- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance , Conduct & Operational Risk (CCOR) (AI) - Vice President within the ... innovation and regulatory adherence. You will provide independent second-line coverage for compliance , conduct, and operational risk management oversight to… more
- American Express (New York, NY)
- …that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... Amex. Alongside credit risk management, you will be responsible for minimizing operational risk across your portfolio. The objective will be to establish the… more
- Citigroup (New York, NY)
- …across each of the risk stripes - Market, Credit, Operational and Model Risk as well as Independent Compliance Risk Management, to develop the ... for any issues impacting Equities NAM/LATAM E-Trading Risk Management Framework compliance **Qualifications:** + 10+...management capacity + Experience in one or more primary risk stripes (Market, Credit, Operational Risk… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- JPMorgan Chase (New York, NY)
- …work closely with internal and external stakeholders to ensure effective risk management and compliance with regulatory requirements. **Job Responsibilities:** ... using proven evaluation strategies. + Identify, escalate, and record operational errors, performing risk analysis. + Review...7 years of experience in controls, audit, quality assurance, risk management, or compliance . + Experience in… more
- HSBC (New York, NY)
- …and assessed for efficiency and applicability at reasonable intervals. Ensure any inherent operational risk is highlighted and mitigated in a timely manner For ... a person with strong knowledge of how Global Market products work, risk -based attribution and understanding of general processes/systems used for calculation of the… more
- Meta (New York, NY)
- …integrity, security OR in a role associated with data protection, regulatory response, operational risk management, compliance , audit and implementation of ... We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across...CRCM) **Public Compensation:** $116,000/year to $168,000/year + bonus + equity + benefits **Industry:** Internet **Equal Opportunity:** Meta is… more
- JPMorgan Chase (New York, NY)
- …management related risk and controls and ensure adherence with the firm's Compliance & Operational Risk Evaluation (CORE) Program. Your responsibilities ... play a significant role in effectively managing the overall operational risk environment for D&A products and...Risk Assessment Structures (RAS) in CORE system, ensuring compliance with the firm's Policies and Standards, and supporting… more
- JPMorgan Chase (New York, NY)
- …will spearhead governance support for artificial intelligence initiatives and lead the Compliance & Operational Risk Evaluation (CORE) Program Governance. ... business/control partners, you will be instrumental in shaping and managing the overall operational risk landscape for CDAO. **Job responsibilities** + Create a… more
- Bank of America (New York, NY)
- …for management of all aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model, and reputational risk matters to ... Risk Analysis Sr. Manager Charlotte, North Carolina;New York,...in one or more of these asset classes - ** Equities , FX, Commodities, Interest Rates, Credits** + Bachelors or… more
- Neuberger Berman (New York, NY)
- …requirements and development of processes that mitigate/minimize control risks. + Partnership with Compliance and Operational Risk teams to measure, assess, ... client value chain - design and implement operational improvements where applicable. ** Compliance & Risk Management:** + Understanding of complex regulatory… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... or equivalent experience in accounting or finance related field; + Background in Compliance + Experience and understanding of Privacy risk - in particular,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Director, Equity Sales, Global Banking & Markets- New York,..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance… more
- MUFG (New York, NY)
- …policy especially for capital cost/provision planning and charge-offs. Adhere to applicable compliance / operational risk controls in accordance with MUFG or ... to immediate supervisor, Division Manager, and others within Credit Risk Administration about actual/forecasted borrower/regulatory rating changes that could impact… more
- JPMorgan Chase (New York, NY)
- Become an integral part of the Technology and Cybersecurity Operational Risk Team, within the Conduct, Compliance and Operational Risk (CCOR) ... on attention to detail and quality. As a Senior Executive Assistant within the Conduct, Compliance and Operational Risk organization, you will be tasked with… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- TD Bank (New York, NY)
- …against industry practices * With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a ... "tone at the top" in support of a strong risk & compliance culture within Compliance...and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through participation in an incentive… more