- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is ... responsible for managing and maintaining assigned areas of the compliance program covering Fair and Responsible Banking including monitoring business area … more
- Banco Popular Puerto Rico (New York, NY)
- Date: Dec 6, 2024 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II. - CRA US CRA We are looking for a ... senior CRA Compliance Officer /CRA Program Manager to join our Compliance Team in New York, NY. This person will develop and actively manage the Bank's CRA… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department ... areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful...review. - Recommend topics and insights for reporting to Senior Management. - Support ad hoc reporting and data… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... the Citi program framework. **Responsibilities:** + Coverage of the Compliance Data & Systems Transformation Workstream focusing on the...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Officer - Senior Associate on the Consumer and Community ... As part of Risk Management and Compliance , you are at the center of keeping...Banking (CCB) Global Financial Crimes Compliance (GFCC) team,you will be support New Business Initiative… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, and/or Board; + Assist clients ... Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. +… more
- CIBC (New York, NY)
- …helping CIBC become a strong, innovative and relationship-oriented bank for a modern world. The Senior Compliance Officer will support CIBC Bank USA and CIBC ... that the Bank adheres to all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to the Deputy Chief Compliance … more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- SMBC (Jersey City, NJ)
- …Manage the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/AML Compliance Officer and senior management review + Develop and ... benefits to its employees. **Role Description** Reporting to the Director of Compliance Program Management, the Compliance Program Management Associate assists… more
- Morgan Stanley (New York, NY)
- …variety of supervisory, compliance , and risk functions. In conjunction with the Senior Risk Officer , the NRO has accountability for maintaining a consistent ... Management policies, and other regulations. The NRO keeps the Senior Risk Officer informed of significant matters....risk and compliance . * Together with the Senior Risk Officer facilitates the training on… more
- City of New York (New York, NY)
- …to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior stakeholders. Makes recommendations based on these ... Program Officer , with wide latitude for independent judgment and decision-making, the Senior Advisor to the Chief Program Officer and Director of Strategic… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56091 Job Title: Senior Program Officer , Preferred Communities Sector: Social Work Employment Category: Fixed Term Employment Type: Full-Time ... (ORR) offers tailored case management to the most vulnerable refugees. The Senior Program Officer for Preferred Communities (SPO) oversees the quality… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56684 Job Title: Senior Program Officer Sector: Economic Recovery & Livelihood Employment Category: Regular Employment Type: Full-Time ... York, NY HQ USA Work Arrangement:Fully Remote Job Description Job Overview: The Senior Program Officer (SPO) leads the NJOR Programs team, overseeing sub-award… more
- International Rescue Committee (New York, NY)
- Requisition ID: req55501 Job Title: Senior Program Officer - Grants and Growth Management Sector: Grants Employment Category: Fixed Term Employment Type: ... of the Role Reporting to the Director, Signpost, the Senior Program Officer (SPO) plays a vital...Global team to problem-solve on escalated awards and partnerships-specific compliance and policy matters, ensuring most effective resolution. *… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Director / Senior Credit Officer to cover Corporates in North America. + The Director- ... Senior Credit Officer 's main responsibility entails the...and guidance, as necessary, to business units to ensure compliance with internal policies and procedures standards. + Monitor… more
- Barnes & Noble Education (Basking Ridge, NJ)
- …and beyond. Together, our teams work to elevate lives through education. The ** Senior Vice President, Chief Accounting Officer ** plays a strategic role in ... managing the company's accounting operations. The Chief Accounting Officer is responsible for overseeing multiple accounting and finance functions, including the… more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required...and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure… more