- TD Bank (New York, NY)
- …standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US ... management and control, supported by effective processes in alignment with risk appetite ** Employee /Team Accountabilities:** + Participates fully as a member… more
- HSBC (New York, NY)
- …+ Conduct full needs assessments with current and potential Wealth customers and recommend appropriate banking, investment and insurance products and services ... our communities and the planet we all share. The Wealth Relationship Manager works closely with the Wealth...to meet individual needs, based on objectives, risk tolerance and proper asset allocations + Represent the… more
- HSBC (New York, NY)
- …+ Conduct full needs assessments with current and potential wealth customers and recommend appropriate banking, investment and insurance products and services ... our communities and the planet we all share. The Wealth Relationship Manager (WRM) works closely with the ...to meet individual needs, based on objectives, risk tolerance and proper asset allocations + Represent the… more
- Citigroup (New York, NY)
- **About Wealth At Work: Enterprise** The Wealth at Work Enterprise Team is part of the Global Citi Wealth organization. We focus on providing wealth ... help our clients save, invest, borrow and manage the wealth that they have worked so hard to create....+ Partner with Banker on prospecting efforts prospecting - conduct new client/prospect research, generate leads and develop prospects,… more
- Citigroup (Greenburgh, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... individuals and family offices through Citi Wealth , operates in the affluent and high-net worth segments through Citigold(R) and Citigold(R) Private Client and… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... **The successful candidate will have both "internal audit" and " wealth management" experience.** Responsibilities: + Consistently develop, execute and deliver… more
- ManpowerGroup (New York, NY)
- …implement comprehensive audit plans for wealth management and trust operations. + Conduct risk assessments to prioritize high- risk areas for review. + ... procedures, and regulatory requirements + Identify and assess risks specific to wealth management and trust services, including fiduciary risk , investment … more
- JPMorgan Chase (New York, NY)
- …60 countries. It operates across four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking and Consumer and ... Community Banking **.** **About Wealth Management** With more than 160 years of experience,...the broader universe of ETFs and passive investing + Conduct and present attribution, holdings, and factor analysis across… more
- Citigroup (New York, NY)
- The Head of Wealth Application Strategy is responsible for delivering innovation in overall product analysis, design, development, and production support for the ... Wealth business. Citi Global Wealth is a...and strategic outsourcing, and vendor partnerships. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- JPMorgan Chase (New York, NY)
- …, legal, compliance, supervision, and operations to ensure robust controls and prudent risk mitigants exist. + Conduct competitive analyses on an ongoing basis ... Within JP Morgan Wealth Management, the Strategy and Business Development role...alongside Product Management, Operations, Digital & Technology teams, Legal, Risk and Compliance. + Partner with Lending Sales team… more
- Citigroup (Bronxville, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- …for driving new introductions and client conversion from the Banking division to the Wealth division and from the Wealth division to the Banking division with ... introductions + Responsible for maintaining effective controls around privacy information ( Wealth ) and MNPI (Banking). This individual will be a "wall straddler"… more
- Citigroup (New York, NY)
- …clients. + Demonstrate an in-depth understanding of clients' businesses and sources of wealth generation. + Anticipate events in a client's life and business which ... executed on their behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate. + Uncover needs that… more
- Citigroup (New York, NY)
- …target clients + Partner with Banker on prospecting efforts prospecting - conduct new client/prospect research, generate leads and develop prospects, network to ... opportunities, prepare client pitches, and deliver Citi's full suite of banking and wealth management solutions to our clients + Provide complete service support to… more
- Citigroup (New York, NY)
- …Deposits & Treasury Management Sales Specialist, you will work closely with the Wealth at Work banking teams within designated coverage area to assist in generating ... solutions. This individual will be closely engaged with the Wealth at Work banking teams, as well as directly...& Execution on all Strategic Business Development Initiatives + Conduct banker portfolio and client relationship reviews to generate… more
- Citigroup (New York, NY)
- …requires a broad and comprehensive knowledge of financial markets, wealth management practices, and industry products/services. **Responsibilities:** + This position ... how to align products and other investment solutions with asset allocation targets, risk management and client goals. + As the CPB and Citi product platforms… more
- Citigroup (New York, NY)
- The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development ... ensure all clients have a positive in-branch experience. + Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's… more