- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... and protect the franchise, focusing on privacy and building trust . In addition, engages with the ICRM product and...risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance… more
- Morgan Stanley (New York, NY)
- …first line of defense business risk department. *The VP US Banks First Line Risk Officer will be responsible for the following: * *Key Responsibilities: * - ... **Job:** **Operational Risk * **Title:** *VP US Banks First Line Risk Officer Centralized Metrics and Reporting* **Location:** *New York-New York*… more
- City National Bank (New York, NY)
- **CREDIT RISK OFFICER QA/QC FIRST LINE OF...performance indicators. Analyzes trends and shares results with 1LOD Risk & Compliance , Front Line Units and ... Fosters internal and CNB-wide peer relationships that support a culture of trust and interdependence.As a resource for credit risk identification, provides… more
- CIBC (New York, NY)
- …Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and brand, while helping CIBC ... Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,...be a member of various PWM governance committees (eg, Trust Committee, Management Risk Committee, and Operating… more
- City of New York (New York, NY)
- …legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust 's legal matters, focusing on ... add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a… more
- State of Connecticut, Department of Administrative Services (Bridgeport, CT)
- Police Officer (Multi-Facility) Office/On-Site Recruitment # 240916-9035PS-001 Location Bridgeport, CT Hartford, CT Middletown, CT New Haven, CT Norwich, CT Date ... (https://portal.ct.gov/dmhas) ) is currently accepting applications for multiple Police Officer (https://www.jobapscloud.com/CT/specs/classspecdisplay.asp?ClassNumber=9035PS&R1=&R3=) positions. We are seeking dedicated and compassionate… more
- Citizens (Tarrytown, NY)
- …The First Line Risk Senior Manager will integrate activities between Risk , Compliance , and brokerage and Trust fiduciary management Supervision. ... processes, including expertise in governing and managing the full Trust client lifecycle. As the First Line Risk...you will develop, manage, and mitigate various types of risk with specific focus on aspects of compliance… more
- City of New York (New York, NY)
- …health, integrity, and effectiveness of New York City government, in order to strengthen trust , secure a thriving future for all New Yorkers, and build a more just, ... plan beneficiaries and the City of New York. Reporting directly to the Chief Investment Officer , the Deputy Chief Investment Officer (DCIO) will be a member of… more
- City National Bank (New York, NY)
- **CLIENT OFFICER ** **WHAT IS THE OPPORTUNITY?** Assists the Client Manager in supervising and participates in the operations, client service, and internal sales ... of the branch. * Monitors and maintains operations procedures for compliance to regulations; plans and administers colleague schedules and internal workflow.… more
- The Hartford (New York, NY)
- …Reporting to the Vice President, Financial Lines, the Financial Lines Technical Officer will manage a claims team handling Management Liability and Professional ... be accountable for watch-list claims across D&O, Financial Services/Institutions and Pension Trust Liability. In connection with this subset of claims, this position… more
- Morgan Stanley (Purchase, NY)
- …an Assistant Vice President ("AVP") who will report to the US Banks Incident & Fraud Risk Officer and will be responsible for owning first line of defense ... of regulatory changes and/or industry-detected events. * Partner with business units, legal, risk , and compliance teams to ensure business is conducted in… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's ... interview. How You'll Succeed The Senior US Equity Derivatives Compliance Officer is primarily accountable for: +...self to work and you live our values - trust , teamwork, and accountability. **Conduct and Risk … more
- Amalgamated Bank (New York, NY)
- …exercises, Compliance Details Self Assessments (CDSA) and other third-party risk management responsibilities as part of vendor oversight. + Maintain updated ... Manager that will report directly to the Director of Trust Operations and is part of the Chief Operating... Operations and is part of the Chief Operating Officer organization. The individual plays a key role as… more
- City National Bank (New York, NY)
- …are documented in line with the standards + Participate in execution of essential risk program functions, including Compliance Risk Assessments, Key Risk ... remediate gaps + Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external audits.… more
- City National Bank (New York, NY)
- …model adjustments. + Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external ... position will work directly with the City National Bank ("CNB") Business Control Officer ("BCO") and Senior Business Control Manager for Private Banking & Wealth… more
- Citigroup (New York, NY)
- …includes support, oversight and assurance over Citi's robust Qualified Intermediary Compliance Program, governing Citi's FATCA Responsible Officer certification ... economic progress. We strive to earn and maintain our clients' and the public's trust by constantly adhering to the highest ethical standards and making a positive… more
- CIBC (New York, NY)
- …delivery that is professional, seamless and timely. + Ensure appropriate operational and compliance risk controls are implemented and managed in accordance with ... development activities. This includes working in collaboration with the Business Development Officer and establishing a high and positive profile within the market.… more
- Citigroup (New York, NY)
- …economic progress. We strive to earn and maintain our clients' and the public's trust by constantly adhering to the highest ethical standards and making a positive ... range of wealth products across investments, banking, lending, insurance, trust services and financial planning & advice. Citi Wealth...and matrix into the Investment Solutions and Chief Investment Officer (CIO) for Wealth. It will form part of… more
- JPMorgan Chase (New York, NY)
- …analysis. You will collaborate with various teams including Portfolio and Risk Management, Legal, Compliance , Product Development, Sales/Distribution, and Client ... in various wrap fee programs offered through JP Morgan affiliates. The Six Circles Trust within the Private Bank is a Mutual Fund Complex with assets of ~$90… more
- JPMorgan Chase (New York, NY)
- …investment process and performance culture + Maintain a consistent focus on compliance and risk management **Required Qualifications, Skills and Capabilities:** ... financial solutions that integrate sophisticated investment management, capital markets, trust and banking capabilities. JPMorgan Private Bank was recognized in… more