- Mastercard (Harrison, NY)
- …innovation and delivers better business results. **Title and Summary** Senior Specialist , Governance and Securities Overview: The Corporate Law Team ... the company and the Board of Directors on corporate governance and securities matters (including advising on...Assisting with senior attorneys and paralegals with governance and securities matters as needed *… more
- Morgan Stanley (Purchase, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... due diligence, and negative news processes for Morgan Stanley. The Financial Crimes Governance and Program Management function is a component of the broader WM and… more
- Wells Fargo (New York, NY)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Institutional Investment Operations Specialist within our Tax Operations team ... + Understanding of asset servicing events including across equities and fixed income securities + Familiarity with options and swaps + Working knowledge of one or… more
- Morgan Stanley (Purchase, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... news processes for Morgan Stanley. *Primary Responsibilities:* The Financial Crimes Governance Support AVP will be responsible for managing the firm's issues… more
- Morgan Stanley (Purchase, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... Skills Desired:* * Graduate degree is a plus * Certified Anti-Money Laundering Specialist (CAMS) designation is a plus * Proficiency with MS Office applications… more
- TD Bank (New York, NY)
- …must be pre-approved before being executed and in accordance with the TD Securities Change Management Governance Framework and the Global Markets Initiative ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $125,000 - $200,000 USD TD is...Equities Electronic team is looking for a Market Structure Specialist at the Associate/VP level. The Associate TDS Sales… more
- Citigroup (New York, NY)
- …global network. Citi Services includes Treasury & Trade Solutions (TTS) and Securities Services. TTS provides an integrated suite of Liquidity, Payments and ... institutions, public sector organizations and increasingly mid-sized corporate clients. Securities Services provides global institutional clients a wide range of… more
- Citigroup (New York, NY)
- The Credit Sector Specialist is a Vice President level position responsible for overseeing client analysis and reporting, in coordination with the Leveraged Trading ... + Define metrics with partners to be distributed to senior management and other stakeholders + Develop the risk...have an appropriate level of focus + Leading strong governance and controls: + Work in close partnership with… more
- Wells Fargo (New York, NY)
- …in-depth business knowledge of derivative products and markets. **About this role:** The Senior Lead Securities Quantitative Analytics Specialist is an ... for less experienced staff **Required Qualifications:** + 7+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more
- Morgan Stanley (Purchase, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... responses across the KYC Office during regulatory exams and/or audits, supporting governance forums required for execution monitoring and oversight. This role will… more
- Morgan Stanley (Purchase, NY)
- …that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides ... Office teams in partnership with the Financial Crimes Risk Governance and PMO team. > Support governance ...teams and/or departments. > Ability to direct and drive senior stakeholders towards a common goal with high emotional… more
- TD Bank (New York, NY)
- …are completed in adherence with Audit Division standards and reporting results to Senior Management + Liaises with other Financial Crimes Audit and TD Audit groups ... the Audit Committee on the effectiveness of US Bank-wide, governance , risk management, and internal controls + Maintains an...risk in the 2nd line of defense + TD Securities Financial Crimes Program (including, AML, Sanctions, Anti-bribery, Fraud… more