• VP , Risk Regulatory

    Morgan Stanley (New York, NY)
    …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Credit Risk * **Title:** * VP , Risk Regulatory / Compliance ( Risk ... Vice President - Credit Policy, Governance and Regulatory...Stanley Credit Risk Management is recruiting a Vice President in New York for the… more
    Morgan Stanley (09/21/24)
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  • Vice President US Banks First Line…

    Morgan Stanley (New York, NY)
    …* 10 years of professional experience in financial services with focus on audit or regulatory risk & compliance ; 15 years preferred * Experience with ... employer committed to diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk * **Title:** * Vice President US... President US Banks First Line Business Risk Regulatory & Audit* **Location:** *New York-New… more
    Morgan Stanley (08/22/24)
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  • Senior Vice President

    HUB International (Fairfield, CT)
    …of regulatory and compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance bulletins applicable to RIAs. ... compliance initiatives to demonstrate the strength and sustainability of RPW's compliance program, including: + Using a risk -based approach, conduct ongoing … more
    HUB International (09/12/24)
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  • Director, Financial Institutions…

    Scotiabank (New York, NY)
    …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Committee. The Director oversees the Securitizations portfolio for Global Risk Management, reporting to a VP , with...and conduct risk . + Partner with the Vice President in building a high- performance… more
    Scotiabank (09/05/24)
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  • Vice President , WM Risk & US…

    Morgan Stanley (New York, NY)
    …is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **WM Risk * **Title:** * Vice President , WM Risk & ... projects/initiatives, and business management. Background on the Position This Vice President role is within WM &...and executing risk management processes, ensuring robust risk governance and compliance with regulatory more
    Morgan Stanley (09/19/24)
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  • Compliance Risk Management Lead…

    JPMorgan Chase (New York, NY)
    Risk , and Controls Management teams to provide ongoing compliance advice on regulatory matters and compliance risk for both existing and new ... status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the JP...Your role will require you to be an experienced compliance professional with product, operational, and regulatory more
    JPMorgan Chase (09/16/24)
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  • Central Compliance , Vice

    Santander US (New York, NY)
    Central Compliance , Vice President - Corporate...or supports the reputation of the company to minimize compliance and regulatory risk by ... Banking New York, United States of America The Central Compliance VP Monitors activities to minimize the... Review, Risk Management, Finance, Human Resources, Compliance and Legal) and governmental regulatory agencies.… more
    Santander US (08/28/24)
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  • Vice President , Care Management…

    VNS Health (Manhattan, NY)
    …a demonstrated, deep understanding of care management strategies, health plan operations, risk management, and regulatory compliance . Knowledge of ... OverviewThe Vice President of Care Management Solutions...expertise and passion for delivering optimized care programs for high- risk members, including chronic disease management, complex case management,… more
    VNS Health (09/04/24)
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  • Vice President , Institutional…

    Morgan Stanley (New York, NY)
    …Morgan Stanley's Institutional Securities Central Risk Team (CRT) is looking for a Vice President to join the Non-Financial Risk Group 1st Line of ... workforce (M/F/Disability/Vet)./ **Job:** **Investment Banking/Sales/Trading/Research* **Title:** * Vice President , Institutional Securities Group Central Risk Team*… more
    Morgan Stanley (09/17/24)
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  • Compliance - Regulatory Strategy…

    JPMorgan Chase (New York, NY)
    …outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory Management Lead- Vice President in the Asset & Wealth ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Compliance and with the Business, Operations, Control Management, Regulatory Reporting, Technology, Risk , Legal and Internal… more
    JPMorgan Chase (09/26/24)
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  • Vice President , Wealth Management…

    Morgan Stanley (Purchase, NY)
    Morgan Stanley Wealth Management is seeking a dynamic and organized Vice President to join our Regulatory Change Management Program (RCMP) team. The goal of ... committed to diversifying its workforce (M/F/Disability/Vet **Job:** **Wealth Management* **Title:** * Vice President , Wealth Management - Regulatory Change… more
    Morgan Stanley (09/13/24)
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  • Vice President , Operational…

    Morgan Stanley (New York, NY)
    …Marketing Risk team is looking for a Risk Officer to be the team's Vice President , Operational Risk . This position is intended for a go-getter who is ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Administration* **Title:** * Vice President , Operational Risk , Firmwide Marketing… more
    Morgan Stanley (09/19/24)
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  • Vice President - Global Markets…

    Bank of America (New York, NY)
    Vice President - Global Markets Credit...* Data and Trend Analysis * Issue Management * Regulatory Compliance * Active Listening Minimum Education ... Specialist will primarily interface with the traders/marketers and other risk and support groups (ie Compliance , Finance,...the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit… more
    Bank of America (09/12/24)
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  • Credit Risk Audit, Vice

    MUFG (New York, NY)
    …member of our recruitment team will provide more details. **Job Summary:** We're seeking a Vice President , Credit Risk Audit who will be subject matter ... dynamically manage the audit plan for the assigned portfolio + Keep abreast of regulatory developments within the wholesale banking credit risk space and assess… more
    MUFG (09/29/24)
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  • Risk Management - Emerging Risks…

    JPMorgan Chase (New York, NY)
    …models are fit for purpose and used appropriately within their business context. As a Vice President in Risk Management - Emerging Risks within JPMorgan ... Join JPMorgan Chase's Risk Management and Compliance team, where...management teams to deliver fulsome and consistent responses to regulatory inquiries, escalating issues that arise during the course… more
    JPMorgan Chase (07/09/24)
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  • KYC Office: WM and US Banks Risk

    Morgan Stanley (Purchase, NY)
    …Office: WM and US Banks Risk and Control Lead - Vice President * **Location:** *New York-Purchase* **Requisition ID:** *3259589* **Other Locations:** ... KYC Office, responsible for partnering with the Financial Crimes Risk Governance and PMO team during regulatory ...and high integrity. *Required Experience:* > 7 years of risk management, compliance , control, and/or audit experience… more
    Morgan Stanley (09/26/24)
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  • Capital & Liquidity Policy, Vice

    JPMorgan Chase (New York, NY)
    …in the activities of established teams in Finance and Risk to ensure compliance with US regulatory capital & liquidity requirements + Provide input and ... JPMorgan Chase is seeking a Vice President to join our Capital...capabilities, and skills:** + Experienced in operational audit and compliance preferred + Experienced in regulatory capital… more
    JPMorgan Chase (07/04/24)
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  • Regulatory Strategy Chief Data & Analytics…

    JPMorgan Chase (New York, NY)
    …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... your expertise to JPMorgan Chase. As part of the Regulatory Strategy Chief Data & Analytics Office (including AI)...impact our company, customers and communities. Our culture in Risk Management and Compliance is all about… more
    JPMorgan Chase (09/14/24)
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  • Vice President , Credit & Fraud…

    American Express (New York, NY)
    …of CFR exam management processes. Band Level Copy: CFR is looking for a Vice President of Governance to lead a diverse team of high-performing professionals ... and let's lead the way together. Credit & Fraud Risk (CFR) manages the risk strategies across...Enterprise functions (eg, data request compilation, action implementation, and regulatory adherence) + Partner with CFR strategy teams and… more
    American Express (09/28/24)
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  • Risk Management - Nature and Social…

    JPMorgan Chase (New York, NY)
    …provide effective challenge on Nature & Social matters. **Job summary** As a Nature and Social Risk Vice President in the Risk Management Nature and ... + Engage and coordinate with other functions across the firm on environmental risk matters eg Corporate Responsibility, Compliance , Controls, Chief Data Office,… more
    JPMorgan Chase (08/18/24)
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