies. + Ensure robust and adequate reporting to senior management. + Act as the Business Sanctions… more
- Morgan Stanley (New York, NY)
- …governance, oversight, and execution of the Firm's Anti-Money Laundering (AML), Sanctions , Anti-Corruption and Government and Political Activities Compliance ... the US Banks. This role will work closely with senior leaders across First Line Financial Crimes, GFC and...First Line Financial Crimes, GFC and the Legal and Compliance Division to ensure appropriate execution of the US… more