- Wells Fargo (New York, NY)
- **About the role:** Wells Fargo is seeking a Vice President , Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... is responsible for testing governance and coordinating first line audit coverage of Anti-Bribery and Corruption regulations. Learn more...role, you will:** + Lead execution of the integrated audit process + Participate in audits in accordance with… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... coordination with the Audit team. The overall objective is to utilize in-depth...subject matter expertise to ensure that the firm meets audit standards and regulations and to work with business… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit , in coordination ... objective of this role is to develop and execute a robust Audit Plan, and direct complex audit activities for a component of the business at a regional or… more
- Morgan Stanley (New York, NY)
- …Management - Project Manager , Business Transformation Services - Assistant Vice President (AVP)* **Location:** *New York-New York* **Requisition ID:** ... assumptions, changes in scope etc. associated with project and establish an audit trail to demonstrate these activities have been addressed * Provide mechanisms… more
- Morgan Stanley (Purchase, NY)
- …of qualifying securities, and Residential real estate loans. The US Bank Subsidiaries seek a Vice President (VP) to join the First Line Business Risk team to ... (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *US Banks Payments Risk Vice President Dedicated Business Risk Coverage* **Location:** *New… more
- Morgan Stanley (New York, NY)
- …additional BDCs. Morgan Stanley Private Credit business is looking to hire a Vice President (external Fund Controller) candidate to perform the following ... **Asset/Investment Management* **Title:** *Fund Valuation Controller - Private Credit - Vice President * **Location:** *New York-New York* **Requisition ID:**… more
- Morgan Stanley (Purchase, NY)
- …Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Vice President , Financial Crimes Risk Quality Control Lead* **Location:** ... Responsibilities - Review QC findings prepared by the QC Analyst/ Manager and focus on analysis of associated risk factors,...7 years of experience in financial crimes/AML compliance testing, Audit or similar related QA/QC testing experience at a… more
- SMBC (White Plains, NY)
- …Lifecycle. Interface with second line of defense review and challenge and Internal Audit . + Provides project management expertise in supporting BCM and TPMO Policy, ... procedures, program design and enhancements. + Support BCM-aligned TPRM metrics & reporting; providing insight into third party activity and performance for business unit executives and management committees. + Responsible for ensuring BCM-aligned issues and… more
- TD Bank (New York, NY)
- …as needed, and where required assist with remedial work efforts for any open audit and compliance (testing) findings and open gaps. + Contribute metrics to Conduct ... Risk Committees and Vice Chair supervision meetings, as well as Co-Head directs...control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies,… more
- Neuberger Berman (New York, NY)
- …equity portfolio managers and external vendors including the fund administrators, audit , and tax professionals. The Assistant Controller will be responsible for ... quarterly basis + Review management fee calculations + Assist audit and tax professionals in year-end audit ...act and operate independently with minimal daily direction from manager to accomplish objectives + Proficiency with email and… more
- MUFG (New York, NY)
- …of policies and procedures. **Responsibilities:** We are seeking an Operational Risk Manager who will support the building and execution of the operational risk ... environment. **Business and Technical Knowledge** + Strong Risk or Audit experience + Broad view of the financial services...+ 6+ years' experience in operational risk management, internal audit , management consulting or related field + 3+ years'… more
- SMBC (White Plains, NY)
- …standards, and procedures, are in place to meet SMBC's regulatory, operational, audit and reporting requirements when it comes to hardware and software asset ... and data center products Certifications and Training: * Certified Hardware Asset Manager (CHAM), IT Asset Manager (CITAM), Hardware Asset Professional (CHAMP),… more
- MUFG (New York, NY)
- …credit risk - investigate cause of limit breach and work with credit risk manager and account manager for remediation + Liaise closely with risk managers ... support the counterparty credit risk reporting infrastructure + Participate in audit and regulatory engagements relating to counterparty credit risk reporting and… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management, a leading global alternatives manager , offers innovative solutions backed by vast resources and robust governance. We provide customized ... tax payment process). Field questions and run analyses for the Fund's Portfolio Manager and Director of Finance + Oversee third parties monitoring their compliances… more
- Hubbell Power Systems (Shelton, CT)
- Audit Manager Apply now " Date: Sep 12,...as well as special projects under the direction of the Vice President Internal Audit and Enterprise ... Shelton, CT, US, 06484-4300 Company: Hubbell Incorporated Job Overview The Audit Manager is responsible for executing and leading financial and operational… more
- SMBC (White Plains, NY)
- …to its employees. **Role Description** SMBC is seeking an experienced Audit Manager - IT Infrastructure ( Vice President ) with 7-10 years' experience ... to work within the Internal Audit Department, Americas Division. The individual will evaluate governance,...Auditor in Charge, the individual will be assigned an audit team (2-4 individuals from both the North America… more
- Research Foundation CUNY (New York, NY)
- …Responsibilities Reporting to the College President and Senior Vice President of Administration and Finance, the Project Manager will oversee the ... Job Title: Project Manager PVN ID: LA-2409-006440 Category: Managerial and Professional...Grants Officers on the campuses, RFCUNY oversees employment, accounting, audit , reporting, purchasing, and special responsibilities that include management… more
- SMBC (New York, NY)
- …Risk Management Department Americas Division (RMDAD) has an opening for an Associate/ Vice President in the Liquidity Risk Management Group. This position ... and services introduced/proposed by sponsors + Engage with internal audit during annual audit of liquidity risk; remediate findings as needed + Enhance… more
- Neuberger Berman (New York, NY)
- **Summary** : Neuberger Berman is looking for a Senior Vice President , Alternatives Finance Business Manager for the NB Alternatives platform. This role ... maintaining and enhancing vendor relationships with fund administrators and audit /tax firms (performance metrics, trainings, fee reconciliation, monitoring and… more
- Morgan Stanley (Purchase, NY)
- …ISG clients. The US Banks Incident & Fraud Risk Management Team is seeking an Assistant Vice President ("AVP") who will report to the US Banks Incident & Fraud ... in financial services industry; preferably in operational risk management, internal audit , compliance, or operations. *Demonstrate an understanding of various risk… more